50 CFR § 679.50-679.55 - Fisheries of the Exclusive Economic Zone off Alaska - Groundfish and Halibut Observer Program

777 Fishery Conservation and Management § 679.50 and § 679.41(c), until the IFQ fee liabil ity is reconciled, except that NMFS may return unused GAF to the IFQ permit holder’s account from which it was derived 15 days prior to the closing of the commercial halibut fishing sea son each year. (ii) Notify permit holder. Notify the IFQ permit holder or RQE by letter that an insufficient amount has been paid and that the IFQ permit holder has 30 days from the date of the letter to either pay the amount determined to be due or provide additional docu mentation to prove that the amount paid was the correct amount. (2) After the expiration of the 30-day period, the Regional Administrator will evaluate any additional docu mentation submitted by an IFQ permit holder or RQE in support of its pay ment. If the Regional Administrator determines that the additional docu mentation does not meet the burden of proving the payment is correct, the Re gional Administrator will send the IFQ permit holder or RQE an IAD indi cating that the IFQ permit holder or RQE did not meet the burden of proof to change the IFQ fee liability as cal culated by the Regional Administrator based upon the IFQ standard ex-vessel value. The IAD will set out the facts and indicate the deficiencies in the documentation submitted by the IFQ permit holder or RQE. An IFQ permit holder or RQE who receives an IAD may appeal the IAD, as described in paragraph (h) of this section. (3) If the permit holder fails to file an appeal of the IAD pursuant to 15 CFR part 906, the IAD will become the final agency action. (4) If the IAD is appealed and the final agency action is a determination that additional sums are due from the IFQ permit holder or RQE, the IFQ per mit holder or RQE must pay any IFQ fee amount determined to be due not later than 30 days from the issuance of the final agency action. (5) Upon final agency action deter mining that an IFQ permit holder or RQE has not paid his or her IFQ fee li ability, any IFQ fishing permit held by the IFQ permit holder or RQE is not valid until all IFQ fee liabilities are paid. (6) If payment is not received on or before the 30th day after the final agen cy action, the matter will be referred to the appropriate authorities for pur poses of collection. (g) Over payment. Upon issuance of final agency action, any amount sub mitted to NMFS in excess of the IFQ fee liability determined to be due by the final agency action will be returned to the IFQ permit holder or RQE unless the IFQ permit holder or RQE requests the agency to credit the excess amount against the IFQ permit holder’s or RQE’s future IFQ fee liability. (h) Appeals and requests for reconsider ation. An IFQ permit holder who re ceives an IAD may either appeal the IAD pursuant to 15 CFR part 906 or re quest reconsideration. Within 60 days from the date of issuance of the IAD, the Regional Administrator may un dertake a reconsideration of the IAD on his or her own initiative. If a re quest for reconsideration is submitted or the Regional Administrator initi ates a reconsideration, the 60-day pe riod for appeal under 15 CFR part 906 will begin anew upon issuance of the Regional Administrator’s reconsidered IAD. The Regional Administrator may undertake only one reconsideration of the IAD, if any. If an IFQ permit holder fails to file an appeal of the IAD pursu ant to 15 CFR part 906, the IAD will be come the final agency action. In any appeal or reconsideration of an IAD made under this section, an IFQ permit holder has the burden of proving his or her claim. (i) Annual report. NMFS will publish annually a report describing the status of the IFQ Cost Recovery Program. [65 FR 14924, Mar. 20, 2000, as amended at 67 FR 4133, Jan. 28, 2002; 71 FR 44232, Aug. 4, 2006; 76 FR 40633, July 11, 2011; 78 FR 75893, Dec. 12, 2013; 81 FR 23649, Apr. 22, 2016; 83 FR 47833, Sept. 21, 2018] Subpart E—North Pacific Observer Program SOURCE: 61 FR 56431, Nov. 1, 1996, unless otherwise noted. § 679.50 Applicability. (a) General. (1) The operator of a ves sel designated or required to be des ignated on a Federal fisheries permit VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00787 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 778 50 CFR Ch. VI (10–1–22 Edition) § 679.51 (FFP) under § 679.4(b); the operator of a processor designated or required to be designated on a Federal processor per mit (FPP) under § 679.4(f)(1) or a Reg istered Buyer permit under § 679.4(d)(3); and the operator of a vessel used to harvest IFQ halibut, CDQ halibut, or IFQ sablefish must comply with this subpart. The owner of a vessel or a shoreside processor must ensure that the operator or manager complies with this subpart. (2) Exceptions. A catcher vessel is not subject to the requirements of this sub part when delivering unsorted codends to a mothership. (3) For purposes of this subpart, hal ibut means CDQ and IFQ halibut. (b) [Reserved] [77 FR 70091, Nov. 21, 2012, as amended at 83 FR 30532, June 29, 2018] § 679.51 Observer and Electronic Moni toring System requirements for ves sels and plants. (a) Observer requirements for vessels— (1) Groundfish and halibut fishery partial coverage category—(i) Vessel classes in partial coverage category. Unless other wise specified in paragraph (a)(2) of this section, the following catcher ves sels and catcher/processors are in the partial coverage category when fishing for halibut or when directed fishing for groundfish in a federally managed or parallel groundfish fishery, as defined at § 679.2: (A) A catcher vessel designated on an FFP under § 679.4(b)(1); (B) A catcher vessel when fishing for halibut while carrying a person named on a permit issued under § 679.4(d)(1)(i), (d)(2)(i), or (e)(2), or for IFQ sablefish, as defined at § 679.2, while carrying a person named on a permit issued under § 679.4(d)(1)(i) or (d)(2)(i); or (C) A catcher/processor placed in the partial coverage category under para graph (a)(3) of this section; or (D) A catcher vessel less than or equal to 46 ft LOA using hook-and-line gear when groundfish CDQ fishing under § 679.32(c)(3)(iii). (ii) Registration and notification of ob server deployment. The Observer Declare and Deploy System (ODDS) is the com munication platform for the partial coverage category by which NMFS re ceives information about fishing plans subject to randomized observer deploy ment. Vessel operators provide fishing plan and contact information to NMFS and receive instructions through ODDS for coordinating with an observer pro vider for any required observer cov erage. Access to ODDS is available through the NMFS Alaska Region Web site at http://alaskafisheries.noaa.gov. (A) Registration. NMFS will enter in formation into ODDS about all partial coverage category vessels that are des ignated on an FFP and all catcher ves sels that are not designated on an FFP but that landed sablefish IFQ or hal ibut IFQ or CDQ in the previous or cur rent year. Owners or operators are not responsible for initial registration of their vessel in ODDS. (B) Notification. Upon entry into ODDS, NMFS will notify the owner or operator of his or her vessel’s selection pool. Owners and operators must com ply with all further instructions set forth by ODDS. (C) Trip selection pool. (1) A minimum of 72 hours prior to embarking on each fishing trip, the operator of a vessel in the trip selection pool must register the anticipated trip with ODDS. (2) When a fishing trip is registered with ODDS per paragraph (a)(1)(ii)(C)(1) of this section, the vessel operator will be notified by ODDS whether the trip is selected for ob server coverage and a receipt number corresponding to this notification will be provided by ODDS. Trip registration is complete when the vessel operator receives a receipt number. (3) An operator may embark on a fishing trip registered with ODDS: (i) Not selected trip. At any time if ODDS indicates that the fishing trip is not selected for observer coverage. (ii) Selected trip. When an observer is aboard the vessel if ODDS indicates that the fishing trip is selected for ob server coverage. (4) Delayed trip. A selected fishing trip not embarked upon within 48 hours of the time specified in the registration with ODDS is invalidated. The operator must register any new trip in accord ance with paragraph (a)(1)(ii)(C)(1) of this section. (5) Observer coverage duration. If se lected, a vessel is required to carry an observer for the entire fishing trip. VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00788 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 779 Fishery Conservation and Management § 679.51 (i) A fishing trip selected for observer coverage may not begin until all pre viously harvested fish has been offloaded and an observer is aboard the vessel. (ii) An observer may not be trans ferred off a catcher vessel until the ob server confirms that all fish from the observed fishing trip are offloaded. (iii) A vessel must make a minimum of one delivery to a tender vessel to be subject to paragraph (3)(ii) of the fish ing trip definition at § 679.2. (D) Vessel selection pool. A vessel se lected for observer coverage is required to have an observer on board for all groundfish and halibut fishing trips specified at paragraph (a)(1)(i) of this section for the time period indicated by ODDS. (iii) Release from observer coverage. The Observer Program may release a selected trip per paragraph (a)(1)(ii)(C) of this section or a selected vessel per paragraph (a)(1)(ii)(D) of this section, from observer coverage on a case-by case basis. (2) Groundfish and halibut fishery full observer coverage category—(i) Vessel classes in the full coverage category. The following classes of vessels are in the full observer coverage category when harvesting halibut or when harvesting, receiving, or processing groundfish in a federally managed or parallel ground fish fishery, as defined at § 679.2: (A) Catcher/processors, except a catcher/processor placed in the partial observer coverage category under para graph (a)(3) of this section; (B) Motherships; and (C) Catcher vessels while: (1) Directed fishing for pollock in the BS; (2) Using trawl gear or hook-and-line gear when groundfish CDQ fishing (see § 679.2), except for catcher vessels less than or equal to 46 ft LOA using hook and-line gear when groundfish CDQ fishing under § 679.32(c)(3)(iii); (3) Participating in the Rockfish Pro gram; or (4) Using trawl gear in the BSAI if the vessel has been placed in the full observer coverage category under para graph (a)(4) of this section. (ii) Observer coverage requirements. Un less subject to the partial observer cov erage category per paragraph (a)(1)(i) of this section, a vessel listed in para graphs (a)(2)(i)(A) through (C) of this section must have at least one observer aboard the vessel at all times. Some fisheries require additional observer coverage in accordance with paragraph (a)(2)(vi) of this section. (iii) Observer workload. The time re quired for an observer to complete sampling, data recording, and data communication duties per paragraph (a)(2) of this section may not exceed 12 consecutive hours in each 24-hour pe riod. (iv) Catcher/processor classification. (A) For purposes of this subpart, a vessel is classified as a catcher/processor ac cording to the operation designation on its FFP. A vessel designated as a catcher/processor at any time during the calendar year is classified as a catcher/processor for the remainder of the calendar year. (B) [Reserved] (v) [Reserved] (vi) Additional observer requirements— (A) CDQ fisheries. The owner or oper ator of a vessel must comply with the following requirements each day that the vessel is used to catch, process, de liver, or receive CDQ groundfish. (1) Catcher/processors using trawl gear and directed fishing for pollock CDQ in the BSAI and motherships taking deliv eries from catcher vessels directed fishing for pollock CDQ in the BSAI. See para graph (a)(2)(vi)(B)(2) of this section. (2) Catcher/processors using trawl gear and groundfish CDQ fishing. See para graph (a)(2)(vi)(C) of this section. (3) Catcher/processors using hook-and line gear and groundfish CDQ fishing. See paragraph (a)(2)(vi)(E) of this sec tion. (4) Catcher/processors using pot gear for groundfish CDQ fishing. A catcher/proc essor using pot gear must have at least one lead level 2 observer aboard the vessel. More than one observer must be aboard if the observer workload re striction would otherwise preclude sampling as required. (5) Motherships. A mothership that re ceives unsorted codends from catcher vessels groundfish CDQ fishing must have at least two observers aboard the mothership, at least one of whom must be endorsed as a lead level 2 observer. More than two observers must be VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00789 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 780 50 CFR Ch. VI (10–1–22 Edition) § 679.51 aboard if the observer workload re striction would otherwise preclude sampling as required. (B) BSAI pollock fisheries—(1) Listed AFA catcher/processors, catcher/proc essors designated on listed AFA catcher/ processor permits, and AFA motherships. The owner or operator of a listed AFA catcher/processor, a catcher/processor designated on a listed AFA catcher/ processor permit, or an AFA mothership must have aboard at least two observers, at least one of whom must be endorsed as a lead level 2 ob server, for each day that the vessel is used to catch, process, or receive groundfish. More than two observers must be aboard if the observer work load restriction would otherwise pre clude sampling as required. (2) Pollock CDQ catcher/processors and motherships. The owner or operator of a catcher/processor or mothership used to catch, process, or receive pollock CDQ must comply with the observer coverage requirements in paragraph (a)(2)(vi)(B)(1) of this section for each day that the vessel is used to catch, process, or receive pollock CDQ. (3) Unlisted AFA catcher/processors and catcher/processors designated on unlisted AFA catcher/processor permits. The owner or operator of an unlisted AFA catcher/processor or a catcher/proc essor designated on an unlisted AFA catcher/processor permit must have aboard at least two observers for each day that the vessel is used to engage in directed fishing for pollock in the BSAI, or receive pollock harvested in the BSAI. At least one observer must be endorsed as a lead level 2 observer. When a listed AFA catcher/processor is not engaged in directed fishing for BSAI pollock and is not receiving pol lock harvested in the BSAI, the ob server coverage requirements at para graph (a)(2)(ii) of this section apply. (4) AI directed pollock fishery catcher/ processors and motherships. A catcher/ processor participating in the AI di rected pollock fishery or a mothership processing pollock harvested in the AI directed pollock fishery must have aboard at least two observers, at least one of which must be endorsed as a lead level 2 observer, for each day that the vessel is used to catch, process, or receive groundfish. More than two ob servers must be aboard if the observer workload restriction would otherwise preclude sampling as required. (C) Amendment 80 vessels and catcher/ processors not listed in § 679.4(1)(2)(i) and using trawl gear in the BSAI. All Amend ment 80 vessels using any gear but dredge gear while directed fishing for scallops and catcher/processors not listed in § 679.4(1)(2)(i) and using trawl gear in the BSAI must have aboard at least two observers for each day that the vessel is used to catch, process, or receive groundfish harvested in a feder ally managed or parallel groundfish fishery. At least one observer must be endorsed as a lead level 2 observer. More than two observers are required if the observer workload restriction would otherwise preclude sampling as required. (D) Catcher/processors participating in the Rockfish Program—(1) Rockfish coop erative. A catcher/processor that is named on an LLP license that is as signed to a rockfish cooperative and is fishing under a CQ permit must have at least two observers aboard for each day that the vessel is used to catch or proc ess fish in the Central GOA from May 1 through the earlier of November 15 or the effective date and time of an ap proved rockfish cooperative termi nation of fishing declaration. At least one observer must be endorsed as a lead level 2 observer. More than two observers must be aboard if the ob server workload restriction would oth erwise preclude sampling as required. (2) Rockfish sideboard fishery for catch er/processors in a rockfish cooperative. A catcher/processor that is subject to a sideboard limit as described under § 679.82(e) must have at least two ob servers aboard for each day that the vessel is used to harvest or process fish in the West Yakutat District, Central GOA, or Western GOA management areas from July 1 through July 31. At least one observer must be endorsed as a lead level 2 observer. More than two observers must be aboard if the ob server workload restriction would oth erwise preclude sampling as required. (E) Longline catcher/processor sub sector. The owner and operator of a catcher/processor subject to § 679.100(b) must comply with the following ob server coverage requirements: VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00790 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 781 Fishery Conservation and Management § 679.51 (1) Increased observer coverage option. If the vessel owner selects the in creased observer coverage option under § 679.100(b)(1), at least two observers must be aboard the vessel at all times when the vessel is operating in either the BSAI or GOA groundfish fisheries when directed fishing for Pacific cod is open in the BSAI, or while the vessel is groundfish CDQ fishing. At least one of the observers must be endorsed as a lead level 2 observer. More than two observers are required if the observer workload restriction would otherwise preclude sampling as required. (2) Scales option. If the vessel owner selects the scales option under § 679.100(b)(2), one lead level 2 observer must be aboard the vessel at all times when the vessel is operating in either the BSAI or GOA groundfish fisheries when directed fishing for Pacific cod is open in the BSAI, or while the vessel is groundfish CDQ fishing. (F) Halibut deck sorting. Vessels sub ject to § 679.120 must have at least two observers aboard at all times when hal ibut deck sorting may occur; one ob server must be endorsed as a lead level 2 observer. More than two observers are required if the observer workload restriction would otherwise preclude sampling as required. (3) Catcher/processor placement in the partial observer coverage category for a year—(i) Definitions. For purposes of this paragraph (a)(3), these terms are defined as follows: (A) Average weekly groundfish produc tion means the annual groundfish round weight production estimate for a catcher/processor, divided by the num ber of separate weeks during which production occurred, as determined by production reports, excluding any groundfish caught using trawl gear. (B) Fishing year means the year dur ing which a catcher/processor might be placed in partial observer coverage. (C) Standard basis year means the fishing year minus two years. (D) Alternate basis year means the most recent year before the standard basis year in which a catcher/processor had any groundfish production but not earlier than 2009. (ii) Deadline for requesting partial ob server coverage. For the 2017 fishing year and every fishing year after 2017, the deadline for requesting partial ob server coverage is July 1 of the year prior to the fishing year. (iii) Requirements for placing a catcher/ processor in the partial observer coverage category. NMFS will place a catcher/ processor in the partial observer cov erage category for a fishing year if the owner of the catcher/processor requests placement in partial observer coverage by the deadline for requesting partial observer coverage for that fishing year and the catcher/processor meets the following requirements: (A) An average weekly groundfish production of: (1) 79,000 lb (35.8 mt) or less, but more than zero lb, in the standard basis year; or (2) Zero lb in the standard basis year and 79,000 lb (35.8 mt) or less, but more than zero lb, in the alternate basis year; or (3) Had no production from 2009 through the standard basis year; and (B) Is not a catcher/processor using trawl gear; and (C) Is not subject to additional ob server coverage requirements in para graph (a)(2)(vi) of this section. (iv) How to request placement of a catcher/processor in partial observer cov erage. A vessel owner must submit a re quest form to NMFS. The request form must be completed with all required fields accurately completed. The re quest form is provided by NMFS and is available on the NMFS Alaska Region Web site (http:// alaskafisheries.noaa.gov). The submittal methods are described on the form. (v) Notification of placement in the par tial observer coverage category. NMFS will notify the owner if the catcher/ processor has been placed in the partial observer coverage category in writing. Until NMFS provides notification, the catcher/processor is in the full observer coverage category for that fishing year. (vi) Initial Administrative Determina tion (IAD). If NMFS denies a request to place a catcher/processor in the partial observer coverage category, NMFS will provide an IAD, which will explain the basis for the denial. (vii) Appeal. If the owner of a catcher/ processor wishes to appeal NMFS’ de nial of a request to place a catcher/ VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00791 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 782 50 CFR Ch. VI (10–1–22 Edition) § 679.51 processor in the partial observer cov erage category, the owner may appeal the determination under the appeals procedure set out at 15 CFR part 906. (4) BSAI trawl catcher vessel placement in the full observer coverage category for one year—(i) Applicability. The owner of a catcher vessel in the partial observer coverage category under paragraph (a)(1)(i) of this section may request to be placed in the full observer coverage category for all directed fishing for groundfish using trawl gear in the BSAI for a calendar year. (ii) How to request full observer cov erage for one year. A trawl catcher ves sel owner must complete a full ob server coverage request and submit it to NMFS using ODDS. ODDS is de scribed in paragraph (a)(1)(ii) of this section. (iii) Deadline to request full observer coverage. A full observer coverage re quest must be submitted by October 15 of the year prior to the calendar year in which the catcher vessel would be placed in the full observer coverage category. (iv) Notification. NMFS will notify the vessel owner through ODDS of ap proval or denial to place a trawl catch er vessel in the full observer coverage category. Unless otherwise specified in paragraph (a)(2) of this section, a trawl catcher vessel remains in the partial observer coverage category under para graph (a)(1)(i) of this section until a re quest to place a trawl catcher vessel in the full observer coverage category has been approved by NMFS. Once place ment in the full observer coverage cat egory is approved by NMFS, a trawl catcher vessel cannot be placed in the partial observer coverage category until the following year. (v) Initial Administrative Determination (IAD). If NMFS denies a request to place a trawl catcher vessel in the full observer coverage category, NMFS will provide an IAD, which will explain the basis for the denial. (vi) Appeal. If the owner of a trawl catcher vessel wishes to appeal NMFS’ denial of a request to place a trawl catcher vessel in the full observer cov erage category, the owner may appeal the determination under the appeals procedure set out at 15 CFR part 906. (b) Observer requirements for shoreside processors and stationary floating proc essors—(1) Shoreside processor and sta tionary floating processor partial observer coverage category. (i) Unless otherwise specified in paragraph (b)(2) of this sec tion, a shoreside processor or a sta tionary floating processor designated or required to be designated on an FPP under § 679.4(f)(1) is in the partial ob server coverage category when receiv ing or processing groundfish harvested in federally managed or parallel groundfish fisheries, as defined at § 679.2. (ii) Coverage. The manager of a shore side processor or stationary floating processor must provide observers ac cess to unsorted and sorted catch any time an observer is present at the facil ity. (2) Shoreside processor and stationary floating processor full observer coverage category. An AFA inshore processor is in the full observer coverage category. (i) Coverage level. An AFA inshore processor must provide an observer for each 12 consecutive-hour period of each calendar day during which the proc essor takes delivery of, or processes, groundfish harvested by a vessel en gaged in a directed pollock fishery in the BS. An AFA inshore processor that, for more than 12 consecutive hours in a calendar day, takes delivery of or proc esses pollock harvested in the BS di rected pollock fishery must provide two observers for each such day. (ii) Multiple processors. An observer deployed to an AFA inshore processor may not be assigned to cover more than one processor during a calendar day in which the processor receives or processes pollock harvested in the BS directed pollock fishery. (iii) Observers transferring between ves sels and processors. An observer trans ferring from an AFA catcher vessel to an AFA inshore processor may not be assigned to cover the AFA inshore processor until at least 12 hours after offload and sampling of the catcher vessel’s delivery is completed. (c) NMFS employee observers. (1) Any vessel, shoreside processor, or sta tionary floating processor required to comply with observer coverage require ments under paragraphs (a) or (b) of this section or under § 679.7(f)(4) must VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00792 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 783 Fishery Conservation and Management § 679.51 use, upon written notification by the Regional Administrator, a NMFS em ployee to satisfy observer coverage re quirements as specified in paragraphs (a) and (b) of this section or for other conservation and management pur poses as specified by the Regional Ad ministrator. (2) Prior to deployment of a NMFS employee, the agency will provide writ ten notification to the owner or oper ator of a vessel, shoreside processor, or stationary floating processor whether observer coverage credit will be grant ed for that deployment. (3) Vessel, shoreside processor, and stationary floating processor owners and operators, as well as observers and observer providers, may contact NMFS in writing to request assistance in im proving observer data quality and re solving observer sampling issues. Re quests may be submitted to: NMFS Ob server Program, 7600 Sand Point Way NE., Seattle, WA 98115–0070 or trans mitted by facsimile to 206–526–4066. (d) Procurement of observer services—(1) Full coverage category. (i) The owner of a vessel, shoreside processor, or sta tionary floating processor required to have full observer coverage under para graphs (a)(2) and (b)(2) of this section must arrange and pay for observer services from a permitted observer pro vider. (ii) The owner of a vessel, shoreside processor, or stationary floating proc essor is required to arrange and pay for observer services directly from NMFS when the agency has determined and notified them under paragraph (c) of this section that the vessel, shoreside processor, or stationary floating proc essor shall use a NMFS employee or in dividual authorized by NMFS in lieu of, or in addition to, an observer provided through a permitted observer provider to satisfy requirements under para graphs (a)(2) and (b)(2) of this section or for other conservation and manage ment purposes. (2) Partial coverage category. The owner of a vessel in the partial ob server coverage category per paragraph (a)(1) of this section must comply with instructions provided by ODDS to pro cure observer coverage for the required duration. (e) Responsibilities—(1) Vessel respon sibilities. An operator of a vessel re quired to carry one or more observers must: (i) Accommodations and food. Provide, at no cost to observers or the United States, accommodations and food on the vessel for the observer or observers that are equivalent to those provided for officers, engineers, foremen, deck bosses, or other management level per sonnel of the vessel. (ii) Safe conditions. (A) Maintain safe conditions on the vessel for the protec tion of observers including adherence to all U.S. Coast Guard and other ap plicable rules, regulations, or statutes pertaining to safe operation of the ves sel. (B) Have on board: (1) A valid Commercial Fishing Ves sel Safety Decal issued within the past 2 years that certifies compliance with regulations found in 33 CFR Chapter I and 46 CFR Chapter I; (2) A certificate of compliance issued pursuant to 46 CFR 28.710; or (3) A valid certificate of inspection pursuant to 46 U.S.C. 3311. (iii) Communications and observer data entry—(A) Observer use of equipment. Allow an observer to use the vessel’s communications equipment and per sonnel, on request, for the confidential entry, transmission, and receipt of work-related messages, at no cost to the observer or the United States. (B) The operator of a catcher/proc essor (except for a catcher/processor placed in the partial observer coverage category under paragraph (a)(3) of this section), mothership, or catcher vessel 125 ft LOA or longer (except for a catcher vessel fishing for groundfish with pot gear) must provide the fol lowing equipment, software and data transmission capabilities: (1) Observer access to computer. Make a computer available for use by the ob server. (2) NMFS-supplied software. Ensure that the most recent release of NMFS data entry software provided by the Regional Administrator or other ap proved software is installed on the computer described in paragraph (e)(1)(iii)(B)(1) of this section. (3) Data transmission. The computer and software described in paragraphs VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00793 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 784 50 CFR Ch. VI (10–1–22 Edition) § 679.51 (e)(1)(iii)(B)(1) and (2) of this section must be connected to a communication device that provides a point-to-point connection to the NMFS host com puter. (4) Functional and operational equip ment. Ensure that the required equip ment described in paragraph (e)(1)(iii)(B) of this section and that is used by an observer to enter or trans mit data is fully functional and oper ational. ‘‘Functional’’ means that all the tasks and components of the NMFS-supplied, or other approved, software described in paragraph (e)(1)(iii)(B)(2) of this section and any required data transmissions to NMFS can be executed effectively aboard the vessel by the equipment. (C) The operator of a catcher vessel participating in the Rockfish Program or a catcher vessel less than 125 ft LOA directed fishing for pollock in the BS must comply with the computer and software requirements described in paragraphs (e)(1)(iii)(B)(1), (2), and (4) of this section. (iv) Vessel position. Allow observers access to, and the use of, the vessel’s navigation equipment and personnel, on request, to determine the vessel’s position. (v) Access. Allow observers free and unobstructed access to the vessel’s bridge, trawl or working decks, holding bins, processing areas, freezer spaces, weight scales, cargo holds, and any other space that may be used to hold, process, weigh, or store fish or fish products at any time. (vi) Prior notification. Notify observ ers at least 15 minutes before fish are brought on board, or fish and fish prod ucts are transferred from the vessel, to allow sampling the catch or observing the transfer, unless the observers spe cifically request not to be notified. (vii) Records. Allow observers to in spect and copy the vessel’s DFL, DCPL, product transfer forms, any other log book or document required by regula tions, printouts or tallies of scale weights, scale calibration records, bin sensor readouts, and production records. (viii) Assistance. Provide all other reasonable assistance to enable observ ers to carry out their duties, including, but not limited to: (A) Measuring decks, codends, and holding bins. (B) Providing the observers with a safe work area adjacent to the sample collection site. (C) Collecting bycatch when re quested by the observers. (D) Collecting and carrying baskets of fish when requested by observers. (E) Allowing observers to determine the sex of fish when this procedure will not decrease the value of a significant portion of the catch. (F) Collecting all seabirds that are incidentally taken on the observer sampled portions of hauls using hook and-line gear or as requested by an ob server during non-sampled portions of hauls. (G) During halibut deck sorting, pro viding halibut to the observer on deck. (ix) Transfer at sea. (A) Ensure that transfers of observers at sea are carried out during daylight hours, under safe conditions, and with the agreement of observers involved. (B) Notify observers at least 3 hours before observers are transferred, such that the observers can collect personal belongings, equipment, and scientific samples. (C) Provide a safe pilot ladder and conduct the transfer to ensure the safe ty of observers during transfers. (D) Provide an experienced crew member to assist observers in the small boat or raft in which any trans fer is made. (2) Shoreside processor and stationary floating processor responsibilities. A man ager of a shoreside processor or a sta tionary floating processor that is re quired to maintain observer coverage as specified under paragraph (b) of this section must: (i) Safe conditions. Maintain safe con ditions at the shoreside processing fa cility for the protection of observers by adhering to all applicable rules, regula tions, or statutes pertaining to safe op eration and maintenance of the proc essing facility. (ii) Operations information. Notify the observers, as requested, of the planned facility operations and expected re ceipt of groundfish prior to receipt of those fish. (iii) Transmission of data. Facilitate transmission of observer data by: VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00794 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 785 Fishery Conservation and Management § 679.51 (A) Observer use of equipment. Allow ing observers to use the shoreside proc essor’s or stationary floating proc essor’s communication equipment and personnel, on request, for the entry, transmission, and receipt of work-re lated messages, at no cost to the ob servers or the United States. (B) Communication equipment require ments—(1) Observer access to computer. Making a computer available for use by the observer. This computer must be connected to a communication de vice that provides a point-to-point con nection to the NMFS host computer. (2) NMFS-supplied software. Ensuring that the shoreside or stationary float ing processor specified in paragraph (e)(2) of this section has installed the most recent release of NMFS data entry software provided by the Re gional Administrator, or other ap proved software. (3) Functional and operational equip ment. Ensuring that the communica tions equipment required under para graph (e)(2)(iii)(B) of this section that is used by observers to enter and trans mit data is functional and operational. ‘‘Functional’’ means that all the tasks and components of the NMFS-supplied, or other approved, software described at paragraph (e)(2)(iii)(B)(2) of this sec tion and any data transmissions to NMFS can be executed effectively by the communications equipment. (iv) Access. Allow observers free and unobstructed access to the shoreside processor’s or stationary floating proc essor’s holding bins, processing areas, freezer spaces, weight scales, ware houses, and any other space that may be used to hold, process, weigh, or store fish or fish products at any time. (v) Document access. Allow observers to inspect and copy the shoreside proc essor’s or stationary floating proc essor’s landing report, product transfer forms, any other logbook or document required by regulations; printouts or tallies of scale weights; scale calibra tion records; bin sensor readouts; and production records. (vi) Assistance. Provide all other rea sonable assistance to enable the ob server to carry out his or her duties, including, but not limited to: (A) Assisting the observer in moving and weighing totes of fish. (B) Providing a secure place to store sampling gear. (3) The owner of a vessel, shoreside processor, stationary floating proc essor, buying station, or tender vessel is responsible for compliance and must ensure that the operator or manager of a vessel, shoreside processor, or sta tionary floating processor required to maintain observer coverage under paragraphs (a) or (b) of this section complies with the requirements given in paragraphs (e)(1) and (e)(2) of this section. (f) Electronic monitoring system require ments for vessels that use nontrawl gear. Vessels that use nontrawl gear in the partial coverage category in paragraph (a)(1)(i) of this section may be eligible for EM coverage instead of observer coverage. (1) Vessel placement in the EM selection pool—(i) Applicability. The owner or op erator of a vessel that uses nontrawl gear in the partial coverage category under paragraph (a)(1)(i) of this section may request to be placed in the EM se lection pool. (ii) How to request placement in the EM selection pool. A vessel owner or oper ator must complete an EM request and submit it to NMFS using ODDS. Access to ODDS is available through the NMFS Alaska Region Web site at http:// alaskafisheries.noaa.gov. ODDS is de scribed in paragraph (a)(1)(ii) of this section. (iii) Deadline to submit an EM request. A vessel owner or operator must sub mit an EM request in ODDS by Novem ber 1 of the year prior to the calendar year in which the catcher vessel would be placed in the EM selection pool. (iv) Approval for placement in the EM selection pool. NMFS will approve a nontrawl gear vessel for placement in the EM selection pool based on criteria specified in NMFS’ Annual Deployment Plan, available through the NMFS Alaska Region Web site at http:// alaskafisheries.noaa.gov. Criteria may include, but are not limited to, avail ability of EM systems, vessel gear type, vessel length, area fished, number of trips or total catch, sector, target fishery, and home or landing port. (v) Notification of approval for place ment in the EM selection pool. (A) NMFS will notify the vessel owner or operator VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00795 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 786 50 CFR Ch. VI (10–1–22 Edition) § 679.51 through ODDS of approval for the EM selection pool for the next calendar year. The vessel remains subject to ob server coverage under paragraph (a)(1)(i) of this section unless NMFS approves the request for placement of the vessel in the EM selection pool. (B) Once the vessel owner or operator receives notification of approval from NMFS, the vessel owner or operator must comply with the vessel owner or operator responsibilities in paragraphs (f)(4) and (5) of this section and all fur ther instructions set forth by ODDS. (vi) Initial Administrative Determina tion (IAD). If NMFS denies a request to place a vessel in the EM selection pool, NMFS will provide an IAD to the vessel owner, which will explain the basis for the denial. (vii) Appeal. If the vessel owner wish es to appeal NMFS’ denial of a request to place the vessel in the EM selection pool, the owner may appeal the deter mination under the appeals procedure set out at 15 CFR part 906. (viii) Duration. Once NMFS approves a vessel for the EM selection pool, that vessel will remain in the EM selection pool until— (A) NMFS disapproves the VMP under paragraph (f)(4) of this section; (B) The vessel owner or operator no tifies NMFS that the vessel intends to leave the EM selection pool in the fol lowing fishing year under paragraph (f)(1)(ix) of this section; or (C) The vessel no longer meets the EM selection pool criteria specified by NMFS. (ix) How to leave the EM selection pool. A vessel owner must complete a re quest to leave the EM selection pool and submit it to NMFS using ODDS. ODDS is described in paragraph (a)(1)(ii) of this section. (x) Deadline to submit a request to leave the EM selection pool. A vessel owner or operator must submit a request to leave the EM selection pool by Novem ber 1 of the year prior to the calendar year in which the vessel would be placed in observer coverage. (2) Notification of EM selection—(i) Prior to embarking on each fishing trip, the operator of a vessel in the EM selection pool with a NMFS-approved VMP must register the anticipated trip with ODDS. (ii) ODDS will notify the vessel oper ator whether the trip is selected for EM coverage and provide a receipt number corresponding to this notifica tion. Trip registration is complete when the vessel operator receives the receipt number. (iii) An operator may embark on a fishing trip registered with ODDS: (A) Not selected trip. At any time if ODDS indicates that the fishing trip is not selected for EM coverage. (B) Selected trip. After the vessel oper ator follows the instructions in ODDS and complies with the responsibilities under paragraphs (f)(4) and (5) of this section, if ODDS indicates that the fishing trip is selected for EM cov erage. (3) EM coverage duration. If selected, a vessel is required to use the EM system for the entire fishing trip. (i) A fishing trip selected for EM cov erage may not begin until all pre viously harvested fish have been offloaded. (ii) At the end of the fishing trip se lected for EM coverage, the vessel op erator must use ODDS to close the fishing trip following the instructions in the VMP and submit the video data storage devices and associated docu mentation as outlined in paragraph (f)(5)(vii) of this section. (4) Vessel Monitoring Plan (VMP). Once approved for the EM selection pool and prior to registering a fishing trip in ODDS under paragraph (f)(2) of this section, the vessel owner or oper ator must develop a VMP with the EM service provider following the VMP template available through the NMFS Alaska Region Web site at https:// alaskafisheries.noaa.gov/. (i) The vessel owner or operator must sign and submit the VMP to NMFS each calendar year. (ii) NMFS will approve the VMP for the calendar year if it meets all the re quirements specified in the VMP tem plate available through the NMFS Alaska Region Web site https:// alaskafisheries.noaa.gov/. (iii) If the VMP does not meet all the requirements specified in the VMP template, NMFS will provide the vessel owner or operator the opportunity to submit a revised VMP that meets all VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00796 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 787 Fishery Conservation and Management § 679.51 the requirements specified in the VMP template. (iv) If NMFS does not approve the re vised VMP, NMFS will issue an IAD to the vessel owner or operator that will explain the basis for the disapproval. The vessel owner or operator may file an administrative appeal under the ad ministrative appeals procedures set out at 15 CFR part 906. (v) If changes are required to the VMP to improve the data collection of the EM system or address fishing oper ation changes, the vessel owner or op erator must work with NMFS and the EM service provider to alter the VMP. The vessel owner or operator must sign the updated VMP and submit these changes to the VMP to NMFS prior to departing on the next fishing trip se lected for EM coverage. (5) Vessel owner or operator responsibil ities. To use an EM system under this section, the vessel owner or operator must: (i) Make the vessel available for the installation of EM equipment by an EM service provider. (ii) Provide access to the vessel’s sys tems and reasonable assistance to the EM service provider. (iii) Maintain a copy of a NMFS-ap proved VMP aboard the vessel at all times when the vessel is directed fish ing in a fishery subject to EM cov erage. (iv) Comply with all elements of the VMP when selected for EM coverage in ODDS. (v) Maintain the EM system, includ ing the following: (A) Ensure power is maintained to the EM system at all times when the vessel is underway. (B) Ensure the system is functioning for the entire fishing trip, camera views are unobstructed and clear in quality, and catch and discards may be completely viewed, identified, and quantified. (C) Ensure EM system components are not tampered with, disabled, de stroyed, or operated or maintained im properly. (vi) Complete pre-departure function test and daily verification of EM sys tem. (A) Prior to departing port, the ves sel operator must conduct a system function test following the instructions from the EM service provider. The ves sel operator must verify that the EM system has adequate memory to record the entire fishing trip. (1) If the EM system function test de tects a malfunction identified as a high priority in the vessel’s VMP or does not allow the data collection objectives to be achieved, the vessel must remain in port for up to 72 hours to allow an EM service provider time to conduct repairs. If the repairs cannot be com pleted within the 72-hour time frame, the vessel is released from EM cov erage for that fishing trip and may de part on the scheduled fishing trip. A malfunction must be repaired prior to departing on a subsequent fishing trip. The vessel will automatically be se lected for EM coverage for the subse quent fishing trip after the malfunc tion has been repaired. (2) If the EM system function test de tects a malfunction identified as a low priority in the vessel’s VMP, the vessel operator may depart on the scheduled fishing trip following the procedures for low priority malfunctions described in the vessel’s VMP. At the end of the trip the vessel operator must work with the EM service provider to repair the malfunction. The vessel operator may not depart on another fishing trip selected for EM coverage with this sys tem malfunction unless the vessel op erator has contacted the EM service provider. (B) During a fishing trip selected for EM coverage, before each set is re trieved the vessel operator must verify all cameras are recording and all sen sors and other required EM system components are functioning as in structed in the vessel’s VMP. (1) If a malfunction is detected, prior to retrieving the set the vessel oper ator must attempt to correct the prob lem using the instructions in the ves sel’s VMP. (2) If the malfunction cannot be re paired at sea, the vessel operator must notify the EM service provider of the malfunction at the end of the fishing trip. The malfunction must be repaired prior to departing on a subsequent fish ing trip selected for EM coverage. VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00797 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 788 50 CFR Ch. VI (10–1–22 Edition) § 679.52 (vii) At the end of a fishing trip se lected for EM coverage, the vessel op erator must submit the video data storage device and associated docu mentation identified in the vessel’s VMP to NMFS using a method that re quires a signature for delivery and pro vides a return receipt or delivery noti fication to the sender. The vessel oper ator must postmark the video data storage device and associated docu mentation no later than 2 business days after the end of the fishing trip. If the fishing trip ends in a remote port with limited postal service or at a ten der vessel, the vessel operator must en sure the video data storage device and associated documentation is post marked as soon as possible but no later than two weeks after the end of the fishing trip. (viii) Make the EM system and asso ciated equipment available for inspec tion upon request by OLE, a NMFS-au thorized officer, or other NMFS-au thorized personnel. (6) EM for fishing in multiple regulatory areas. If a vessel owner or operator in tends to fish in multiple regulatory areas using an EM system under the exception provided at § 679.7(f)(4), the vessel owner or operator must: (i) Meet the requirements described in paragraph (f) of this section. (ii) Register in ODDS that he or she intends to fish in multiple regulatory areas using the exception in § 679.7(f)(4). (iii) Ensure the EM system is pow ered continuously during the fishing trip. If the EM system is powered down during periods of non-fishing, the VMP must describe alternate methods to en sure location information about the vessel is available for the entire fishing trip, as specified in the VMP template available through the NMFS Alaska Region Web site https:// alaskafisheries.noaa.gov/. (iv) If an EM system malfunction oc curs during a fishing trip that does not allow the recording of retrieval loca tion information and imagery of catch as described in the vessel’s VMP, the vessel operator must cease fishing and contact OLE immediately. [77 FR 70091, Nov. 21, 2012, as amended at 79 FR 54601, Sept. 12, 2014; 81 FR 26745, May 4, 2016; 81 FR 37556, June 10, 2016; 81 FR 67117, Sept. 30, 2016; 81 FR 70607, Oct. 13, 2016; 81 FR 95457, Dec. 28, 2016; 82 FR 37002, Aug. 8, 2017; 83 FR 30532, 30533, June 29, 2018; 84 FR 55053, Oct. 15, 2019; 85 FR 850, Jan. 8, 2020] § 679.52 Observer provider permitting and responsibilities. (a) Observer provider permit—(1) Per mit. The Regional Administrator may issue a permit authorizing a person’s participation as an observer provider for operations requiring full observer coverage per § 679.51(a)(2) and (b)(2). Persons seeking to provide observer services under this section must obtain an observer provider permit from NMFS. (2) New observer provider. An applicant seeking an observer provider permit must submit a completed application by fax or mail to the Observer Program at the address listed at § 679.51(c)(3). (3) Contents of application. An applica tion for an observer provider permit shall consist of a narrative that con tains the following: (i) Identification of the management, organizational structure, and owner ship structure of the applicant’s busi ness, including identification by name and general function of all controlling management interests in the company, including but not limited to owners, board members, officers, authorized agents, and other employees. If the ap plicant is a corporation, the articles of incorporation must be provided. If the applicant is a partnership, the partner ship agreement must be provided. (ii) Contact information—(A) Owner(s) information. The permanent mailing ad dress, phone and fax numbers where the owner(s) can be contacted for offi cial correspondence. (B) Business information. Current physical location, business mailing ad dress, business telephone and fax num bers, and business email address for each office. (C) Authorized agent. For an observer provider with ownership based outside VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00798 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 789 Fishery Conservation and Management § 679.52 the United States, identify an author ized agent and provide contact infor mation for that agent including mail ing address and phone and fax numbers where the agent can be contacted for official correspondence. An authorized agent means a person appointed and maintained within the United States who is authorized to receive and re spond to any legal process issued in the United States to an owner or employee of an observer provider. Any diplo matic official accepting such an ap pointment as designated agent waives diplomatic or other immunity in con nection with the process. (iii) A statement signed under pen alty of perjury from each owner, or owners, board members, and officers if a corporation, that they have no con flict of interest as described in para graph (c) of this section. (iv) A statement signed under pen alty of perjury from each owner, or owners, board members, and officers if a corporation, describing any criminal convictions, Federal contracts they have had and the performance rating they received on the contract, and pre vious decertification action while working as an observer or observer pro vider. (v) A description of any prior experi ence the applicant may have in placing individuals in remote field and/or ma rine work environments. This includes, but is not limited to, recruiting, hir ing, deployment, and personnel admin istration. (vi) A description of the applicant’s ability to carry out the responsibilities and duties of an observer provider as set out under paragraph (b) of this sec tion, and the arrangements to be used. (4) Application evaluation. (i) The Re gional Administrator will establish an observer provider permit application review board, comprised of NMFS em ployees, to review and evaluate an ap plication submitted under paragraph (a) of this section. The review board will evaluate the completeness of the application, the application’s consist ency with needs and objectives of the observer program, or other relevant factors. If the applicant is a corpora tion, the review board also will evalu ate the following criteria for each owner, or owners, board members, and officers: (A) Absence of conflict of interest as defined under paragraph (c) of this sec tion; (B) Absence of criminal convictions related to: (1) Embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements or re ceiving stolen property, or (2) The commission of any other crimes of dishonesty, as defined by Alaska State law or Federal law, that would seriously and directly affect the fitness of an applicant in providing ob server services under this section; (C) Satisfactory performance ratings on any Federal contracts held by the applicant; and (D) Absence of any history of decerti fication as either an observer or ob server provider; (ii) [Reserved] (5) Agency determination on an applica tion. NMFS will send a written deter mination to the applicant. If an appli cation is approved, NMFS will issue an observer provider permit to the appli cant. If an application is denied, the reason for denial will be explained in the written determination. (6) Transferability. An observer pro vider permit is not transferable. An ob server provider that experiences a change in ownership that involves a new person must submit a new permit application and cannot continue to op erate until a new permit is issued under this paragraph (a). (7) Expiration of observer provider per mit. (i) An observer provider permit will expire after a period of 12 contin uous months during which no observers are deployed by the provider under this section to the North Pacific groundfish or halibut industry. (ii) The Regional Administrator will provide a written initial administra tive determination (IAD) of permit ex piration to an observer provider if NMFS’ deployment records indicate that the observer provider has not de ployed an observer during a period of 12 continuous months. An observer pro vider who receives an IAD of permit ex piration may appeal under § 679.43. An observer provider that appeals an IAD VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00799 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 790 50 CFR Ch. VI (10–1–22 Edition) § 679.52 will be issued an extension of the expi ration date of the permit until after the final resolution of the appeal. (8) Sanctions. Procedures governing sanctions of permits are found at sub part D of 15 CFR part 904. (b) Responsibilities of observer pro viders. An observer provider that sup plies observers for operations requiring full observer coverage per § 679.51(a)(2) and (b)(2) must: (1) Provide qualified candidates to serve as observers. (i) To be a qualified can didate an individual must have: (A) A Bachelor’s degree or higher from an accredited college or univer sity with a major in one of the natural sciences; (B) Successfully completed a min imum of 30 semester hours or equiva lent in applicable biological sciences with extensive use of dichotomous keys in at least one course; (C) Successfully completed at least one undergraduate course each in math and statistics with a minimum of 5 se mester hours total for both; and (D) Computer skills that enable the candidate to work competently with standard database software and com puter hardware. (ii) Prior to hiring an observer can didate, the observer provider must pro vide to the candidate copies of NMFS prepared pamphlets and other informa tion describing observer duties. (iii) For each observer employed by an observer provider, either a written contract or a written contract adden dum must exist that is signed by the observer and observer provider prior to the observer’s deployment and that in cludes the following conditions for con tinued employment: (A) That all the observer’s in-season catch messages between the observer and NMFS are delivered to the Ob server Program at least every 7 days, unless otherwise specified by the Ob server Program; (B) That the observer completes in person mid-deployment data reviews, unless: (1) The observer is specifically ex empted by the Observer Program, or (2) The observer does not at any time during his or her deployment travel through a location where an Observer Program employee is available for an in-person data review and the observer completes a phone or fax mid-deploy ment data review as described in the Observer Sampling Manual; and (C) The observer informs the observer provider prior to the time of embar kation if he or she is experiencing any new mental illness or physical ail ments or injury since submission of the physician’s statement as required in paragraph (b)(11)(iii) of this section that would prevent him or her from performing his or her assigned duties; (2) Ensure an observer completes duties in a timely manner. An observer pro vider must ensure that an observer em ployed by that observer provider per forms the following in a complete and timely manner: (i) When an observer is scheduled for a final deployment debriefing under paragraph (b)(11)(v) of this section, sub mit to NMFS all data, reports required by the Observer Sampling Manual, and biological samples from the observer’s deployment by the completion of the electronic vessel and/or processor sur vey(s); (ii) Complete NMFS electronic vessel and/or processor surveys before per forming other jobs or duties that are not part of NMFS groundfish observer requirements; (iii) Report for his or her scheduled debriefing and complete all debriefing responsibilities; and (iv) Return all sampling and safety gear to the Observer Program. (3) Observer conduct. (i) An observer provider must develop, maintain, and implement a policy addressing observer conduct and behavior for their employ ees that serve as observers. The policy shall address the following behavior and conduct regarding: (A) Observer use of alcohol; (B) Observer use, possession, or dis tribution of illegal drugs; and (C) Sexual contact with personnel of the vessel or processing facility to which the observer is assigned, or with any vessel or processing plant per sonnel who may be substantially af fected by the performance or non-per formance of the observer’s official du ties. (ii) An observer provider shall pro vide a copy of its conduct and behavior policy: VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00800 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 791 Fishery Conservation and Management § 679.52 (A) To observers, observer can didates; and (B) By February 1 of each year to the Observer Program. (4) Assign observer to vessels and proc essors. An observer provider must as sign to vessels or shoreside or floating processors only observers: (i) With valid North Pacific ground fish and halibut observer certifications and endorsements to provide observer services; (ii) Who have not informed the pro vider prior to the time of embarkation that he or she is experiencing a mental illness or a physical ailment or injury developed since submission of the phy sician’s statement, as required in para graph (b)(11)(iii) of this section that would prevent him or her from per forming his or her assigned duties; and (iii) Who have successfully completed all NMFS required training and brief ing before deployment. (5) Respond to industry requests for ob servers. An observer provider must pro vide an observer for deployment as re quested by vessels and processors to fulfill vessel and processor require ments for observer coverage under § 679.51(a) and (b). An alternate ob server must be supplied in each case where injury or illness prevents the ob server from performing his or her du ties or where the observer resigns prior to completion of his or her duties. (6) Provide observer salaries and bene fits. An observer provider must provide to its observer employees, salaries and any other benefits and personnel serv ices in accordance with the terms of each observer’s contract. (7) Provide observer deployment logis tics. (i) An observer provider must pro vide to each observer it employs: (A) All necessary transportation, in cluding arrangements and logistics, to the initial location of deployment, to all subsequent vessel and shoreside or stationary floating processor assign ments during that deployment, and to the debriefing location when a deploy ment ends for any reason; and (B) Lodging, per diem, and any other necessary services necessary to observ ers assigned to fishing vessels or shore side processing or stationary floating processing facilities. (ii) Except as provided in paragraph (b)(7)(iii) of this section, an observer provider must provide to each observer deployed to a shoreside processing fa cility or stationary floating processor, and each observer between vessel, sta tionary floating processor, or shoreside assignments while still under contract with an observer provider, shall be pro vided with accommodations at a li censed hotel, motel, bed and breakfast, stationary floating processor, or other shoreside accommodations for the du ration of each shoreside assignment or period between vessel or shoreside as signments. Such accommodations must include an assigned bed for each ob server and no other person may be as signed that bed for the duration of that observer’s stay. Additionally, no more than four beds may be in any room housing observers at accommodations meeting the requirements of this sec tion. (iii) An observer under contract may be housed on a vessel to which the ob server is assigned: (A) Prior to the vessel’s initial depar ture from port; (B) For a period not to exceed 24 hours following completion of an off load for which the observer has duties and is scheduled to disembark; or (C) For a period not to exceed 24 hours following the vessel’s arrival in port when the observer is scheduled to disembark. (iv) During all periods an observer is housed on a vessel, the observer pro vider must ensure that the vessel oper ator or at least one crew member is aboard. (v) Each observer deployed to a shoreside processing facility must be provided with individually assigned communication equipment in working order, such as a cell phone or pager, for notification of upcoming deliveries or other necessary communication. Each observer assigned to a shoreside proc essing facility located more than 1 mile from the observer’s local accom modations shall be provided with mo torized transportation that will ensure the observer’s arrival at the processing facility in a timely manner such that the observer can complete his or her assigned duties. VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00801 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 792 50 CFR Ch. VI (10–1–22 Edition) § 679.52 (8) Limit observer deployment. Unless alternative arrangements are approved by the Observer Program, an observer provider must not: (i) Deploy an observer on the same vessel or at the same shoreside or sta tionary floating processor for more than 90 days in a 12-month period; (ii) Deploy an observer for more than 90 days in a single deployment; (iii) Include in a single deployment of an observer, assignments to more than four vessels, including groundfish and all other vessels, and/or shoreside proc essors; or (iv) Move an observer from a vessel or stationary floating processor or shoreside processor before that ob server has completed his or her sam pling or data transmission duties. (9) Verify vessel USCG Safety Decal. An observer provider must verify that a vessel has a valid USCG Safety Decal as required under § 679.51(e)(1)(ii)(B)(1) before the vessel with an observer aboard may depart. One of the fol lowing acceptable means of verification must be used to verify the decal validity: (i) An employee of the observer pro vider, including the observer, visually inspects the decal aboard the vessel and confirms that the decal is valid ac cording to the decal date of issuance; or (ii) The observer provider receives a hard copy of the USCG documentation of the decal issuance from the vessel owner or operator. (10) Provide 24 hours a day communica tions with observers. An observer pro vider must have an employee respon sible for observer activities on call 24 hours a day to handle emergencies in volving an observer or problems con cerning observer logistics, whenever an observer is at sea, stationed at a shore side processor or stationary floating processor, in transit, or in port await ing vessel or processor (re)assignment. (11) Provide information to the Observer Program. An observer provider must provide all the following information to the Observer Program by electronic transmission (email), fax, or other method specified by NMFS within the specified timeframes. (i) Registration materials. Observer training and briefing registration ma terials must be submitted to the Ob server Program at least 5 business days prior to the beginning of a scheduled observer certification training or brief ing session. Registration materials consist of the following: (A) Observer training registration, including: (1) Date of requested training; (2) A list of observer candidates. The list must include each candidate’s full name (i.e., first, middle, and last names), date of birth, and gender; (3) A copy of each candidate’s aca demic transcripts and resume; and (4) A statement signed by the can didate under penalty of perjury that discloses any criminal convictions of the candidate. (B) Observer briefing registration, in cluding: (1) Date and type of requested brief ing session and briefing location; and (2) List of observers to attend the briefing session. Each observer’s full name (first, middle, and last names) must be included. (ii) Statement of projected observer as signments. Prior to the observer or ob server candidate’s completion of the training or briefing session, the ob server provider must submit to the Ob server Program a statement of pro jected observer assignments that in cludes the observer’s name; vessel, shoreside processor, or stationary floating processor assignment, gear type, and vessel/processor code; port of embarkation; target species; and area of fishing. (iii) Physician’s statement. A signed and dated statement from a licensed physician that he or she has physically examined an observer or observer can didate. The statement must confirm that, based on the physical examina tion, the observer or observer can didate does not have any health prob lems or conditions that would jeop ardize their individual safety or the safety of others while the observer or observer candidate is deployed, or pre vent the observer or observer candidate from performing his or her duties satis factorily. The statement must declare that, prior to the examination, the physician read the NMFS-prepared pamphlet provided to the candidate by the observer provider as specified in VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00802 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 793 Fishery Conservation and Management § 679.52 paragraph (b)(1)(ii) of this section and was made aware of the duties of the ob server as well as the dangerous, re mote, and rigorous nature of the work. The physician’s statement must be submitted to the Observer Program prior to certification of an observer. The physical exam must have occurred during the 12 months prior to the ob server’s or observer candidate’s deploy ment. The physician’s statement will expire 12 months after the physical exam occurred. A new physical exam must be performed, and accompanying statement submitted, prior to any de ployment occurring after the expira tion of the statement. (iv) Observer deployment/logistics re port. A deployment/logistics report must be submitted by Wednesday, 4:30 p.m., Pacific local time, of each week with regard to each observer deployed by the observer provider during that week. The deployment/logistics report must include the observer’s name, cruise number, current vessel, shore side processor, or stationary floating processor assignment and vessel/proc essor code, embarkation date, and esti mated or actual disembarkation dates. The report must include the location of any observer employed by the observer provider who is not assigned to a ves sel, shoreside processor, or stationary floating processor. (v) Observer debriefing registration. The observer provider must contact the Ob server Program within 5 business days after the completion of an observer’s deployment to schedule a date, time, and location for debriefing. Observer debriefing registration information must be provided at the time the de briefing is scheduled and must include the observer’s name, cruise number, vessel, or shoreside or stationary float ing processor assignment name(s) and code(s), and requested debriefing date. (vi) Certificates of insurance. Copies of ‘‘certificates of insurance’’ that name the NMFS Observer Program leader as the ‘‘certificate holder’’ must be sub mitted to the Observer Program by February 1 of each year. The certifi cates of insurance shall verify all cov erage provisions specified at § 600.748(b) and (c) of this chapter and state that the insurance company will notify the certificate holder if insurance coverage is changed or canceled. (vii) Observer provider contracts. Ob server providers must submit to the Observer Program a completed and unaltered copy of each type of signed and valid contract (including all at tachments, appendices, addendums, and exhibits incorporated into the con tract) between the observer provider and those entities requiring observer services under § 679.51(a)(2) and (b)(2), by February 1 of each year. Observer providers must also submit to the Ob server Program upon request, a com pleted and unaltered copy of the cur rent or most recent signed and valid contract (including all attachments, appendices, addendums, and exhibits incorporated into the contract and any agreements or policies with regard to observer compensation or salary levels) between the observer provider and the particular entity identified by the Ob server Program or with specific observ ers. Said copies must be submitted to the Observer Program via fax or mail within 5 business days of the request for the contract at the address or fax number listed in § 679.51(c)(3). Signed and valid contracts include the con tracts an observer provider has with: (A) Vessels required to have observer coverage as specified at § 679.51(a)(2); (B) Shoreside processors or sta tionary floating processors required to have observer coverage as specified at § 679.51(b)(2); and (C) Observers. (viii) Observer provider invoices. A cer tified observer provider must submit to the Observer Program a copy of all in voices for observer coverage required or provided pursuant to § 679.51(a)(2) and § 679.51(b)(2). (A) A copy of the invoices must be re ceived by the Observer Program within 45 days of the date on the invoice and must include all reconciled and final charges. (B) Invoices must contain the fol lowing information: (1) Name of each catcher/processor, catcher vessel, mothership, stationary floating processor, or shoreside proc essing plant to which the invoice ap plies; VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00803 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 794 50 CFR Ch. VI (10–1–22 Edition) § 679.52 (2) Dates of service for each observer on each catcher/processor, catcher ves sel, mothership, stationary floating processor, or shoreside processing plant. Dates billed that are not ob server coverage days must be identified on the invoice; (3) Rate charged in dollars per day (daily rate) for observer services; (4) Total charge for observer services (number of days multiplied by daily rate); (5) Amount charged for air transpor tation; and (6) Amount charged by the provider for any other observer expenses, in cluding but not limited to: Ground transportation, excess baggage, and lodging. Charges for these expenses must be separated and identified. (ix) Change in observer provider man agement and contact information. Except for changes in ownership addressed under paragraph (a)(6) of this section, an observer provider must submit noti fication of any other change to the in formation submitted on the provider’s permit application under paragraphs (a)(3)(i) through (iv) of this section. Within 30 days of the effective date of such change, the information must be submitted by fax or mail to the Ob server Program at the address listed in § 679.51(c)(3). Any information sub mitted under paragraphs (a)(3)(iii) or (a)(3)(iv) of this section will be subject to NMFS review and determinations under paragraphs (a)(4) through (7) of this section. (x) Other reports. Reports of the fol lowing must be submitted in writing to the Observer Program by the observer provider via fax or email: (A) Within 24 hours after the observer provider becomes aware of the fol lowing information: (1) Any information regarding pos sible observer harassment; (2) Any information regarding any action prohibited under § 679.7(g) or § 600.725(o), (t), and (u) of this chapter; (3) Any concerns about vessel safety or marine casualty under 46 CFR 4.05– 1(a)(1) through (7), or processor safety; (4) Any observer illness or injury that prevents the observer from com pleting any of his or her duties de scribed in the Observer Sampling Man ual; and (5) Any information, allegations or reports regarding observer conflict of interest or failure to abide by the standards of behavior described in § 679.53(b)(1) through (b)(2), or; (B) Within 72 hours after the observer provider determines that an observer violated the observer provider’s con duct and behavior policy described at paragraph (b)(3)(i) of this section; these reports shall include the underlying facts and circumstances of the viola tion. (12) Replace lost or damaged gear. An observer provider must replace all lost or damaged gear and equipment issued by NMFS to an observer under con tract to that provider. All replace ments must be in accordance with re quirements and procedures identified in writing by the Observer Program. (13) Maintain confidentiality of infor mation. An observer provider must en sure that all records on individual ob server performance received from NMFS under the routine use provision of the Privacy Act remain confidential and are not further released to anyone outside the employ of the observer pro vider company to whom the observer was contracted except with written permission of the observer. (c) Limitations on conflict of interest. Observer providers: (1) Are authorized to provide observer services under an FMP or the Halibut Act for the waters off Alaska as re quired in § 679.51(a)(2) or (b)(2), or sci entific data collector and observer services to support NMFS-approved sci entific research activities, exempted educational activities, or exempted or experimental fishing as defined in § 600.10 of this chapter. (2) Must not have a direct financial interest, other than the provision of observer or scientific data collector services, in a North Pacific fishery managed under an FMP or the Halibut Act for the waters off Alaska, includ ing, but not limited to: (i) Any ownership, mortgage holder, or other secured interest in a vessel, shoreside processor or stationary float ing processor facility involved in the catching or processing of fish, (ii) Any business involved with sell ing supplies or services to any vessel, shoreside processor, or stationary VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00804 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 795 Fishery Conservation and Management § 679.53 floating processor participating in a fishery managed pursuant to an FMP or the Halibut Act in the waters off Alaska, or (iii) Any business involved with pur chasing raw or processed products from any vessel, shoreside processor, or sta tionary floating processor partici pating in a fishery managed pursuant to an FMP or the Halibut Act in the waters off Alaska. (3) Must assign observers without re gard to any preference by representa tives of vessels, shoreside processors, or stationary floating processors other than when an observer will be de ployed. (4) Must not solicit or accept, di rectly or indirectly, any gratuity, gift, favor, entertainment, loan, or anything of monetary value from anyone who conducts fishing or fish processing ac tivities that are regulated by NMFS, or who has interests that may be substan tially affected by the performance or nonperformance of the official duties of the observer provider. [77 FR 70096, Nov. 21, 2012, as amended at 81 FR 67118, Sept. 30, 2016; 83 FR 30533, June 29, 2018; 87 FR 54910, Sept. 8, 2022] § 679.53 Observer certification and re sponsibilities. (a) Observer certification—(1) Applica bility. Observer certification authorizes an individual to fulfill duties for oper ations requiring full observer coverage per § 679.51(a)(2) and (b)(2) as specified in writing by the NMFS Observer Pro gram while under the employ of an ob server provider permitted under § 679.52(a) and according to certification endorsements as designated under paragraph (a)(5) of this section. (2) Observer certification official. The Regional Administrator will designate a NMFS observer certification official who will make decisions for the Ob server Program on whether to issue or deny observer certification. (3) Certification requirements. NMFS may certify an individual who, in addi tion to any other relevant consider ations: (i) Is employed by a permitted ob server provider company at the time of the issuance of the certification; (ii) Has provided, through their ob server provider: (A) Information identified by NMFS at § 679.52(b)(11)(i)(A)(3) and (4) and in writing from the Observer Program; and (B) Information identified by NMFS at § 679.52(b)(11)(iii) regarding the ob server candidate’s health and physical fitness for the job; (iii) Meet all education and health standards as specified in § 679.52(b)(1)(i) and § 679.52(b)(11)(iii), respectively; (iv) Has successfully completed a NMFS-approved training as prescribed by the Observer Program. (A) Successful completion of training by an observer applicant consists of meeting all attendance and conduct standards issued in writing at the start of training; meeting all performance standards issued in writing at the start of training for assignments, tests, and other evaluation tools; and completing all other training requirements estab lished by the Observer Program. (B) If a candidate fails training, he or she will be orally notified of the unsat isfactory status of his or her training on or before the last day of training. Within 10 business days of the oral no tification, the Observer Program will notify the observer candidate in writ ing. The written notification will specify why the candidate failed the training and whether the candidate may retake the training. If a deter mination is made that the candidate may not pursue further training, noti fication will be in the form of a written determination denying certification, as specified under paragraph (a)(4)(i) of this section. (v) Have not been decertified under paragraph (c) of this section. (4) Agency determinations on observer certification—(i) Denial of certification. The NMFS observer certification offi cial will issue a written determination denying observer certification if the candidate fails to successfully com plete training, or does not meet the qualifications for certification for any other relevant reason. (ii) Issuance of an observer certifi cation. An observer certification will be issued upon determination by the NMFS observer certification official that the candidate has successfully met all requirements for certification VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00805 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 796 50 CFR Ch. VI (10–1–22 Edition) § 679.53 as specified in paragraph (a)(3) of this section. (5) Endorsements. The following en dorsements must be obtained, in addi tion to observer certification, in order for an observer to deploy as indicated. (i) Certification training endorsement. A certification training endorsement signifies the successful completion of the training course required to obtain this endorsement. A certification training endorsement is required for any deployment as an observer in the Bering Sea and Aleutian Islands groundfish fisheries and the Gulf of Alaska groundfish fisheries or Halibut Act fisheries and will be granted with the initial issuance of an observer cer tification. This endorsement expires when the observer has not been de ployed and performed sampling duties as required by the Observer Program for a period of time specified by the Ob server Program after his or her most recent debriefing. In order to renew the endorsement, the observer must suc cessfully retake the certification train ing. Observers will be notified of any changes to the endorsement expiration period prior to the effective date of the change. (ii) Annual general endorsement. Each observer must obtain an annual gen eral endorsement to their certification prior to his or her initial deployment within any calendar year subsequent to a calendar year in which a certification training endorsement is obtained. To obtain an annual general endorsement, an observer must successfully complete the annual briefing, as specified by the Observer Program. All briefing attend ance, performance, and conduct stand ards required by the Observer Program must be met. (iii) Deployment endorsements. Each observer who has completed an initial deployment after certification or an nual briefing must receive a deploy ment endorsement to their certifi cation prior to any subsequent deploy ments for the remainder of that year. An observer may obtain a deployment endorsement by successfully com pleting all pre-cruise briefing require ments. The type of briefing the ob server must attend and successfully complete will be specified in writing by the Observer Program during the ob server’s most recent debriefing. (iv) Level 2 endorsements. A certified observer may obtain a level 2 endorse ment to their certification. A level 2 endorsement is required for purposes of performing observer duties aboard ves sels or stationary floating processors or at shoreside processors participating in fisheries as prescribed in § 679.51(a)(2)(vi)(A) through (E). A level 2 endorsement to an observer’s certifi cation may be obtained if the observer meets the following requirements: (A) Previously served as an observer in the groundfish or halibut fisheries off Alaska and has completed at least 60 days of observer data collection; (B) Received an evaluation by NMFS for his or her most recent deployment that indicated the observer’s perform ance met Observer Program expecta tions standards for that deployment; and (C) Complies with all the other re quirements of this section. (v) An observer who has obtained a level 2 endorsement to his or her ob server certification as specified in paragraph (a)(5)(iv) of this section may additionally receive a lead level 2 ob server endorsement if the observer meets the following requirements: (A) A lead level 2 observer on a catch er/processor using trawl gear or a mothership must have completed two observer cruises (contracts) and sam pled at least 100 hauls on a catcher/ processor using trawl gear or on a mothership. (B) [Reserved] (C) A lead level 2 observer on a vessel using nontrawl gear must have com pleted the following: (1) Two observer cruises (contracts) of at least 10 days each; (2) Successfully completed training or briefing as prescribed by the Ob server Program; and (3) Either sampled at least 30 sets on a vessel using nontrawl gear or sam pled at least 100 hauls on a catcher/ processor using trawl gear or on a mothership. (b) Standards of observer conduct—(1) Limitations on conflict of interest. (i) An observer fulfilling duties for operations in the full observer coverage category per § 679.51(a)(2) or (b)(2): VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00806 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 797 Fishery Conservation and Management § 679.53 (A) Must not have a direct financial interest, other than the provision of observer services, in a North Pacific fishery, including, but not limited to: (1) Any ownership, mortgage holder, or other secured interest in a vessel, shoreside processor, or stationary floating processor facility involved in the catching or processing of fish, (2) Any business involved with selling supplies or services to any vessel, shoreside processor, or stationary floating processor participating in a North Pacific fishery, or (3) Any business involved with pur chasing raw or processed products from any vessel, shoreside processor, or sta tionary floating processor partici pating in a North Pacific fishery. (B) May not solicit or accept, di rectly or indirectly, any gratuity, gift, favor, entertainment, loan, or anything of monetary value from anyone who ei ther conducts activities that are regu lated by NMFS or has interests that may be substantially affected by the performance or nonperformance of the observer’s official duties. (C) May not serve as an observer on any vessel or at any shoreside or sta tionary floating processing facility owned or operated by a person who pre viously employed the observer. (D) May not solicit or accept employ ment as a crew member or an employee of a vessel, shoreside processor, or sta tionary floating processor in a North Pacific fishery while employed by an observer provider. (ii) Provisions for remuneration of observers under this section do not constitute a conflict of interest. (2) Standards of behavior. An observer fulfilling duties for operations in the full observer coverage category per § 679.51(a)(2) or (b)(2) must: (i) Perform assigned duties as de scribed in the Observer Sampling Man ual or other written instructions from the Observer Program; (ii) Accurately record their sampling data, write complete reports, and re port accurately any observations of suspected violations of regulations rel evant to conservation of marine re sources or their environment; and (iii) Not disclose collected data and observations made aboard the vessel or in the processing facility to any person except the owner or operator of the ob served vessel or processing facility, an authorized officer, or NMFS. (c) Suspension and decertification—(1) Suspension and decertification review of ficial. The Regional Administrator will establish an observer suspension and decertification review official(s), who will have the authority to review ob server certifications issued under para graph (a) of this section and issue ini tial administrative determinations of observer certification suspension and/ or decertification. (2) Causes for suspension or decertifica tion. The suspension/decertification of ficial may initiate suspension or decer tification proceedings against an ob server: (i) When it is alleged that the ob server has committed any acts or omis sions of any of the following: (A) Failed to satisfactorily perform the duties of an observer as specified in writing by the Observer Program; or (B) Failed to abide by the standards of conduct for an observer as prescribed under paragraph (b) of this section; (ii) Upon conviction of a crime or upon entry of a civil judgment for: (A) Commission of fraud or other vio lation in connection with obtaining or attempting to obtain certification, or in performing the duties as specified in writing by the Observer Program; (B) Commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen prop erty; (C) Commission of any other offense indicating a lack of integrity or hon esty that seriously and directly affects the fitness of observers. (3) Issuance of initial administrative de termination. Upon determination that suspension or decertification is war ranted under paragraph (c)(2) of this section, the suspension/decertification official will issue a written initial ad ministrative determination (IAD) to the observer via certified mail at the observer’s most current address pro vided to NMFS under § 679.43(e). The IAD will identify whether a certifi cation is suspended or revoked and will identify the specific reasons for the ac tion taken. If the IAD issues a suspen sion for an observer certification, the VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00807 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 798 50 CFR Ch. VI (10–1–22 Edition) § 679.54 terms of the suspension will be speci fied. Suspension or decertification can be made effective upon issuance of the IAD in cases of willfulness or in cases in which public health, interest, or safety require such action. In such cases, the suspension/decertification official will state in the IAD that sus pension or decertification is effective at time of issuance and the reason for the action. (4) Appeals. A certified observer who receives an IAD that suspends or re vokes his or her observer certification may appeal pursuant to § 679.43. [77 FR 70099, Nov. 21, 2012, as amended at 81 FR 67118, Sept. 30, 2016; 83 FR 30532, 30533, June 29, 2018] § 679.54 Release of observer data to the public. (a) Summary of weekly data. The fol lowing information collected by ob servers for each catcher/processor and catcher vessel during any weekly re porting period may be made available to the public: (1) Vessel name and Federal permit number. (2) Number of Chinook salmon and ‘‘other salmon’’ observed. (3) The ratio of total round weight of incidentally caught halibut or Pacific herring to the total round weight of groundfish in sampled catch. (4) The ratio of number of king crab or C. bairdi Tanner crab to the total round weight of groundfish in sampled hauls. (5) The number of observed trawl hauls or fixed gear sets. (6) The number of trawl hauls that were basket sampled. (7) The total weight of basket sam ples taken from sampled trawl hauls. (b) Haul-specific data. (1) The informa tion listed in paragraphs (b)(1)(i) through (xiii) of this section and col lected by observers from observed hauls on board vessels using trawl gear to participate in a directed fishery for groundfish other than rockfish, Green land turbot, or Atka mackerel may be made available to the public: (i) Date. (ii) Time of day gear is deployed. (iii) Latitude and longitude at begin ning of haul. (iv) Bottom depth. (v) Fishing depth of trawl. (vi) The ratio of the number of Chi nook salmon to the total round weight of groundfish. (vii) The ratio of the number of other salmon to the total round weight of groundfish. (viii) The ratio of total round weight of incidentally caught halibut to the total round weight of groundfish. (ix) The ratio of total round weight of herring to the total round weight of groundfish. (x) The ratio of the number of king crab to the total round weight of groundfish. (xi) The ratio of the number of C. bairdi Tanner crab to the total round weight of groundfish. (xii) Sea surface temperature (where available). (xiii) Sea temperature at fishing depth of trawl (where available). (2) The identity of the vessels from which the data in paragraph (b)(1) of this section are collected will not be released. (c) Competitive harm. In exceptional circumstances, the owners and opera tors of vessels may provide to the Re gional Administrator written justifica tion at the time observer data are sub mitted, or within a reasonable time thereafter, that disclosure of the infor mation listed in paragraphs (a) and (b) of this section could reasonably be ex pected to cause substantial competi tive harm. The determination whether to disclose the information will be made pursuant to 15 CFR 4.7. [77 FR 70101, Nov. 21, 2012] § 679.55 Observer fees. (a) Responsibility. The owner of a shoreside processor or stationary float ing processor named on a Federal Proc essing Permit (FPP), a catcher/proc essor named on a Federal Fisheries Permit (FFP), or a person named on a Registered Buyer permit at the time of the landing subject to the observer fee as specified at § 679.55(c) must comply with the requirements of this section. Subsequent non-renewal of an FPP, FFP, or a Registered Buyer permit does not affect the permit holder’s li ability for noncompliance with this section. VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00808 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 799 Fishery Conservation and Management § 679.55 (b) Observer fee liability determination. After each fishing year, the Regional Administrator will mail an observer fee liability invoice to each permit holder specified in paragraph (a) of this sec tion for landings of groundfish and hal ibut subject to the observer fee. The observer fee liability invoice will pro vide a summary of the round pounds of groundfish and headed-and-gutted weight for halibut landed during the previous fishing year for each permit by species, landing port or port-group, and gear category. The total fee liabil ity for each permit holder will be de termined by applying the observer fee percentage in paragraph (f) of this sec tion to the ex-vessel value of the groundfish and halibut landings subject to the observer fee. The method for de termining the ex-vessel value of the groundfish and halibut landings subject to the observer fee is provided in para graph (e) of this section. The fee liabil ity will be assessed on the groundfish round weight and the headed-and-gut ted weight for halibut. (c) Landings subject to the observer fee. The observer fee is assessed on landings by vessels not in the full observer cov erage category described at § 679.51(a)(2) according to the following table: If fish in the landing by a catcher vessel or production by a catcher/ processor is from the following fishery or species: Is fish from the landing subject to the observer fee? If the vessel is not des ignated on an FFP or re quired to be designated on an FFP: If the vessel is designated on an FFP or required to be designated on an FFP: (1) Groundfish listed in Table 2a to this part that are harvested in the EEZ and subtracted from a total allowable catch limit specified under § 679.20(a). Not applicable, an FFP is required to harvest these groundfish in the EEZ. Yes. (2) Groundfish listed in Table 2a to this part that are harvested in Alaska State waters, including in a parallel groundfish fishery, and subtracted from a total allowable catch limit specified under § 679.20(a). No ...................................... Yes. (3) Sablefish IFQ, regardless of where harvested .................................. Yes .................................... Yes. (4) Halibut IFQ or halibut CDQ, regardless of where harvested ............ Yes .................................... Yes. (5) Groundfish listed in Table 2a to this part that are harvested in Alaska State waters, but are not subtracted from a total allowable catch limit under § 679.20(a). No ...................................... No. (6) Any groundfish or other species not listed in Table 2a to part 679, except halibut IFQ or CDQ halibut, regardless of where harvested. No ...................................... No. (d) Standard ex-vessel prices—(1) Gen eral. NMFS will publish the standard ex-vessel prices used to determine the observer fee in the upcoming year in the FEDERAL REGISTER during the last quarter of each calendar year. The standard ex-vessel prices will be de scribed in U.S. dollars per equivalent round pound for groundfish and per equivalent headed-and-gutted weight for halibut. (2) Effective duration. The standard ex-vessel prices will remain in effect until revised by subsequent publication in the FEDERAL REGISTER. (3) Standard ex-vessel price determina tion and use—(i) Groundfish standard ex vessel prices. Except as described in paragraph (d)(3)(ii) of this section, NMFS will calculate groundfish stand ard ex-vessel prices based on standard ized ex-vessel nominal prices cal culated using information submitted in the Commercial Operator’s Annual Re port described at § 679.5(p) and the shoreside processor or stationary float ing processor landing report described at § 679.5(e)(5), as well as methods es tablished by the State of Alaska’s Commercial Fisheries Entry Commis sion. (A) Groundfish standard ex-vessel prices will be calculated as a 3-year rolling average of standard prices for each species, port or port-group, and gear. (B) Gear categories for groundfish standard ex-vessel prices are: Pelagic trawl gear, non-pelagic trawl gear, and non-trawl gear. (ii) Halibut and fixed gear sablefish standard ex-vessel prices. NMFS will use data submitted to NMFS on the IFQ Registered Buyer report under § 679.5(l)(7) to calculate the standard ex vessel prices for each year for halibut VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00809 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B 800 50 CFR Ch. VI (10–1–22 Edition) § 679.55 and fixed gear sablefish, by port or port group. These standard ex-vessel prices will be applied to landings of: (A) Halibut; (B) IFQ sablefish; and (C) Sablefish accruing against the fixed-gear sablefish CDQ allocation. (iii) Confidentiality. Standard ex-ves sel prices will be aggregated among ports if fewer than four processors par ticipate in a price category for any spe cies and gear combination. (e) Determining the ex-vessel value of groundfish and halibut. The ex-vessel value of groundfish and halibut subject to the observer fee will be determined by applying the standard ex-vessel price published in the FEDERAL REG ISTER in the year prior to the year in which the landing was made to the round weight of groundfish and the headed-and-gutted weight of halibut landings subject to the observer fee. (f) Observer fee percentage. The ob server fee percentage is 1.25 percent through December 31, 2020. Beginning January 1, 2021, the observer fee per centage is 1.65 percent. (g) Fee collection. A permit holder specified in paragraph (a) of this sec tion, receiving a groundfish or halibut landing subject to the observer fee under paragraph (c) of this section, is responsible for collecting fees during the calendar year in which the ground fish or halibut is received. (h) Payment—(1) Payment due date. A permit holder specified in paragraph (a) of this section must submit his or her observer fee liability payment(s) to NMFS no later than February 15 of the year following the calendar year in which the groundfish or halibut land ings subject to the observer fee were made. (2) Payment recipient. Make electronic payment payable to NMFS. (3) Payment address. Payments must be made electronically through the NMFS Alaska Region Web site at http:// alaskafisheries.noaa.gov. Instructions for electronic payment will be provided on the payment Web site and on the ob server fee liability invoice to be mailed to each permit holder. (4) Payment method. Payment must be made electronically in U.S. dollars by automated clearinghouse, credit card, or electronic check drawn on a U.S. bank account. (5) Underpayment of fee liability. (i) Under § 679.4, an applicant will not re ceive a new or amended FPP or Reg istered Buyer permit until he or she submits a complete permit application. For the application to be considered complete, all fees required by NMFS must be paid. (ii) If a permit holder fails to submit full payment for the observer fee liabil ity by the date described in paragraph (h)(1) of this section, the Regional Ad ministrator may: (A) At any time thereafter send an initial administrative determination to the liable permit holder stating that the permit holder’s estimated fee li ability, as calculated by the Regional Administrator and sent to the permit holder pursuant to paragraph (b) of this section, is the amount of observer fee due from the permit holder. (B) Disapprove any issuance of an FPP or Registered Buyer permit to the applicant in accordance with § 679.4. (iii) If payment is not received by the 30th day after the final agency action, the agency may pursue collection of the unpaid fees. (i) Overpayment of fee. Upon issuance of final agency action, any amount submitted to NMFS in excess of the ob server fee liability determined to be due by the final agency action will be returned to the permit holder unless the permit holder requests the agency to credit the excess amount against the permit holder’s future observer fee li ability. (j) Appeals. A permit holder who re ceives an IAD may either pay the fee liability or appeal the IAD pursuant to § 679.43. In any appeal of an IAD made under this section, a permit holder specified in paragraph (a) of this sec tion has the burden of proving his or her claim. [77 FR 70102, Nov. 21, 2012, as amended at 81 FR 17411, Mar. 29, 2016; 85 FR 41427, July 10, 2020] VerDate Sep<11>2014 08:57 Jan 13, 2023 Jkt 256248 PO 00000 Frm 00810 Fmt 8010 Sfmt 8010 Q:\50\50V13.TXT PC31sf ra tti ni o n LA P JZ K W 1R 2 w ith $ $ JO B