International Trade (Fauna and Flora) (Amendment) Act 2003 (No. 33 of 2003)

'7'0 No. ) ":> of 2003. International Trade (Fauna and Flora)(Amendment) Act 2003. Certified on: J'; .o • Of INDEPENDENT STATE OF PAPUA NEW GUINEA. No. of 2003. International Trade (Fauna and Flora)(Amendment) Act 2003. ARRANGEMENT OF SECTIONS. 1. Amendment oflong title. 2. New Section lA. "lA. COMPLIANCE WITH CONSTITUTIONAL REQUIREMENTS." 3. Interpretation (Amendment of Section 1). 4. Repeal and replacement of Section 2. 5. New Part lA. "PART IA. -REGULATION OF TRADE IN FAUNA AND FLORA." "3A. MANAGEMENT AUTHORITY." "3B. SCIENTIFIC AUTHORITIES." "3C. APPOINTMENT OF INSPECTORS." "3D. ISSUE OF AUTHORIZATIONS." 6. Amendment of Part II. 7. Amendment of heading of Part Ill. 8. Repeal and replacement of Section 8. 9. Importation (Amendment of Section 9). 10. Re-exportation (Amendment of Section 10). 11. Introduction from the sea (Amendment of Section 11 ). 12. Repeal and replacement of part IV. 13. New Parts IV A, IVB and IVC. 320 PART IVA.-EXPORTATION OF CONTROLLED NATIVE SPECIMENS." "13A. EXPORTATION." "PART IVB.-IMPORTATION OF LIVING EXOTIC SPECIMENS." "13B. IMPORTATION." "PART IVC.- ENFORCEMENT." "13C. POWERS AND FUNCTIONS OF INSPECTORS." "13D. OBSTRUCTION OF INSPECTORS, ETC." "13E. OFFENCES OF IMPORT, EXPORT ETC." "13F. OFFENCES RELATING TO POSSESSION." "13G. CUSTOMS OFFENCES." "13H. FALSE INFORMATION." "131. SEIZURE AND DISPOSAL." "13J. PROSECUTIONS." "13K. LIABILITY OF COMPANY OFFICERS." 14. Exemptions and other special provisions relating to trade (Amendment of Section 14). 15. •· Repeal and replacement of Section 15 16. Repeal of Section 16. 17. Regulations (Amendment of Section 17). 18. Repeal and replacement of Schedule 1. - ii - 321 INDEPENDENT STATE OF PAPUA NEW GUINEA AN ACT entitled International Trade (Fauna and Flora)(Amendment) Act 2003, BEING an Act to amend the International Trade (Fauna and Flora) Act (Chapter 391), MADE by the National Parliament to come into operation in accordance with a notice in the National Gazette by the Head of State, acting with, and in accordance with, the advice of the Minister. 1. AMENDMENT OF LONG TITLE. The long title of the Principal Act is amended - (a) by inserting immediately after the words "Being an Act" the words "to further the conservation of the natural environment of Papua New Guinea and its native animals and plants by promoting their sustainable use, and"; and (b) by inserting immediately after the words "regulating the" the words "trade, possession, transport,". 2. NEW SECTION lA. The Principal Act is amended by inserting immediately before Section I the following new section:- "lA. COMPLIANCE WITH CONSTITUTIONAL REQUIREMENTS. "(!) This Act, to the extent that it regulates or restricts a right or freedom referred to in Subdivision III.3.C (qualified rights) of the Constitution, namely- (a) the right to freedom from arbitrary search and entry conferred by Section 44; and (b) the right to privacy conferred by Section 49, of the Constitution, is a law that is made for the purpose of giving effect to the public interest in public order and public welfare. "(2) For the purposes of Section 41(2) of the Organic Law on Provincial Governments and Local-level Governments, it is declared that this Act relates to a matter of national interest. International Trade (Fauna and Flora) (Amendment) "(3) For the purposes of Section 41(6) of the Organic Law on Provincial Governments and Local-level Governments, it is declared that this Act is an Act of the Parliament on a matter specified in Section 42 or 44, and prevails over any law made under Section 42 or 44 to the extent of any inconsistency. "(4) For the purposes of Section 53(1) (Protection from unjust deprivation of property) of the Constitution, the purposes of this Act are declared to be public purposes.". 3. INTERPRETATION (AMENDMENT OF SECTION 1). Section 1 of the Principal Act is amended - (a) in Subsection (1) - (i) by repealing the defmitions of "Appendix I specimen", "Appendix II specimen", "Appendix III specimen" and "the Convention" and replacing them with the following new definitions:- " "animal" does not include homo sapiens; " "approval" means an approval to import a living exotic specimen in accordance with Section 13B; " "authorization" means an approval, certificate, licence, permit or other form of authorization under this Act; " "certificate" means a certificate to introduce from the sea issued under Section 7, 11 or 13; " "certificate of origin" means a certificate issued in respect of a Schedule 3 specimen under Section 12 or 13; " "CITES-listed", in relation to a species or a specimen, means a species or a specimen of a species included in Schedule 1, 2 or 3; " "Convention" means the Convention on International Trade in Endangered Species of Wild Fauna and Flora, done at Washington in the United States of America on 3 March 1973, as amended in Bonn on 22 June 1979, a copy of the English language version of the text of which is set out in Schedule 6, as amended from time to time in accordance with Section 2; " "controlled native specimen" means a specimen of a species naturally occurring in Papua New Guinea other than a species listed in Schedule 1, 2 or 3 or exempted from the requirements of this Act under Schedule 4; " "export" means to - (a) send or take out of Papua New Guinea; or (b) attempt to send or take out of Papua New Guinea; or (c) receive on account or consignment for the purposes of Paragraph (a) or (b); or (d) carry or transport for the purposes of Paragraph (a) or (b); " "export licence" means a licence issued under Section 3D;"; and (ii) in Paragraph (a) of the definition of "export permit", by repealing the words "in accordance with the relevant section of the Act" and replacing them with the following:- "under Section 3D"; and - 2 - 323 International Trade (Fauna and Flora) (Amendment) (iii) by inserting immediately after the definition of "export permit" the following new definition:- " "exotic species" and "exotic specimen" mean respectively a species or a specimen of a species not naturally occurring in Papua New Guinea, other than a species listed in Schedule 1, 2 or 3 or exempted from the requirements of this Act under Schedule 5;"; and (iv) by repealing the definition of "import" and replacing it with the following new definition:- " "import" means to land on or attempt to land on, bring into or introduce into, any place in Papua New Guinea, but does not include transit, transhipment or introduction from the sea;"; and ( v) in Paragraph (a) of the definition of "import permit" by repealing the words "in accordance with the relevant section of the Act" and replacing them with the following:- "under Section 3D"; and (vi) by repealing the definition of "the Management Authority" and replacing it with the following new definitions:- " "inspector" means an inspector appointed as or deemed to be an inspector under Section 3C; " "introduction from the sea" means transportation into Papua New Guinea of specimens of any species which were taken in the marine environment not under the jurisdiction of any State; including the air space above the sea and the sea-bed and sub-soil beneath the sea; " "Management Authority" means the Management Authority established by Section 3A; " "native species" means a species of fauna or flora naturally occurring in Papua New Guinea; " "primarily commercial purposes" means purposes whose non­ commercial aspects do not clearly predominate; " "re-export" means the exportation of any specimen that has previously been imported;"; and (vii) in Paragraph (a) of the definition of "re-export permit" by repealing the words "in accordance with the relevant section of the Act" and replacing them with the following:- "under Section 3D"; and (viii) by repealing the definition of "the Scientific Authority" and replacing it with the following new definitions:- " "Schedule 1 species" and "Schedule 1 specimen" mean a species or specimen of a species included in Schedule 1, being a species included in Appendix I to the Convention which is threatened with extinction which is or may be affected by trade; -3- International Trade (Fauna and Flora) (Amendment) " "Schedule 2 species" and "Schedule 2 specimen" mean a species or specimen of a species included in • Schedule 2, being a species included in Appendix II of the Convention which is - (a) a species which although not necessarily now threatened with extinction may become so unless trade in specimens of such species is subject to strict regulation in order to avoid utilization incompatible with their survival; or (b) another species which must be subject to regulation in order that trade in specimens of certain species referred to in paragraph (a) may be brought under effective control; " "Schedule 3 species" and "Schedule 3 specimen" mean a species or specimen of a species included in Schedule 3, being a species included in Appendix III of the Convention which a party to the Convention has identified as being subject to regulation for the purpose of preventing or restricting exploitation, and as needing the cooperation of other parties to the Convention in the control of trade in the species; " "Schedule 4 species" and "Schedule 4 specimen" mean a species or specimen of a species included in Schedule 4, being a species naturally occurring in Papua New Guinea which is exempt from the requirements of this Act; " "Schedule 5 species" and "Schedule 5 specimen" mean a species or specimen of a species included in Schedule 5, being an exotic species which is exempt from the requirements of this Act; " "Scientific Authority", in relation to a species or group or category of species to which this Act applies, means the Scientific Authority designated under Section 3B in relation to that species or group or category of species; " "Secretariat" means the Secretariat to the Convention established under Article XII of the Convention; " "species" means any species or subspecies, or any geographically separate population of that species or subspecies; " "specimen" means - (a) any animal or plant, whether alive or dead, or any viably reproductive part of an animal or plant; and (b) in the case of an animal - (i) for Schedule 1 and 2 species - any readily recognizable part or derivative of the species; and (ii) for Schedule 3 species - any readily recognizable part or derivative of the species specified in Schedule 3 in relation to the species; and (iii) for controlled native species and exotic species - any readily recognizable part or derivative of the species; and (c) in the case of a plant - (i) for Schedule 1 species - any readily recognizable part or derivative of the species; and -4- 325 International Trade (Fauna and Flora) (Amendment) (ii) for Schedule 2 and 3 species - any readily recognizable part or derivative of the species specified in Schedule 2 or 3 in relation to the species; and (iii) for controlled native species and exotic species - any readily recognizable part or derivative of the species." (b) by inserting immediately after Subsection (2) the following new subsection:- "(3) Where it appears from the packaging, marking, labelling or accompanying documentation of a specimen that it is a part or derivative of a Schedule I, 2 or 3 specimen, a controlled native specimen or an exotic specimen, then unless it is a part or derivative exempted from the provisions of this Act under Section 14, it shall be presumed to be a part or derivative of a Schedule 1, 2 or 3 specimen, a controlled native specimen or an exotic specimen, as the case maybe.". 4. REPEAL AND REPLACEMENT OF SECTION 2. Section 2 of the Principal Act is repealed and replaced with the following new sections:- "2. AMENDMENT OF SCHEDULES. (1) The Minister shall, by notice in the National Gazette, amend Schedule 1, 2, 3 or 6 in conformity with any amendments made to the Convention that are adopted by Papua New Guinea. "(2) Subject to Subsection (3), the Minister may, by notice in the National Gazette, after consultation with the Management Authority acting on the advice of the relevant Scientific Authority, amend Schedule 4 or Schedule 5. "(3) A species listed in Schedule 1, 2 or 3 shall not be listed in Schedule 4 or Schedule 5.". "2A. APPLICATION. This Act applies to trade with any country, whether or not that country is a party to the Convention.". "2B. ACT BINDS THE STATE. This Act binds the State.". - 5 - International Trade (Fauna and Flora) (Amendment) 5. NEW PART lA. The Principal Act is amended by inserting immediately before Part II the following new Part:- "PART IA .. - REGULATION OF TRADE IN FAUNA AND FLORA. "3A. MANAGEMENT AUTHORITY. (1) For the purposes of the implementation of the Convention, the Management Authority is the Departmental Head of the department for the time being responsible for environment and conservation matters. "(2) The functions of the Management Authority are as follows:- (a) to be responsible for the implementation of the Convention in Papua New Guinea; (b) to cooperate with the relevant authorities of other countries in the implementation of their legislation relating to species conservation; (c) to issue and revoke authorizations in accordance with the Convention; ( d) to maintain records of international trade in specimens controlled by this Act; (e) to advise the Minister on any action to be taken for the implementation and enforcement of the Convention; (j) to communicate with the Secretariat and with other countries on scientific, administrative and enforcement issues under this Act and the Convention; (g) to make such reports to the Secretariat as may be required by Resolution of the parties to the Convention; (h) such other functions and duties as are conferred on it by this Act or any other law. "(3) The Management Authority may, by instrument in writing, delegate all or any of its powers under this Act, other than this power of delegation, to an officer of the National Public Service.". "3B. SCIENTIFIC AUTHORITIES. (1) For the purposes of the Convention, the Management Authority may designate a person, body or body of persons separate from and independent of the Management Authority as a Scientific Authority in relation to a particular species or category of species, as specified in the designation. "(2) The functions of a Scientific Authority, in relation to the species or category of species for which it is designated, are as follows:- (a) to advise on the issue of export permits, export licences, import permits and certificates of introduction from the sea; -6- 32..8 International Trade (Fauna and Flora) (Amendment) (b) to monitor the status of any native species listed in Schedule 2 and export data, and where necessary, recommend suitable remedial measures to limit the export of specimens of the species in order to maintain the species throughout its range at a level consistent with its role in the ecosystem and well above the level at which the species might become eligible for inclusion in Appendix I of the Convention; (c) to advise and make recommendations to the Management Authority on the suitability of an importer to house and care for living Schedule 1 specimens being imported or introduced from the sea; ( d) to review available information on the population status, distribution, population trends, harvest and other biological and ecological factors, as appropriate, and trade information relating to species listed in Schedule 1, 2 and 3, and native species whether or not included in Schedule 4; (e) to gather and analyse information on the biological status of native species affected by trade to assist in the preparation of proposals necessary to amend the Appendices to the Convention; (j) to review proposals to amend the Appendices submitted by other Parties and make recommendations as to how the State should address each proposal; (g) such other functions and duties as are conferred on it by this Act or any other law.". "3C. APPOINTMENT OF INSPECTORS. (1) The Management Authority may, by instrument in writing, appoint an officer of the National Public Service to be an inspector for the purposes of this Act. "(2) The following persons are deemed to be inspectors for the purposes of this Act:- (a) a police officer; (b) an officer of the Customs appointed under the Customs Act 1951; (c) a Quarantine Officer appointed under the Quarantine Act (Chapter 234); (d) a Quarantine Officer appointed under the National Quarantine and Inspection Authority Act 1997; (e) an Inspector appointed under the Animal Disease and Control Act (Chapter 206); (j) an Inspector of Plants appointed under the Plant Disease and Control Act (Chapter 220); (g) a Fishery Officer appointed under the Fisheries Management Act 1998; (h) a ranger appointed under the Fauna (Protection and Control) Act 1966. -7- International Trade (Fauna and Flora) (Amendment) "(3) A person appointed to be, or who is, an inspector by virtue of this section is not entitled to any payment in respect of that appointment or office.". "3D. ISSUE OF AUTHORIZATIONS. (1) Subject to Subsection (2), the Management Authority may, on application, issue, on such terms and conditions as may be prescribed - (a) an export permit to export a Schedule 1, 2 or 3 specimen or a controlled native specimen; or (b) an import permit to import a Schedule 1, 2 or 3 specimen; or (c) a re-export permit to export a Schedule 1, 2 or 3 specimen which has been imported into the country in accordance with this Act; or ( d) a certificate to introduce from the sea a Schedule 1 or 2 specimen; or (e) an approval to import a living exotic specimen; or (I) an export licence to export a Schedule 2 specimen or a controlled native specimen that has been acquired in accordance with the terms and conditions of the export licence; or (g) such other authorization as may be required or permitted under this Act, in accordance with this Act and the Convention. "(2) Notwithstanding Subsection (1 ), the Management Authority shall not issue any authorization in respect of a specimen which has been taken or obtained in contravention of this Act or any other law. "(3) The decision of the Management Authority to issue or refuse to issue an authorization under Subsection (1) is final.". 6. AMENDMENT OF PART II. Part II of the Principal Act is amended - (a) by repealing the word and numeral "Appendix I" (nine times occurring) and replacing them in each case with the following word and symbol:- "Schedule 1 "; and (b) by repealing the word "living" (four times occurring) and replacing it in each case with the following:- "a living animal". 7. AMENDMENT OF HEADING OF PART III. The heading of Part Ill is amended by repealing the word and numeral "APPENDIX II" and replacing it with the following word and numeral:- "SCHEDULE 2". -8- 329 330' International Trade (Fauna and Flora) (Amendment) 8. REPEAL AND REPLACEMENT OF SECTION 8. Section 8 of the Principal Act is repealed and replaced with the following new section:- "8. EXPORTATION. (1) Subject to Section 14, a person shall not export a Schedule 2 specimen unless- (a) he has an export permit to do so issued by the Management Authority; or (b) the export of the specimen is authorised under and in accordance with an export licence issued by the Management Authority. "(2) A person shall not export a Schedule 2 specimen to which the Crocodile Trade (Protection) Act 1974 applies unless he has complied with the requirements imposed by or under that Act in respect of that export. "(3) The Management Authority shall not issue an export permit in respect of a Schedule 2 specimen unless - (a) it is satisfied that- (i) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and (ii) if the specimen is a living animal - it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment; and (b) it has been advised by the relevant Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved. "(4) No export licence shall be issued under this section in respect of- (a) a living animal; or (b) any other specimen, where the relevant Scientific Authority has advised that an export licence should not be issued in respect of that specimen or class or category of specimens. "(5) The Management Authority shall not issue an export licence in respect of any other Schedule 2 specimen unless it is satisfied that - (a) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and (b) the applicant - (i) will maintain accurate records of all transactions involving specimens in the manner and form specified by the Management Authority; and (ii) will comply with the conditions of the licence.". - 9 - International Trade (Fauna and Flora) (Amendment) 9. IMPORTATION (AMENDMENT OF SECTION 9). Section 9 of the Principal Act is amended by repealing the word and numeral "Appendix II" and replacing them with the following word and numeral:- "Schedule 2". 10. RE-EXPORTATION (AMENDMENT OF SECTION 10). Section 10 of the Principal Act is amended - (a) by repealing the words and numerals "Appendix II" (twice occurring) and replacing them with the following word and numeral :- "Schedule 2"; and (b) · in Subsection (2)(b) by repealing the word "living" and replacing it with the following:- "a living animal". 11. INTRODUCTION FROM THE SEA (AMENDMENT OF SECTION 11). Section 11 of the Principal Act is amended- ( a) by repealing the words and numerals "Appendix II" (twice occurring) and replacing them in each case with the following words and numerals :- "Schedule 2"; and (b) in Subsection (2)(a) by repealing the word "living" and replacing it with the following:- "a living animal". 12. REPEAL AND REPLACEMENT OF PART IV. Part IV of the Principal Act is repealed and replaced with the following new Part:- "P ART IV. - TRADE IN SCHEDULE 3 SPECIMENS. "12. EXPORTATION. (1) A person shall not export a Schedule 3 specimen unless he has - (a) where the species to which that specimen belongs has been included in Appendix Ill to the Convention by Papua New Guinea - an export permit to do so issued by the Management Authority; or (b) where the species to which that specimen belongs has been included in Appendix Ill to the Convention by another country - a certificate of origin issued by the Management Authority. -10- 331 International Trade (Fauna and Flora) (Amendment) "(2) The Management Authority shall not issue an export permit in respect of a Schedule 3 specimen unless - (a) it is satisfied that - (i) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and (ii) if the specimen is a living animal - it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment; and (b) where the species to which that specimen belongs has been included in Appendix III to the Convention by Papua New Guinea - it has been advised by the relevant Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved.". "13. IMPORTATION. "A person shall not import a Schedule 3 specimen unless he has - (a) where the species to which that specimen belongs has been included in Appendix III to the Convention by the country of export - an export permit to do so issued by that country; or (b) where the species to which that specimen belongs has been included in Appendix III to the Convention by another country, including Papua New Guinea - a certificate of origin issued by the country of export.". 13. NEW PARTS IV A, IVB AND IVC. The Principal Act is amended by inserting immediately before Part V the following new Parts:- 332 "PART IV A.- EXPORTATION OF CONTROLLED NATIVE SPECIMENS. "13A. EXPORTATION. "(I) A person shall not export a controlled native specimen unless - (a) he has an export permit to do so issued by the Management Authority; or (b) the export of the specimen is authorised under and in accordance with an export licence issued by the Management Authority. "(2) The Management Authority shall not issue an export permit in respect of a controlled native specimen unless - (a) it is satisfied that - (i) (ii) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and if the specimen is a living animal - it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment, and -11- International Trade (Fauna and Flora) (Amendment) (b) it has been advised by the relevant Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved. "(3) No export licence shall be issued under this section in respect of - ( a) a living animal; or (b) any other specimen - where the relevant Scientific Authority has advised that an export licence should not be issued in respect of that specimen or class or category of specimens. "(4) The Management Authority shall not issue an export licence in respect of a controlled native specimen unless it is satisfied that - (a) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and (b) the applicant - (i) will maintain accurate records of all transactions involving specimens in the manner and form specified by the Management Authority; and (ii) will comply with the conditions of the licence.". "PART IVB.-IMPORTATION OF LIVING EXOTIC SPECIMENS. "13B. IMPORTATION. (1) A person shall not import a living exotic specimen without the written approval of the Management Authority. "(2) The Management Authority shall not give written approval in respect of a living exotic specimen unless - (a) where the specimen is imported for use as a biological control agent - the Management Authority has assessed the likely impact of the importation of the specimen on other species of fauna or flora that are naturally occurring in Papua New Guinea and is satisfied that in all the circumstances the importation of the specimen is justified; or (b) in any other case - the Management Authority has assessed the risks associated with the proposed importation of the specimen and considers that the importation of the specimen will not be detrimental to the survival of other native species. "(3) The requirements of Subsection (1) apply in addition to any requirements imposed under the Quarantine Act 1953 or the National Agricultural Quarantine and Inspection Authority Act 1997, the Animal Disease and Control Act 1952 or the Plant Disease and Control Act 1953. 333 -12 - International Trade (Fauna and Flora) (Amendment) "(4) Written approval for the purposes of this section may be given in the form of an endorsement of or letter accompanying a permit issued under the Quarantine Act 1953 or the National Agricultural Quarantine and Inspection Authority Act 1997, the Animal Disease and Control Act 1952 or the Plant Disease and Control Act 1953.". "PART IVC.- ENFORCEMENT. "13C. POWERS AND FUNCTIONS OF INSPECTORS. (1) Subject to any direction of the Management Authority, an inspector may, without a warrant - (a) at any time, and with or without assistants, enter on and search any land, building, aircraft, vessel or vehicle on which or in which there is reasonable cause to believe that there is a specimen intended for export or re-export, or which has been imported or introduced from the sea, in contravention of this Act; and (b) search any baggage, or require a person to furnish information concerning, or to produce for inspection, any specimen in his possession or under his control, or any document or other information relating to that specimen; and (c) where the inspector has reasonable cause to believe that a specimen is intended for export or re-export, or has been imported or introduced from the sea, in contravention of this Act - (i) inspect, take samples from and mark the specimen; and (ii) seize and detain the specimen for further examination and inspection; and (iii) take documents, electronic records or other information relating to the specimen; and ( d) where the inspector has reasonable cause to suspect that a person has committed an offence against this Act - require him to state his name and address; and (e) where the inspector has reasonable grounds to believe that an offence against this Act has been committed, and a person may be able to give information about the offence - require that person to answer a question about the offence. "(2) Where any building referred to in Subsection (1) consists of a private dwelling-house, an inspector shall not enter other than at a reasonable time unless he has previously obtained the permission of the owner or occupier of the private dwelling­ house, or is acting under a search warrant obtained under the Search Act 1977. "(3) An inspector may, subject to the Arrest Act 1977, arrest a person whom he has reasonable cause to believe has committed an offence against this Act. "(4) An inspector exercising a power under Subsection (1) may require any person to assist him, and that person shall be deemed to be an inspector for the purposes for and time during which he is required to act.". - 13 - International Trade (Fauna and Flora) (Amendment) "13D. OBSTRUCTION OF INSPECTORS, ETC. A person who - (a) fails to comply with a lawful requirement of an inspector under Sections 13C or 13D; or (b) hinders or obstructs an inspector in the execution of his powers or duties; or (c) refuses an inspector entry to any land, building, aircraft, vessel or vehicle which the inspector may lawfully enter; or ( d) impersonates an inspector: or (e) · alters, defaces, erases or removes a mark placed on a specimen by an inspector under Section 13C(l)(c)(i), is guilty of an offence. Penalty: in the case of a corporation - a fine not exceeding KS,000.00; in the case of any other person - a fine not exceeding K2,000.00 or imprisomnent not exceeding five years, or both.". "13E. OFFENCES OF IMPORT, EXPORT ETC. (1) A person who imports, introduces from the sea, exports or re-exports a Schedule 1 specimen without being the holder of a valid permit or certificate in respect of that import, export or re-export, as the case may be, is guilty of an offence. Penalty: in the case of a corporation- a fine not exceeding Kl0,000.00; in the case of any other person - a fine not exceeding KS,000.00 or irnprisomnent not exceeding five years, or both. "(2) A person who - (a) exports or re-exports a Schedule 2 specimen or a Schedule 3 specimen without - (i) being the holder of a valid permit in respect of that export, or re-export, as the case may be; or (ii) the export of that specimen being authorised under and in accordance with an export licence in respect of that export, or re-export, as the case may be; or (b) exports a controlled native specimen without- (i) being the holder of a valid permit in respect of that export; or (ii) the export of that specimen being authorised under and in accordance with a valid export licence in respect of that export; or (c) exports a Schedule 2 specimen to which the Crocodile Trade (Protection) Act 1974 applies, without complying with any of the requirements imposed by or under that Act in respect of the export of that specimen; or -14- 335 336' International Trade (Fauna and Flora) (Amendment) ( d) imports a living exotic specimen without the approval of the Management Authority in respect of the import of that specimen, is guilty of an offence. Penalty: in the case of a corporation - a fine not exceeding Kl 0,000.00; in the case of any other person - a fine not exceeding KS,000.00 or imprisonment not exceeding five years, or both. "(3) A person who imports, introduces from the sea, exports or re-exports any specimen otherwise than in accordance with any of the conditions of an authorization under this Act is guilty of an offence. Penalty: in the case of a corporation - a fine not exceeding Kl 0,000.00; "(4) ofproving­ (a) (b) in the case of any other person - a fine not exceeding KS,000.00 or imprisonment not exceeding five years, or both. In proceedings for an offence against Subsection (1 ), (2) or (3), the onus that a valid authorization was issued in respect of the import, export, re­ export or introduction from the sea, as the case may be; or that the circumstances of the import, export, re-export or introduction from the sea were in accordance with the conditions of the authorization, lies on the person charged.". "13F. OFFENCES RELATING TO POSSESSION. (1) A person who, without reasonable excuse (proof of which is on him)- (a) conveys; or (b) has in his possession; or (c) has under his control, any specimen of a species for which an export pennit, re-export permit, or export licence is required and in respect of which no export pennit, re-export pennit or export licence has been issued, with intention to export or re-export that specimen, is guilty of an offence. Penalty: in the case of a corporation- a fine not exceeding Kl0,000.00; . in the case of any other person - a fine not exceeding KS,000.00 or imprisonment not exceeding five years, or both. "(2) For the purposes of Subsection (1 ), a person is presumed in the absence of proof to the contrary to have a specimen under his control or in his possession with intention to export or re-export that specimen if the specimen is - (a) packaged or otherwise prepared for transportation; and (b) bears on itself or on its package or container an address of a place outside Papua New Guinea. -15 - I' International Trade (Fauna and Flora) (Amendment) ''(3) A person who is in possession of a Schedule 1, 2 or 3 specimen or an exotic specimen which has been imported or introduced from the sea without the relevant authorization issued by the Management Authority is guilty of an offence. Penalty: in the case of a corporation - a fine not exceeding Kl0,000.00; in the case of any other person - a fine not exceeding K5,000.00 or imprisonment not exceeding five years, or both. "(4) The onus of proving that a specimen referred to in Subsection (3) was lawfully imported or introduced from the sea lies on the person asserting that fact.". "13G. CUSTOMS OFFENCES. "Notwithstanding the provisions of any regulation made under the Customs Act 1951 relating to the importation or exportation of goods, a specimen of a species to which this Act applies which is traded otherwise than in accordance with this Act is a prohibited import or export, as the case may be, under the Customs Act 1951. ". "13H. FALSE INFORMATION. A person who, for the purposes of this Act, provides to the Management Authority, a Scientific Authority or an inspector information - (a) that is false or misleading in a material particular; or (b) that he does not have reasonable cause to believe is correct, is guilty of an offence. Penalty: in the case of a corporation - a fine not exceeding Kl 0,000.00; in the case of any other person - a fine not exceeding K5,000.00 or imprisonment not exceeding five years, or both.". "131. SEIZURE AND DISPOSAL. (1) An inspector may seize any specimen, document, electronic record, vessel, vehicle, aircraft or other goods or equipment that he has reasonable cause to believe has been used in connection with the commission of an offence against the Act. "(2) Any item, other than a specimen, seized under Subsection (1) may be retained- (a) until the expiration of sixty days from the date of seizure; or (b) where proceedings for the offence have been instituted within sixty days of the date of seizure - until the proceedings have been determined, including the period of any appeal. "(3) The Management Authority may direct that a specimen seized under Subsection (1) or Section 13D(3)(b) shall be disposed of in the manner directed by the Management Authority or as prescribed, provided that the disposal shall comply with any requirement imposed by or under the Quarantine Act 1953 or the National Agricultural Quarantine Inspection Authority Act 1997.". -16- International Trade (Fauna and Flora) (Amendment) "13J. PROSECUTIONS. (1) An offence against this Act shall be prosecuted summarily before a Grade 5 magistrate. "(2) An information for an offence against this Act may be laid, after consultation with the Public Prosecutor, by- ( a) an officer of the Customs or a police officer; or (b) an inspector, other than a person referred to in paragraph (a), acting on the direction of the Management Authority. "(3) Limitations under Section 36 of the District Courts Act 1963 for laying an information shall not apply. "( 4) In proceedings for an offence against this Act, an averment in an information that a specimen is a specimen of a particular species, in the absence of proof to the contrary, constitutes proof that the specimen was a specimen of that species. "(5) Upon conviction of a person for an offence against the Act, the court may, in addition to imposing the penalty prescribed, order the forfeiture of any property, including any document, electronic record, vessel, vehicle, aircraft or other goods or equipment retained as evidence and which was used in the commission of the offence and the forfeited thing becomes the property of the State and shall be disposed of as directed by the Departmental Head of the Department responsible for environment and conservation matters in accordance with the Public Finances (Management) Act 1995.". "13K. LIABILITY OF COMPANY OFFICERS. (1) Notwithstanding anything in the Criminal Code Act 1974, if a corporation contravenes a provision of this Act, each of the executive officers and directors shall, without affecting the liability of the corporation, be deemed to have contravened that provision. "(2) It is a defence for a person who has been charged with an offence by virtue of Subsection (1) to prove that - (a) he was not in a position to influence the conduct of the corporation in relation to the offence; and (b) if the person was in a position to influence the conduct of the corporation in relation to the offence--the person took all reasonable steps to ensure that the corporation complied with the proVlS!On. "(3) For the purposes of this section, "executive officer" means a person who is a member of the governing body of the corporation, or is a senior officer responsible for the management of the corporation.". -17 - International Trade (Fauna and Flora) (Amendment) 14. EXEMPTIONS AND OTHER SPECIAL PROVISIONS RELATING TO TRADE (AMENDMENT OF SECTION 14). Section 14 of the Principal Act is amended by repealing the words "relating to trade set out in Article VII of the Convention shall, with the necessary modifications, be deemed to be part of the Act." and replacing them with the following:- "shall be as prescribed.". 15. REPEAL AND REPLACEMENT OF SECTION 15. Section 15 of the Principal Act is repealed and is replaced with the following new section:- "15. IMMUNITY OF OFFICERS. The Management Authority, an inspector, or a delegate of the Management Authority is not personally liable for any matter or thing done by him in good faith and without negligence in the exercise of his powers or the performance of his duties under this Act.". 16. REPEAL OF SECTION 16. Section 16 of the Principal Act is repealed. 17. REGULATIONS (AMENDMENT OF SECTION 17). Section 17 of the Principal Act is amended by repealing Paragraphs (b) and (c) and replacing them with the following new paragraphs:- "(b) (c) (d) (e) (j) the issue, suspension, revocation, invalidation, period of validity and terms and conditions of authorizations; and the disqualification of persons either temporarily or permanently from obtaining authorizations; and the means of appeal (if any) against a decision of the Management Authority in relation to any matter under this Act; and matters regarding specimens taken or acquired before this Act came into operation; and exemptions from all or any of the requirements of this Act and for other special provisions relating to trade, in accordance with Article VII of the Convention; and (g) the means of identification of inspectors appointed under this Act; and (h) the registration of traders in Schedule 1, 2, 3 or 4 specimens, and the duties of registered traders; and (i) the process of exportation, importation, re-exportation and introduction from the sea under this Act; and (j) the inspection by inspectors of specimens in transit or transhipment, and the extension of powers of inspectors to that inspection; and (k) the shipping ofliving animal specimens; and (l) the inspection, taking samples from and marking of specimens; and (m) matters relating to artificial propagation, captive breeding and hybridisation; and -18 - 339 ,, International Trade (Fauna and Flora) (Amendment) (n) the care, disposal and destruction of specimens seized under this Act, the disposal of specimens which have died or deteriorated before arrival in Papua New Guinea, and the recovery of costs associated with that care, disposal and destruction; and (o) the manner in which the performance of functions of the Scientific Authorities shall be carried out; and (p) the means of determining whether trade in a native species, whether or not it is CITES-listed, is detrimental to the survival of the species; and (q) the means of limiting trade in a species naturally occurring in Papua New Guinea so as to minimize the risk of threat to its survival; and (r) the process by which the State may propose amendments to Appendix III of the Convention; and (s) the keeping of records and registers relating to matters under this Act by the Management Authority and the Scientific Authorities; and (t) the furnishing of returns of information in respect of any matter under this Act; and (u) the fees to be paid in respect of- (i) services provided and obligations carried out by the Management Authority and Scientific Authorities under this Act; and (ii) authorizations issued under this Act, other than an authorization issued to the Management Authority or a Scientific Authority; and (v) any other fees, charges, taxes, management levies, rents or royalties payable in respect of any matter under this Act; and (w) penalties of fines not exceeding, KI0,000.00 or imprisomnent not exceeding five years for offences against the regulations.". 18. REPEAL AND REPLACEMENT OF SCHEDULE 1. Schedule 1 to the Principal Act is repealed and replaced with the following new Schedules:- "SCHEDULE 1 "Sec.I(!) "SUMMARY OF SPECIES INCLUDED IN APPENDIX I OF THE CONVENTION. 1. The taxa listed in the table to this Schedule are the taxa included in Appendix I of the Convention in accordance with the provisions of Articles XV and XVI of the Convention, and no other species. "2. In the Table to this Schedule - (a) the list entitled "Taxon" in the first colunm includes the scientific name of the listed taxa; and (b) the list entitled "Common name" in the second c0lunm is included for (c) information only and the scientific name determines whether a species is included on the list; and the list entitled "Notation" in the third column describes the specimens belonging to that species that are included in that entry. -19- International Trade (Fauna and Flora) (Amendment) '!3. Where there is no entry in the third column of the table to this Schedule, the definition of a specimen for that particular species is taken to be a specimen that is either - (a) that species; or (b) a part or derivative of that species, or both. 114. The list of taxa in the first column of the table to this Schedule is organized . according to the following classifications:- "VERTEBRATE ANIMALS Phylum: Chordata (Chordates) Class: Actinopterygii (Ray-finned fishes) Class: Amphibia (Amphibians) Class: Aves (Birds) Class·: Chondrichthyes ( Cartilaginous fishes) Class: Mammalia (Mannnals) Class: Osteichthyes (Bony fishes) Class: Reptilia (Reptiles) "INVERTEBRATE ANIMALS Phylum: Annelida (Annelid worms) Class: Hirudinoidea (Leeches) Phylum: Arthopoda (Arthropods) Class: Arachnida (Arachnids) Class: lnsecta (Insects) Phylum: Cnidaria (Coral-like animals) Class: Anthozoa (Corals, sea anemones) Class: Hydrozoa (Sea fems, fire corals) Phylum: Echinodermata Class: Holothuroidea (sea cucumbers) Phylum: Mollusca (Molluscs) Class: Pelecypoda (=Bivalia) Class: Gastropoda (Snails) "PLANTS: Family within Order, in alphabetic order. Family within Order, in alphabetic order. Familywithin Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Families, in alphabetic order. 115. The following general interpretations shall be applied:- (a) for animalia species, in relation to hybrids - (i) where at least one of the animals in the previous four generations is of a species included in Appendix I of the Convention, hybrids shall be treated as specimens of species included in Appendix I; and (ii) where at least one of the animals in the previous four generations is of a species included in Appendix II of the Convention, and there are no specimens of a species included in Appendix I of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix II of the Convention; and - 20- 3{1 342 International Trade (Fauna and Flora) (Amendment) (iii) where at least one ofthe animals in the previous four generations is of a species included in Appendix III of the Convention, and there are no specimens of a species included in Appendix I or Appendix II of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix III of the Convention; (b) for plantae species - (i) unless otherwise noted, listings in Appendix II and Appendix III of the Convention include all parts and derivatives except - (A) seeds, spores and pollen (including pollinia); and (B) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and (C) cut flowers of artificially propagated plants; and (ii) in relation to hybrids - (A) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix I or Appendix II of the Convention, the hybrid shall be treated as a specimen of species included in Appendix II of the Convention; and (B) Taxon Altiphrynoides spp. (formerly included in Nectophrynoides snn.) Atelopus zeteki Bufo periglenes Bufo superciliaris Nectophrynoides snn. Nimbaphrynoides spp. (formerly included in Nectonhrvnoides snn.) Spinophrynoides spp. (formerly included in Nectophrynoides spp.) Dyscophus antongilii Andrias spp. (includes generic synonym MegalobatrachusJ Arras aucklandica (includes synonyms Arras chlorotis and Arras nesiotis) Arras laysanensis (also referenced as Arras platyrhynchos laysanensis) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix III of the Convention, and there are no specimens of a species listed in Appendix I or Appendix II of the Convention in the lineage, the hybrid shall be treated as a specimen of a species included in Appendix III of the Convention. Common Name Notation African viviparous toads The entire genus is listed. Zetek's Frog, (Panamanian), Golden Arrow Poison Frog, Golden Toad Monte Verde Golden Toad Cameroon Toad African viviparous toads The entire genus is listed. African viviparous toads The entire genus is listed. African viviparous toads The entire genus is listed. Tomato Frog Giant Salamanders The entire genus is listed. Brown Teal, Auckland Island Flightless Teal, Campbell Island Flightless Teal, Campbell Island Brown Teal, New Zealand Brown Teal Laysan Duck, Laysan Teal - 21- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Anas oustaleti (probably a Marianas Duck, Island Duck, hybrid between Anas Oustalet's Grey Mallard, Mariana's platyrhynchos and Anas Mallard superciliosa) Branta canadensis Aleutian Goose, Canada Goose leucopareia Branta sandvicensis Hawaiian Goose, Nene Duck Cairina scutulate White-winged Wood Duck Glaucis dohrnii (formerly Hook-billed Hermit (hummingbird) included in genus Ramphodon) Larus relictus Relict Gull, Khar Gull Numenius borealis Eskimo Curlew •• • Numenius tenuirostris Slender Curlew, Billed Curlew, Long- billed Curlew Tringa guttifer Nordmann's Greens hank, Spotted Greenshank Ciconia boyciana (also Japanese Stork, White Oriental Stork referenced as Ciconia ciconia bovciana) Jabiru mycteria Jabiru Mycteria cinerea Milky Wood Stork Geronticus eremita Northern Bald Ibis, Hermit Ibis Ninnonia Nippon Japanese Crested Ibis Caloenas nicobarica Nicobar Pigeon, Nicobar Dove Ducula mindorensis Mindoro Imperial Pigeon, Mindoro Zone-tailed Pigeon Aceros nipalensis Rufous-necked Hombill Aceros subruficollis Plain-pouched Hombill, Blyth's Hombill Buceros bicomis Great Pied Hombill, Great Indian Hombill Buceros vigil (formerly Helmeted Hombill included in genus Rhinoplax) Aquila adalberti (also Spanish Imperial Eagle referenced as Aquila heliaca adalberti) Aquila heliaca Imperial Eagle Chondrohierax uncinatus Cuban Hook-billed Kite wilsonii (also referenced as Chondrohierax wilsonii) Haliaeetus albicilla White-tailed (Sea) Eagle, Grey Sea The entire species is listed, Eagle however, a subspecies with an earlier date of first listing is listed separatelv. Haliaeetus albicilla Greenland White-tailed Sea-eagle P1"0enlandicus Haliaeetus leucocephalus (American) Bald Eagle The entire genus IS listed, however, subspecies with an earlier date of first listing are listed separatelv. - 22 - 343 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Haliaeetus leucocephalus Northern Bald Eagle alascanus Haliaeetus leucocephalus Southern Bald Eagle leucocephalus Harnia ham vi a Harnv Eagle Pithecophaga jefferyi Philippine Eagle, Monkey-eating Eagle Gymnogyps californianus Californian Condor Vultur gryphus Andean Condor Falco araea Seychelles Kestrel Falco jmrn:er La<><>ar Falcon Falco newtoni Aldabra Kestrel Pouulations of Seychelles only. Falco pelegrinoides (also Barbary Falcon referenced as Falco peregrinus babylonicus and Falco peregrinus uele<rrinoides) Falco ueregrinus Peregrine Falcon Falco uunctatus Mauritius Kestrel Falco rusticolus Gyrfalcon Crax blurnenbachii Red-billed Curassow Mitu mitu (also referenced Mitu, Razor-billed Curassow as Crax rnitu mituJ Oreophasis derbianus Horned Guan Penelope albipennis White-winged Guan Pi pile j acutinga (formerly Black-faced Piping, Black-fronted included in genus Aburria) Piping Guan, Black-fronted Curassow Jacutinga Pipile pipile (formerly Trinidad White-headed Curassow, included in genus Aburria; Trinidad White-headed Piping Guan also referenced as Pipile pipile uiuile) Macroceuhalon rnaleo Maleo Megapode Catreus wallichii Cheer Pheasant Colinus VIrg1nianus Masked Bobwhite ridgwayi Crossoptilon crossoptilon White-eared or Tibetan-eared Pheasant Crossoptilon harrnani Elwes's Eared Pheasant (formerly included in species Crossoptilon crossoptilon) Crossoptilon rnantchuricurn Brown-eared Pheasant Lophophorus irnpejanus Himalayan Mona!, Mona! Pheasant Louhouhorus Jhuysii Chinese Mona! Pheasant Lophophorus sclateri Sclater' s Mona! Pheasant Lophura edwardsi Edward's Pheasant Lophura irnperialis Imuerial Pheasant Lophura swinhoii Swinhoe's Pheasant Polvulectron ernphanurn Palawan Peacock-pheasant -23- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Rheinardia ocellata Rheinard's Crested Argus, Crested (includes synonym Argus Pheasant Rheinardia nigrescens) Svrmaticus ellioti Elliot's Pheasant Syrmaticus humiae Bar-tailed Pheasant, Mrs Hume's Pheasant Svnnaticus mikado Mikado Pheasant Tetraogallus caspius Casoian Snowcock Tetraogallus tibetanus Tibetan Snowcock Tragopan blythii Blyth' s Tragopan Tragooan caboti Cabot's Tragopan Tragooan melanocephalus Western Tragooan Tympanuchus cupido Attwater' s Greater Prairie Chicken attwateri Grus Americana Whooping Crane Grus canadensis nesiotes Cuba Sandhill Crane Grus canadenesis pulla Mississiooi Sandhill Crane Grus japonensis Japanese Crane, Manchurian Crane, Red-crowned Crane Grus leucogeranus Siberian White Crane Grus monachal Hooded Crane Grus niITTicollis Black-necked Crane Grus vipio White-naped Crane Ardeotis mgnceps (also Great Indian Bustard referenced as Choriotis nigriceps) Chlamydotis undulata Houbara Bustard Eupodotis bengalensis (also Bengal Florican, Bengal Bustard, referenced as Houbaropsis Great Bustard bengalensis) Gallirallus sylvestris (also Lord Howe Island Wood Rail referenced as Tricholimnas sylvestris) Rhvnochetos iubatus Kagu Atrichornis clamosus Noisy Scrub-bird, Western Scrub-bird Cotinga maculata Sootted Cotinga, Banded Cotinga Xipholena atropurpurea White-winged Cotinga Carduelis cucullata Red Siskin (formerly included in genus Soinus/ Pseudochelidon sirintarae White-eyed River Martin Agelaius flavus (includes Saffron-cowled Blackbird generic synonym Xanthoosar/ Lichenostomus melanops Helmeted Honeyeater cassidix (also referenced as Meliphaga cassidix) Dasyornis longirostris (also Western Bristlebird referenced as Dasyornis brachypterus longirostris) Picathartes gymnocephalus Bare-headed, White-necked Rockfowl, White-necked Bald Crow - 24- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Picathartes oreas Gray-necked, Red-Headed Rock:fowl, Grey-Necked Bald Crow Pitta gumeyi Gumey's Pitta Pitta kochi Koch's Pitta Leucopsar rothschildi Rothschild's Starling, Myna Zosterops albogularis Silvereye, White-chested White-eye, Norfolk Island White-eye Fregata andrewsi Andrew's Frigatebird, Christmas Island Frigatebird Pelecanus crispus Dalmatian Pelican Papasula abbotti (also Abbott's Booby referenced as Sula abbottiJ Camnenhilus imperialis Imnerial W oodnecker Dryocopus javensis Tristam's White-bellied Woodpecker richardsi Podilymbus gigas Atitlan (Pied-billed) Grebe, Giant Pied-billed Grebe Diomedea albatrus Short-tailed Albatross, Stellar's Albatross Amazona arausiaca Red-necked Amazon Parrot Amazona barbadensis Yellow-shouldered Amazon Parrot Amazona brasiliensis Red-tailed Amazon Parrot Amazona guildingii St. Vincent Amazon Parrot Arnazona imperialis Imperial Amazon Parrot, Sisserou Amazona leucocephala Cuban Parrot, Bahaman Parrot Amazona ocbrocephala Y ellow-naped Parrot auropalliata Amazona ocbrocephala Yellow-crowned Parrot belizensis Amazona ochrocephala Yellow-crowned Parrot caribaea Amazona ocbrocephala Yellow-crowned Parrot oratrix Amazona ochrocephala Yellow-crowned Parrot parvipes Amazona ochrocephala Yellow-crowned Parrot tresmariae Amazona pretrei Red-spectacted Amazon Parrot Amazona rhodocorytha Red-browed Amazon Parrot (also referenced as Amazona dufresniana rhodocorythaJ Amazona tucumana Tucuman Amazon Parrot Amazona versicolor St. Lucia Amazon Parrot Amazona vinacea Vinaceous Amazon Parrot Amazona viridigenalis Red-Crowned Parrot, Green-cheeked Parrot Amazona vittata Puerto Rican Parrot, Red-fronted Amazon Parrot - 25- International Trade (Fauna and Flora) (Amendment) Taxon Common Name • .. Notation Anodorhynchus spp. Macaws The entire genus is listed, however, species with an earlier date of first listing are listed seoarately. Anodorhynchus glaucus Glaucous Macaw Anodorhynchus leari Lear's Macaw, Indigo Macaw Ara ambie:ua Buffon's Macaw, Great Green Macaw Ara glaucogularis (often Caninde Macaw traded under the incorrect desi1<nation Ara caninde) Aramacao Scarlet Macaw Ara militaris Military Macaw Ara rubrogenys Red-fronted Macaw ,,Cacatua,goffini Goffm's Cockatoo . Cacatua haernaturopygia Philippine Cockatoo, Red-vented Cockatoo Cacatua moluccensis Moluccan Cockatoo, Salmon Crested . Cockatoo . . C'vanopsitta spixii Soix's Macaw Cyanoramphus forbesi Forbes' Parakeet, Yellow-fronted Parakeet, F orbe' s Kakariki Cyanoramphus New Zealand Parakeet, Red-fronted novaezelandiae (includes Parakeet synonym Cyanoramphus novaezelandiae cookii Cyclopsitta diophthalma Coxen's Fig Parrot coxeni (also referenced as Opopsitta diophthalma coxeni,) . Eos histrio Red Lory, Blue Lorv Eunymphicus comutus Homed Parakeet (includes Eunymphicus comutus comutus and Eunymphicus comutus uvaeensis) Guarouba .. guarouba Golden Parakeet (formerly referenced as Aratinga guarouba) Neophema chrysogaster Orange-bellied Parakeet Oonorhynchus icterotis Yellow-eared Conure Pezoporus wallicus Ground Parrot Pionopsitta pileata Red-canned Parrot, Pileated Parrot Probosciger aterrimus Great Black Cockatoo, Palm Cockatoo Propyrrhura couloni Blue-headed Macaw (formerly referenced as Ara couloni) Propyrrhura maracana Blue-winged Macaw (formerly referenced as Ara maracana) Psenhotus chrysooterygius Golden-shouldered Parakeet -26- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Psephotus dissimilis Hooded Parrot (formerly included in species Psephotus chrvsopterygius) Psittacula echo (also Rose-ringed Parakeet, Mauritius referenced as Psittacula Ring-necked Parakeet krameri echo) Pyrrhura cruentata Blue-throated Parakeet, Ochre- marked Parakeet Rhynchopsitta spp. Thick-billed Parrot, Maroon-fronted The entire genus IS listed, Parrot however, species with an earlier date of first listing are listed separately. Rhynchopsitta Thick-billed Parrot pachyrhyncha Rhynchopsitta terrisi (also Maroon-fronted Parrot referenced as Rhynchopsitta pachyrhyncha terrisi) Strigops habroptilus Kakano, Owl Parrot Vini ultrarnarina Ultramarine Lorikeet Rhea pennata (also Lesser Rhea The entire species is listed, referenced as Pterocnemia) however, subspecies included in a different Appendix and/or with an earlier date of first listing are listed separately. Rhea pennata garleppi (also Lesser Rhea referenced as Pterocnemia) Spheniscus humboldti Humboldt Pen<min, Peruvian Penm,in Athene blewitti Forest Little Owl, Forest Spotted Owlet Mimizuku gurneyi (also Giant Scops Owl referenced as Otus gurneviJ Ninox novaeseelandiae Norfolk Island Boobook (hawk) Owl undulate (also referenced as Ninox novaeseelandiae royana) Ninox squamipila natalis Christmas Island (Hawk) Owl, Moluccan Hawk-owl Tyto sournagnei Madagascar Red Owl, Madagascar Grass Owl Struthio camelus Ostrich Populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal, and the Sudan only. Tinamus solitarius Solitorv Tinarnou Pharomachrus mocinno Resplendent Quetzal Antilocapra americana Mexican Proni,horn Populations of Mexico onlv. Addax nasomaculatus Addax 348 - 27- International Trade (Fauna and Flora) (Amendment) Taxon Common Name ,-'·' - NQtation .··• Bos gaurus (excludes the Saladang, Gaur, Indian Wild Ox domesticated form of Bos gaurus referenced as Bos frontalis) Bos mutus ( excludes the • Wild Yak domesticated form ofBos gaurus referenced as Bos frontalis) Bos sauveli (includes Kouprey generic svnonvm Novibos) Bubalus depressicornis Lowland Anoa (includes generic synonym Anoa) Bubalus mindorensis Tamaraw or Tamarou (includes generic synonym Anoa) • Bubalus quarlesi (includes Mountain Anoa generic svnonym Anoa) Capra falconeri Markhor Cephalophus jentinki Jentink' s Duiker Gazella dama Dama Gazelle Hinnotra<ms ni1rer variani Giant Sable Antelone Naemorhedus baileyi Goral (formerly included in species Naemorhedus goral! Naemorhedus caudatus Goral (formerly included in species Naemorhedus goral) N aemorhedus goral Goral Naemorhedus sumatraensis Serow (also referenced as Capricornis sumatraensis) Oryx dammah (includes Scimitar-Horned Oryx, White Oryx synonym Oryx tao) Oryx leucorvx Arabian Orvx Ovis ammon hodgsonii Great Tibetan Sheep, Nyan, Tibetan Aro:ali Ovis ammon nigrimontana Kara Tau Argali Ovis orientalis ophion Cyprian Red Sheep . (includes synonym Ovis aries ophion) Ovis vignei vignei Ladakh Urial (formerly included as Ovis vignei) Pantholops hodgsonii Chim, Tibetan Antelope Pseudoryx nghetinhensis Vu Quang Ox Rupicapra pyrenaica ornata Apennian Chamois, Abruzzi Chamois (also referenced as Ruoicanra runicaora ornata) - 28- 349 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Vicugna vicugna Vicuna The entire species is listed, however, populations conditionally included in a different Appendix are listed separatelv. Axis calarnianensis (also Calarnianes Deer referenced as Cervus porcinus calarnianensis) . Axis kuhlii (also referenced Kuhl's Deer, Bawean Hog Deer as Cervus porcinus kuhlii) Axis porcinus annamiticus Hogdeer, lndochina Hog Deer (also referenced as Cervus porcinus annamiticusJ Blastocerus dichotomus Marsh Deer Cervus duvaucelii Swamp Deer, Barasingha Cervus elaphus hanglu Kashmir Deer, Haneul Cervus eldii Bid's Brow-antlered Deer, Bid's Deer, Thamin Dama mesopotamica (also Persian Fallow Deer, Mesopotamian referenced as Cervus dama Swamp Deer mesopotamicus) Hiooocamelus svv. Huemal, Guemal The entire genus is listed. Megarnuntiacus Giant Muntjac vuquanghensis Muntiacus crinifrons Black Muntjac, Hairy Fronted Munjac Ozotoceros bezoarticus PamoasDeer Pudupuda Southern Pudu, Chilean Pudu Moschus spp. Musk Deer Populations of Afghanistan, Bhutan, India, Myanmar, Nena!, and Pakistan onlv. Babyrousa babyrussa Babirusa, Deer Hog Sus salvanius PyITTnyHog Catagonus wagneri Chacoan Peccarv, Giant Peccary Canis lupus Gray Wolf Populations of India, Pakistan, Bhutan, and Nepal onlv. Speothos venaticus Bush Dog, Savannah Dog Acinonvx iubatus Cheetah Caracal caracal (also Caracal Populations of Asia only. referenced as Felis caracal and Lynx caracal) Catopuma temminckii Asian Golden Cat, Temmick's (formerly included in genus Golden Cat Felis) Felis nigripes Black-footed Cat Herpailurus yaguarondi Jaguarundi Populations of Central and (formerly included in genus North America only. Felis) Leopardus pardalis Ocelot The entire species IS listed, (formerly included in genus however, subspecies with an Felis) earlier date of first listing are listed separately . . ,. 350 -29- International Trade (Fauna and Flora) (Amendment) Taxon .. •. Common Name Notation Leopardus pardalis rriearnsi Ocelot . (formerly included in genus Felis) Leopardus pardalis mitis Brazilian Ocelot (formerly included in genus Felis) Leopardus tigrinus Tiger, Little Spotted Cat, Ocelot Cat, (formerly included in genus Oricilla Felis) Leopardus wiedii (formerly Margay included in genus Felis) Lynx pardinus (also Spanish Lynx, Iberian Lynx referenced as F elis pardina or Felis lynx pardina) Neofe!is nebulosa Clouded Leopard Oncifelis geoffroyi Geoffroy's Cat (formerly included in genus Felis) Oreailurus jacobita Mountain Cat, Andean Cat . (formerly included in genus Felis) Panthera leo persica Asiatic Lion, Indian Lion Panthera onca Jaguar Panthera oardus Leopard Panthera tiDTis Tiger Pardofelis marmorata Marbled Cat (formerly included in genus Felis) Prionailurus bengalensis Leopard Cat Populations of Bangladesh, bengalensis (formerly India and Thailand only. included in genus Felis) Prionailurus planiceps Flat-headed Cat (formerly included in genus Felis) Prionailurus rubiginosus Rusty-spotted Cat Population of India only. (formerly included in genus Felis) Puma concolor coryi Florida Panther, Florida Puma, (formerly included in genus Florida Cougar FelisJ Puma concolor Costa Rican Puma, Central American costaricensis (formerly Puma included in ll:enus Felis) Puma concolor couguar Eastern Puma, Adirondack Cougar (formerly included in genus Felis) Uncia uncia (formerly Snow Leopard included in ll:enus PantheraJ Aonyx cong1cus (also West African Clawless Otter, Populations of Cameroon and referenced as Aonyx Cameroon Clawless Otter Nigeria only. microdon or Paraonyx microdonJ -30- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Enhydra lutris nereis Southern Sea Otter, Californian Sea Otter Lontra feline (formerly Marine Otter, Chungungo included in genus LutraJ Lontra longicaudis Long-tailed Otter, Neotropical Otter (formerly included in genus Lutra; includes synonyms Lutra annectens, Lutra enudris, Lutra incarurn and Lutra platensis) Lontra provocax (formerly Southern Otter, South American included in genus Lutra) River Otter Lutralutra Eurasian Otter, Euronean River Otter Pteronura brasiliensis Giant Otter, Brasilian Otter Mustela nigripes Black-footed Ferret Arctoc.,,,halus townsendi Guadalupe Fur Seal Monachus svv. Monk seals The entire genus is listed. Ailuropoda melanoleuca Giant Panda Ailurus fulgens Lesser Panda, Red Panda Helarctos malayanus Sun Bear, Malayan Sun Bear Melursus ursinus Sloth Bear Tremarctos ornatus Spectacled Bear, Andean Bear Ursus arctos Mexican Brown Bear Populations of Mexico only. Previously listed as Ursus arctos nelsoni. Ursus arctos Asiatic Brown Bear Populations of Bhutan, China and Mongolia only. Previously listed as Ursus arctos pruinosus. Ursus arctos isabellinus Red Bear, Himalayan Brown Bear Ursus arctos nelsoni Mexican Grizzly Bear Listing replaced, 18 January 1990, by Ursus arctos - Populations of Mexico. Ursus arctos pruinosus Tibetan Blue Bear Listing replaced, 18 January 1990, by Ursus arctos - Populations of Bhutan, China and Mongolia. Ursus thibetanus (also Asiatic Black Bear The entire species IS listed, referenced as Selenarctos however, a subspecies included thibetanus) in a different Appendix and with an earlier date of first listing is listed S""arately. Ursus thibetanus Baluchistan Black Bear gedrosianus Prionodon pardicolor Spotted Linsang Balaena mvsticetus Bowhead Whale Eubalaena spp. (formerly right whales included in l!enus Balaena) Balaenoptera acutorostrata Northern Minke Whale The entire species IS listed, however, populations included m a different Appendix are listed separately. 35 2' • - 31- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Balaenoptera bonaerensis Southern Minke Whale .. (formerly included in Balaenoptera acutorostrata) Balaenoptera borealis Sei Whale Balaenoptera edeni Brvde's Whale Balaenoptera musculus Blue Whale Balaenoptera physalus Fin Whale Megaptera novaeangliae Humpback Whale Sotalia snn. Humpbacked dolphins The entire genus is listed. Sousa svv. Humpbacked dolphins The entire genus is listed. Eschrichtius robustus Grey Whale (includes synonym Eschrichtius glaucusJ Caperea marginata · Pygmy Right Whale Neophocaena.phocaenoides Finless Porpoise . Phocoena sinus Gulf of California Pornoise, Cochita Physeter catodon (includes Sperm Whale synonym Physeter macrocephalus) Lipotes vexillifer White Flag Dolphin, Chinese River Dolnhin Platanista svv. River dolphins The entire genus is listed. Platanista gangetica Ganges Dolnhin Platanista minor fudus Dolphin Berardius snn. Beaked Whales The entire genus is listed. Hvneroodon spp. Bottle-nosed Whales The entire genus is listed Acerodon jubatus Golden-capped Fruit Bat, Golden- crowned Flying Fox Pteropus insularis Carolines Fruit Bat, Truk Flying Fox, Chuuck Flying Fox Pteropus mariannus Mariana Flying Fox, Mariana Fruit Bat Pteroous molossinus Ponane Flying Fox, Pohnpei Fruit Bat Pteropus phaeocephalus Mortlock Islands Flving Fox Pteropus pilosus Palau Flying Fox, Belau Fruit Bat Pteropus samoensis Samoa Flying Fox Pteroous tonganus fusular Flying Fox, Tonga Fruit Bat Sminthopsis longicaudata Long-tailed Marsupial-mouse, Long- tailed Dunnart Sminthopsis psammophila Large Desert Marsupial-mouse, Sandhill Dunnart. Lagorchestes hirsutus Rufous Hare-wallaby, Western Hare- wallaby, Wurrup Lagostrophus fasciatus Banded Hare-wallaby, Munning Onychogalea fraenata Bridled Nailtailed Wallaby Onychogalea lunata Crescent Nailtailed Wallaby Bettongia spp. Bettongs, rat-kangaroos The entire genus is listed, however, species with an earlier date of first listing are listed separately Bettongia lesueur Lesueur's Rat-kangaroo, Boodie -32- 353,' International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Bettongia penicillata Brush-tailed Rat-kangaroo, Woylie (includes synonym B. tropica) Lasiorhinus krefftii Northern Hairv-nosed Wombat Caprolagus hispidus Hispid Hare, Assam Rabbit Romerolagus diazi Mexican Volcano Rabbit Macrotis lagotis Bilby, Rabbit Bandicoot . Macrotis leucura Lesser Bilby, Lesser Rabbit Bandicoot, Yallara Perameles bougainville Barred Bandicoot, Long-nosed Bandicoot, Mari Equus africanus (also African Wild Ass Not including the domesticated referenced as Equus asinus) form. Equus grevyi Grevy' s Zebra Eouus hemionus hemionus Mongolian Wild Ass Equus onager khur Indian Wild Ass, Ghor-Khar, Khar, (formerly included in Onager species Equus hemionus) Equus przewalskii (also Przewalski' s Horse, Wild Asian referenced as Equus Horse caballus przewalskiiJ Equus zebra zebra Cape Mountain Zebra Rhinocerotidae spp. Rhinoceroses The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed senaratelv. Ceratotherium simum Northern White Rhinoceros cottoni Ceratotherium s1mum Southern White Rhinoceros The entire genus IS listed, simum however, populations included m a different Appendix are listed separatelv. Dicerorhinus sumatrensis Sumatran Rhinoceros Diceros bicornis Black Rhinoceros Rhinoceros sondaicus J a van Rhinoceros Rhinoceros unicornis Great Indian Rhinoceros Tapiridae spp. Tapirs The entire family IS listed, however, a species included in a different Appendix is listed separately. Elephas maximus Asian Elephant Loxodonta africana African Elephant The entire species is ·listed, however, populations conditionally included m a different Appendix are listed separately. Callimico goeldii Goeldi's Marmoset, Goeldi's Tamarin, Goel di' s Monkey, Callimico Callithrix aurita (formerly White-eared Marmoset, Buffy Tufted- included as a subspecies of ear Marmoset Callithrix j acchus) - 33 - International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Callithrix flaviceps Buff-headed Marmoset (formerly included as a subspecies of Callithrix jacchus) Leontopithecus spp. golden lion tamarins (includes generic synonym Leonti deus) Sa,ruinus bicolor Pied Bare-face Tarnarin Saguinus geoffroyi Geoffroy's Marmoset (formerly included in species Saguinus oedipusJ Saguinusleucopus White-footed Tamarin, Bare-face Silvery- brown Tamarin Sa,ruinus oedipus Cotton Ton Tarnarin Alouatta •< coibensis Mantled Howler-monkey, (formerly included in Guatamalan Howler-monkey Alouatta palliataJ Alouatta palliata Mantled Howler Monkev Alouatta pigra (formerly Black Howler Monkey included as Allouatta palliata (villosaJ J Ateles geoffroyi frontatus Black-handed Spider Monkey, Black- browed Snider Monkey Ateles geoffroyi Black-handed Spider Monkey, panamensis Panama Spider Money, Red (-bellied) Snider Monkev Brachyteles arachnoides Woolly Spider Monkey Cacaiao srm. Uakaris The entire genus is listed. Chironotes albinasus White-nosed Saki Lagothrix flavicauda Yellow-tailed Woollv Monkey Saimiri oerstedii Red-backed Squirrel Monkey, Central American Squirrel Monkey Cercocebus galeritus Tana River Mangabey, Agile galeritus Mangabey Cercopithecus Diana Diana Monkey (includes synonym Cercopithecus roloway) Macaca silenus Lion-tailed Macaque Mandrillus leucophaeus Drill (formerly included in genus Papio) Mandrillus sphinx Mandrill (formerly included in genus Papio) Nasalis concolor (includes Snub-nosed Langur [<eneric synonym Simias) Nasalis larvatus Proboscis Monkey Presbytis potenziani Long-tailed Langur, Mentawai Islands Sureli, Mentawi Leaf Monkey Procolobus pennantii kirkii Kirk's Red Colo bus, Zanzibar Red (includes synonym Colobus Colobus badius kirkii) - 34- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Proco lo bus rufomitratus Tana River Red Colobus (includes synonym Colobus badius rufomitratus) Pygathrix spp. (includes snub-nosed langurs The entire genus is listed, generic synonym however, species with an earlier Rhinopithecus) date of first listing are listed separately. Pygathrix nemaeus Douc Lan011r Pygathrix roxellana Sichuan Snub-nosed Monkey Semnopithecus entellus Gray Langur, Common Indian Langur (also referenced as Presbytis entellus) Trachypithecus gee, (also Golden Langur referenced as Presbytis geei and Semnopithecus geei) Trachypithecus pileatus Capped Langur, Bonneted Capped (also referenced as Monkey Presbytis pileata and Semnopithecuspileatus) Cheirogaleidae spp. Dwarflemurs, mouse lemurs The entire family is listed. Daubentonia Aye-aye madagascariensis Gorilla gorilla Gorilla Panspp. Chimpanzees The entire genus IS listed, however, species with an earlier date of first listing are listed separatelv. Pan paniscus Bonobo, Pygmy Chimpanzee Pan troglodytes Chimpanzee Pongo eus Oran m ,tan Hylobatidae spp. Gibbons, siamangs The entire family is listed. Indridae snn. Woolly lemurs and their allies The entire familv is listed. Lemuridae spp. True lemurs The entire family is listed. MegaladaPidae snn. Sportive lemurs The entire familv is listed. Chinchilla spp. (specimens chinchillas The entire genus is listed. of the domesticated form are not subject to the provisions of the Convention) Leporillus conditor Greater Stick-nest Rat, House- building Rat, Australian Stick-nest Rat Pseudomys praeconis Shark Bav Mouse, False Mouse Xeromvs myoides False Water Rat Zyzomys pedunculatus Central Rock-rat, Australian Native Mouse, Mcdonnell Range Rock-rat Cynomys mexicanus Mexican Prairie Dog, Mexican Prairie Marmot Dugong dugon Dui,ong Trichechus inunguis South American Manatee, Amazonian Manatee Trichechus manatus Caribbean Manatee, North American Manatee, West Indian Manatee -35- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Priodontes maximus Giant Amladillo •. . (includes synonym Priodontes giganteus) Acipenser brevirostrum Short-nosed Sturgeon Acipenser.sturio Common Sturgeon, Baltic Sturgeon Latimeria spp. coelacanths The entire genus is listed, however, a species with an earlier date of first listing is listed separately. Latimeria chalumnae Gombessa Coe]acanth Chasmistes cuj us Cui-ui Probarbus jullieni Ikan, Temoleh, Pla Eesok (Thai), Ikan Temelian (Malav) Scleropages formosus Asian Bonytongue Totoaba macdonaldi (syn Macdonald Weakfish, Totoaba Cynoscion macdonaldi) Pangasianodon cigas (Thailand) Giant Catfish Alligator sinensis Chinese Alligator . Caiman crocodilus Apaporis River Caiman apaporiensis Caiman latirostris Broad-nosed Caiman, Broad-snouted The entire species is listed, Caiman however, populations included in a different Appendix are listed separately. Melanosuchus niger Black Caiman The entire species IS listed, however, populations included m a different Appendix are listed separately. Crocodylus acutus American Crocodile Crocodylus cataphractus African Slender-snouted Crocodile, African Sham-nosed Crocodile Crocodylus intermedius Orinoco Crocodile Crocodylus mindorensis Philippine Crocodile (also referenced as Crocodylus novaegwneae mindorensis) Crocodylus moreletii Morel et' s Crocodile Crocodylus niloticus Nile Crocodile The entire species IS listed, however, populations included in a different Appendix are listed separately. Crocodylus palustris Marsh, Broad-snouted Ormugger Crocodile Crocodylus porosus Saltwater Crocodile The entire species is listed, however, populations included m a different Appendix are listed seoaratelv. Crocodylus rhombifer Cuban Crocodile Crocodylus siamensis Siamese Crocodile Osteolaemus tetraspis (African) Dwarf Crocodile Tomistoma schlegelii Tomistoma, False Gavia! Gavialis gangeticus (Indian) Gavia!, Gharial -36- 357 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Sphenodon snn. tuataras The entire genus is listed. Brookesia perarmata Antsingy Leaf Chameleon Brachylonhus snn. Fiii i011anas The entire genus is listed. Cyclura son. ground i011anas The entire genus is listed. Sauromalus varius San Esteban Island Chuckwalla Gallotia simonyi Hierro Giant Lizard Varanus bengalensis lndian Monitor, Bengal Monitor Varanus flavescens Yellow Monitor, Ruddy Snub-nosed Monitor, Yellow Land Lizard, lndian Oval-grain Lizard Varanus griseus Grey Monitor, Desert Monitor V aranus komodoensis Komada (Island) Monitor, Komada Dragon, Ora V aranus nebulosus lndian Monitor Acrantophis snn. madagascar ground boas The entire genus is listed. Boa constrictor occidentalis Argentine Boa Constrictor (also referenced as Constrictor constrictor occidentalis) Epicrates inornatus Puerto Rican Tree Boa, Yellow Tree The entire species is listed, Boa, Culebra Grande however, a subspecies with an earlier date of first listing is listed separately. Epicrates inornatus Yellow Tree Boa inornatus Epicrates monensis Mona Boa Epicrates subflavus Jamaican Boa Sanzinia madagascariensis Madagascar Tree Boa, Sanzinia (includes synonym Sanzinia manditraJ Bolveria multocarinata Round Island Boa Casarea dussumieri Keel-scaled Boa, Round Island Boa Python molurus molurus lndian (Rock) or Tiger Python (includes synonym Python molurus pimbura) Vipera ursinii Orsini's Viper Populations of Europe, not including the former Union of Soviet Socialist Renublics. Pseudemydura umbrina Short-necked Swamp Turtle, Western Swamp Tortoise Cheloniidae spp. sea turtles The entire family is listed, however, species and subspecies with an earlier date of first listing are listed separately. Caretta caretta Loggerhead Chelonia mydas Green Turtle Eretmochelys imbricata Pacific Hawksbill bissa Eretmochelys imbricata Atlantic Hawksbill imbricata Lepidochelys kempi Atlantic Ridlev 35S - 37- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Lepidochelys oiivacea Pacific Ridley Natator depressus Flatback Dermochelvs coriacea Leatherv, Leather-backed Turtle Batagur baska River Terrapin, Tuntong, Common Bata= . . Clemmys muhlenbenrii Bog Turtle, Muhlenberg' s Turtle Geoclemys hamiltonii (also Spotted Pond Turtle referenced in genus Damonia) Kachuga tecta (formerly Indian Sawback Turtle included as Kachuga tecta tecta) Melanochelys tricarinata Three-keeled Asian Turtle (includes generic synonyms Nfooria and Geoemyda (oart!) Morenia ocellata Burmese Peacock Turtle Terrapene coahuila Aauatic Box Turtle . Geochelone mgra (also Galapagos Tortoise referenced as Geochelone elephantopus; also referenced in genus Testudo) Geochelone radiate (also Madagascar Radiated Tortoise referenced in genus Testudo) Geochelone yniphora (also Angulated Tortoise referenced in genus Testudo) Gopherus flavomarginatus Bolson Tortoise Psammobates geometricus Geometric Turtle (also referenced in genus Testudo) Pyxis planicauda Flat-tailed Spider Tortoise Testudo kleinmanni Egyptian Tortoise Testudo wemeri land tortoise Apalone ater (formerly Cuatro Cienegas Softshell Turtle included in 1<enus Trionyx) Aspideretes gangeticus Indian Softshell Turtle (formerly included in genus Trionyx) Aspideretes hurum Peacock Softshell Turtle (formerly included in genus Trionyx) Aspideretes mgr1cans Black Softshell Turtle (formerly included in genus Trion)')() Omithoptera alexandrae Queen Alexandra's Birdwing Butterfly Papilio chikae Luzon Peacock Swallowtail Papilio homerus Homerus Swallowtail Papilio hospiton Corsican Swallowtail Conradilla caelata Birdwing Pearly Mussel -38- 359' International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Dromus dromas (also Dromedary Pearly Mussel referenced as Conchodromus dromas) Epioblasma curtisi (also Curtis' Pearly Mussel referenced in genera Dysnomia and PlagiolaJ Epioblasma florentina (also Yellow-blossom Pearly Mussel referenced in genera Dysnomia and Plagiola) Epioblasma sampsoni (also Sampson's Pearly Mussel referenced in genera Dvsnomia and PlagiolaJ Epioblasma sulcata White Cat's Paw Mussel perobliqua (also referenced in genera Dysnomia and Plagiola) Epioblasma torulosa Green-blossom Pearly Mussel gubemaculums (also referenced in genera Dysnomia and PlagiolaJ Epioblasma torulosa Tuberculed-blossom Pearly Mussel torulosa (also referenced in genera Dysnomia and Plagiola) Epioblasma turgidula (also Turgid-blossom Pearly Mussel referenced in genera Dvsnomia and Plagiola) Epioblasma walkeri (also Brown-blossom Pearly Mussel referenced in genera Dvsnomia and Plao::iolaJ Fusconaia cuneolus Fine-rayed Pigtoe Mussel Fusconaia edgariana Shinv Pimoe Mussel Lampsilis higginsii Higgin's Eye Mussel Lampsilis orbiculata Pink Mucket Mussel orbiculata Lampsilis satur Plain Pocketbook Mussel Lampsilis virescens Alabama Lamo Pearlv Mussel Plethobasus cicatricosus White WartybackMussel Plethobasus cooperianus Orange-footed Pimpleback Mussel Pleurobema plenum Rough Piotoe Mussel Potamilus capax (includes Fat Pocketbook Mussel f!eneric svnonvm PropteraJ Quadrula intermedia Cumberland Monkev-face Mussel Quadrula soarsa Appalachian Monkey-face Mussel Toxolasma cylindrella (also Pale Lilliput Pearly Mussel referenced in genus CarunculinaJ Unio nickliniana (also Nicklin' s Pearly Mussel referenced as Megalonaias nicklinianaJ 360 - 39- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Unio tampicoensis Tampico Pearly Mussel tecomatensis (also referenced as Cyrtonaias tampicoensis tecomatensis and Lampsilis tampicoensis tecomatensisJ Villosa trabalis (includes Cumberland Bean Mussel generic synonym MicromyaJ Achatinella snn. Oahu Tree Snails The entire genus is listed. Agave arizonica New River Agave Agave parviflora Santa Cruz Strined Agave Nolina interrata Dehesa Bear-grass Pachvoodium ambongense Pachvoodium baronii Pachypodium decaryi Araucaria araucana Monkev-nuzzle Tree Ariocarpus spp. (includes Living-rock Cacti The entire genus is listed. generic synonyms Neogomesia and RoseocactusJ Astrophytum asterias (also Sea-urchin Cactus, Star Cactus referenced in genus EchinocactusJ Aztekium ritteri Aztec Cactus Coryphantha werderrnanoii Jabali Pincushion Cactus (includes synonym Conmhantha densispinaJ Discocactus svp. Discocacti The entire genus is listed. Echinocereus ferreirianus Lindsay's Hedgehog Cactus lindsayi (also referenced as Echinocereus lindsayiJ Echinocereus schmollii Lamb's-tail Cactus (also referenced in genus Wilcoxia; includes Wilcoxia nerisnina) Escobaria minima (also Nellie's Corycactus referenced in genus Coryphantha; includes svnonvm Escobaria nelliaeJ Escobaria sneedii (also Sneed Pincushion Cactus referenced in genus Coryphantha; includes Escobaria leei as a subspecies) Mammillaria pectinifera Conchilinque (includes synonym Solisia pectinata) Mammillaria solisioides Pitavita Melocactus conoideus Conelike Turk's-can Cactus Melocactus deinacanthus Wonderfully Bristled Turk's-cap Cactus -40- 361 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Melocactus glaucescens Woolly Waxy-stemmed Turk-cap Cactus Melocactus paucispinus Few-spined Turk's-can Cactus Obregonia denegrii Artichoke Cactus Pachycereus militaris (also Teddy-bear Cactus, Military Cap referenced in genera Backebergia, Cephalocereus and Mitrocereus; includes synonym Pachycereus chrysomallus) Pediocactus bradyi Brady Pincushion Cactus, San Rafael (includes Pediocactus Cactus, Winkler Pincushion Cactus bradyi despainii and Pediocactus bradyi winkleri and synonyms Pediocactus despainii, Pediocactus simpsonii bradyi and Pediocactus winkleri; also referenced in genus Toumeya) Pediocactus knowltonii Knowlton Cactus Pediocactusparadinei Houserock Valley Cactus Pediocactus peeblesianus Fickeisen Cactus, Peebles Navajo (also referenced in genera Cactus Navajoa, Toumeya and Utahia; includes synonyms Pediocactus fickeisenii, Navajoa peeblesianus fickeisenii and Navajoa fickeisenii) Pediocactus sileri (also Siler Pincushion Cactus referenced in genera Echinocactus and Utahia) Pelecyphora spp. (includes Hatchet Cactus, Pinecone Cactus, The entire genus is listed. generic synonym Peyotillo Encephalocarous) Sclerocactus brevihamatus Tobusch Fishhook Cactus tobuschii (also referenced in genus Pediocactus; includes synonyms Ancistrocactus tobuschii and Ferocactus tobuschii) Sclerocactus erectocentrus Redspine Fishhook Cactus (also referenced in genera Echinornastus, Neolloydia and Pediocactus; includes synonyms Echinornastus acunensis and Echinomastus krausei) - 41 - International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Sclerocactus glaucus Uinta Basin Hookless Cactus (includes synonyms Ferocactus glaucus, Sclerocactus brevispinus, Sclerocactus wetlandicus and Sclerocactus wetlandicus ilseae; also referenced in Pediocactus) Sclerocactus mariposensis Mariposa Cactus (also referenced in genera Echinomastus, Neolloydia and Pediocactus) Sclerocactus mesae-verdae Mesa Verde Cactus ( also referenced in genera Coloradoa, Ferocactus and Pediocactus) ,, Sclerocactus nyensis Tonaoah fishhook Cactus Sclerocactus papyracanthus Grama-grass Cactus (also referenced in genera Pediocactus and Toumeya) Sclerocactus pubispinus Great Basin Fishhook Cactus (also referenced in genera Ferocactus and Pediocactus) Sclerocactus wrightiae Wright's Fishhook Cactus (also referenced in genera Ferocactus and Pediocactus) Strombocactus snn. Disc Cactus, Top Cactus The entire genus is listed. Turbinicarpus spp. Turbinicarps The entire genus is listed. (includes generic synonyms Gyrnnocactus and Normanbokea; also referenced in genera Kadenicarpus, Neolloydia, Pediocactus, Pelecyphora, Strombocactus, Thelocactus and Toumeya) Uebelmannia spp. (also Uebelmann Cacti The entire genus is listed. referenced in genus Parodia) Saussurea costus (also Costus, Kuth Root, Aucklandia referenced as Saussurea Janna) Fitzroya cupressoides Fitzroya, Alerce Pilgerodendron uviferum Pilgerodendron Cycas beddomei Beddome Cycad Euphorbia ambovombensis Euphorbia capsaintemariensis (also referencedas Euphorbia decaryi var. capsaintemariensis) - 42- 363 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Euphorbia cremersii (includes Euphorbia cremersii fa. viridifolia and Euphorbia cremersii var. rakotozafyi) Euphorbia cylindrifolia (includes Euphorbia cylindrifolia tuberifera) Euphorbia decaryi (includes Euphorbia decaryi vars. ampanihyensis, robinsonii and spirosticha) Euphorbia francoisii Euphorbia moratii (includes Euphorbia moratii vars. antsingiensis, bemarahensis and multiflora) Euphorbia parvicyathophora Euphorbia quartziticola Euphorbia tulearensis (also referenced as Euphorbia capsaintemariensis var. tulearensis) Fouauieria fasciculata Arbo! Del Barri! Fouquieria purpusii Dalbentla nigra Brazilian Rosewood Aloe albida Aloe albiflora Aloe alfredii Aloe bakeri Aloe bellatula Aloe calcairophila Aloe compressa (includes Aloe compressa vars. rugosquamosa schistophila and paucituberculata) Aloe delvhinensis Aloe descoingsii Aloe fragilis Aloe haworthioides (includes Aloe haworthioides var. aurantiaca) Aloe helenae Aloe laeta (includes Aloe laeta var. maniensis) Aloe parallelifolia Aloe parvula Aloe villansii Boomaalwyn Aloe polyphylla Spiral Aloe Aloe rauhii - 43 - International Trade (Fauna and Flora) (Amendment) Toxon Common Name Notation . Aloe suzannae . Aloe versicolor Aloe vossii Nepenthes khasiana Indian Tropical Pitcher Plant Nepenthes rajah Giant Trooical Pitcher Plant Aerangis ellisii Hidden Tooth Orchid Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Cattleya trianaei Dr Triana's Cattleya Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention. Dendrobium cruentum Blood Red Dendrobium Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Laelia jongheana Jonghe's Laelia Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the proVISJOnS of the Convention. Laelia lobata Lobed Laelia Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Paphiopedilum spp. Asian tropical lady's slippers Seedling or tissue cultures obtained in vitro, m solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Peristeria elata Holy Ghost, Dove Orchid Seedling or tissue cultures obtained in vitro, m solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Phragmipedium spp. new world tropical lady's slippers Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention. -44- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Renanthera imschootiana Imschoot' s Renanthera Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Vanda coerulea Blue Vanda Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported m sterile containers are not subject to the provisions of the Convention. Abies guatemalensis Guatemalan Fir Podocarpus parlatorei Parlatore's Podocarp, Monteromero Balmea stormiae Ayuaue Sarracenia rubra Alabama Canebrake Pitcher Plant alabamensis (formerly referenced as Sarracenia alabamensis alabamensis) Sarracenia rubra jonesii Mountain Sweet Pitcher Plant (formerly referenced as Sarracenia j onesii) Sarracenia oreophila Green Pitcher Plant Stangeria eriopus (includes Stangeria, Fem-Leafed Cycad synonym Stangeria paradoxa) Ceratozamia snn. Ceratozamias, Horncones The entire genus is listed. Chiguasnn. The entire genus is listed. Encenhalartos snn. Bread Palms, African Cycads The entire genus is listed. Microcycas calocoma Palma Corcho, Microcycas Rhodonessa caryophyllacea Pink-headed Duck Dasyornis broadbenti Western Rufous Bristlebird litoralis Geopsittacus occidentalis Night Parrot, Australian Night Parrot (also referenced as Pezonorus occidentalis) Psenhotus pulcherrimus Paradise Parakeet Acerodon lucifer Panay Giant Fruit Bat Thylacinus cynocephalus Tasmanian Tiger, Thylacine Calonrvmnus campestris Desert Rat-kan.,.aroo Chaeropus ecaudatus Pig-footed Bandicoot " 366 -45- .International Trade (Fauna and Flora) (Amendment) .,,, "SCHEDULE2 Sec.1(1) "SUMMARY OF SPECIES INCLUDED IN APPENDIX II OF THE CONVENTION. "1. The taxa listed in the table to this Schedule are the taxa included in Appendix II of the Convention in accordance with the provisions of Articles XV and XVI of the Convention, and no other species. "2. In the T!!ble to this Schedule - (a) the list entitled "Taxon" in the first column of the table to this Schedule includes the scientific name of the listed taxa; and (b) the list entitled "Common name" in the second column of the table to this Schedule is included for information only and the scientific name determines whether a species is included on the list; and (c) the list entitled "Notation" in the third column of the table to this Schedule describes the specimens belonging to that species that are included in that entry. "3. Where there is no entry in the third column of the table to this Schedule, the definition of a specimen for that particular species is taken to be a specimen that is either - (a) that species; or (b) a part or derivative of that species, or both. "4. The list of taxa in the first column of the table to this Schedule is organized according to the following classifications:- "VERTEBRATE ANIMALS Phylum: Chordata (Chordates) Class: Actinopterygii (Ray-finned fishes) Class: Amphibia (Amphibians) Class: Aves (Birds) Class: Chondrichthyes (Cartilaginous fishes) Class: Mammalia (Mammals) Class: Osteichthyes (Bony fishes) Class: Reptilia (Reptiles) INVERTEBRATE ANIMALS Phylum: Annelida (Annelid worms) Class: Hirudinoidea (Leeches) Phylum: Arthopoda (Arthropods) Class: Arachnida (Arachnids) Class: Insecta (Insects) Phylum: Cnidaria (Coral-like animals) Class: Anthozoa (Corals, sea anemones) Class: Hydrozoa (Sea fems, fire corals) Phylum: Echinodermata Class: Holothuroidea (sea cucumbers) Phylum: Mollusca (Molluscs) Class: Pelecypoda (=Bivalia) -46- Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. 368 International Trade (Fauna and Flora) (Amendment) Class: Gastropoda (Snails) "PLANTS: Family within Order, in alphabetic order. Families, in alphabetic order. "5. • The following general interpretations shall be applied:- ( a) for animalia species, in relation to hybrids - (i) where at least one of the animals in the previous four generations is of a species included in Appendix I of the Convention, hybrids shall be treated as specimens of species included in Appendix I; and (ii) where at least one of the animals in the previous four generations is of a species included in Appendix II of the Convention, and there are no specimens of a species included in Appendix I of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix II of the Convention; and (iii) where at least one of the animals in the previous four generations is of a species included in Appendix III of the Convention, and there are no specimens of an species included in Appendix I or Appendix II of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix III of the Convention; (b) for plantae species - (i) unless otherwise noted, listings in Appendix II and Appendix III of the Convention include all parts and derivatives except - (A) seeds, spores and pollen (including pollinia); and (B) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and (C) cut flowers of artificially propagated plants; and (ii) in relation to hybrids - Taxon Hippocampus spp. (A) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix I or Appendix II of the Convention, the hybrid shall be treated as a specimen of species included in Appendix II of the Convention; and (B) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix III of the Convention, and there are no specimens of a species listed in Appendix I or Appendix II of the Convention in the lineage, the hybrid shall be treated as a specimen of a species included in Appendix III of the Convention. Common Name Notation Seahorses The entire genus is listed. Enters into effect 15 May 2004. Dendrobates spp. (includes poison dart frogs, poison The entire genus is listed. Allobates spp. And arrow frogs Phobobates snn.) Epipedobates spp. poison dart frogs, poison The entire genus is listed. (formerly included in arrow frogs Dendrobates sun.) Minyobates spp. (formerly poison dart frogs, poison The entire genus is listed. included in Dendrobates arrow frogs sun.) Phyllobates spp. poison arrow frogs The entire genus is listed. . -47- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Mantella spp. mantella frogs The entire genus is listed, however, a species with an earlier date of first listing is listed separately Mantella aurantiaca Malagasy Golden Mantella Scaphiophryne gottlebei Gottlebes Frog Rheobatrachus spp. Gastric Brooding (Platypus) The entire genus is listed. Frog Euphlyctis hexadactylus Asian Bullfrog, Six-fingered ( also referenced in genus Frog Rana) Hoplobatrachus tigerinus Indian Bullfrog (also referenced in genus Rana) Ambystoma dlJl)1erilii Lake Patzcuaro Salamander, Achoque Ambvstoma mexicanum Salamander, Axolotl Anas bernieri Madagascar Teal Anas formosa . Baikal Teal, Spectacled Teal, Formosa Teal Branta ruficollis Red-breasted Goose Coscoroba coscoroba Coscoroba Swan Cygnus melanocorypha Black-necked Swan Dendrocygna arborea Cuban Tree, Black-billed Whistling Duck, West Indian Whistling-duck Oxyura leucocephala White-headed Duck Sarkidiomis melanotos Comb Duck, Knob-billed Duck Trochilidae spp. hummingbirds The entire family is listed, however, a species included in Appendix I of the Convention is listed separately. Balaeniceps rex Shoebill Ciconia nigra Black Stork Phoenicopteridae spp. Flamingos The entire family is listed, however, species and subspecies with an earlier date of first listing are listed s=arately. Phoenicopterus andinus Andean Flamingo Phoenicopterus chilensis Chilean Flamingo Phoenicopterus jamesi James Flamingo Phoenicopterus ruber American Flamingo Phoenicooterus ruber ruber American Flamirnw Eudocimus ruber Scarlet Ibis Geronticus calvus Southern Bald Ibis Platalea leucorodia White Spoonbill, Eurasian Spoonbill Gallicolumba luzonica Bleeding Heart Dove, Bleeding Heart Pigeon Gourasvv. Crowned Pigeons Then entire genus is listed. Aceros spp. Hombills The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately. -48- 369 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Aceros narcondami Narcondam Hornbill Anorrhinus spp. (includes Hornbills The entire genus is listed. generic synonym PtilolaemusJ Anthracoceros s1w. Hombills, pied hornbills The entire i,enus is listed. Buceros spp. Giant hornbills The entire genus lS listed, however, species and subspecies included in a different Appendix and/or with an earlier date of first listing are listed separately. Buceros hydrocorax Rufous Hornbill Buceros hydrocorax Luzon-marinduque Rufous hydrocorax Hornbill Buceros rhinoceros Rhinoceros Hornbill The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately. Buceros rhinoceros Malay Rhinoceros Hornbill rhinoceros Penelopides snn. Hombills The entire i,enus is listed. Musophaga porphyreolopha Purple-crested Turaco, (formerly included in genus Violet-crested Turaco Gallirex; also referenced as Tauraco porphvreolophusJ Tauraco spp. Turacos, louries The entire genus lS listed, however, species with an earlier date of first listing are listed senarately. Tauraco corythaix Knvsna Turaco Tauraco macrorhynchus Yellow-billed Turaco Falconiformes spp. Eagles, hawks, falcons The entire order is listed ( except for vultures and relatives members of the Family Cathartidae not listed separately below), however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed senaratelv. Accipitridae spp. Hawks, eagles and their allies Populations of Costa Rica only. The entire family is listed. Accipiter gentilis Northern Goshawk Accipiter mmdlachi Gundlach's Hawk Accipiter nisus European Sparrowhawk Aegypius monachus European Black Vulture, Cinerous Vulture Aquilaspp. Eagles The entire genus IS listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately. Aquila chrysaetos Golden Eagle Circaetus snn. Snake-eagles The entire genus is listed. Circussnn. Harriers The entire i,enus is listed. Gypaetus barbatus Lammergeier The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately. Gypaetus barbatus Lannnergeier meridionalis Gyps fulvus Griffon Vulture 370 '' - 49- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Haliaeetus spp. • • Sea-eagles, fish-eagles The entire genus is listed, however, species and subspecies included in a different Appendix and/or with an earlier date of first listing arelisted separately. Harpyopsis novaeguineae New Guinea Harpy Eagle Hieraaetus fasciatus Bonelli's Eagle Hieraaetus pennatus Booted Eagle Milvus milvus Red Kite . Falconidae spp. Falcons, caracaras The entire family is listed, however, species and populations included in a different Apuendix are listed separately. Pandion haliaetus Osprey Saoittarius sernentarius Secretary Bird . Argusianus argus Great Argus Pheasant . .:Gallus sonneratii Sonnerat's Jungle Fowl, Gray Jungle Fowl Itha!!inis cruentus Blood Pheasant Pavo muticus Green Peafowl ' Polyplectron bicalcaratum Gray Peacock Pheasant, Common Peacock, Burmese Peacock Polyplectron germaini Germain's Peacock-pheasant Polyplectron malacense Malaysian Peacock-uheasant Polyplectron Bomean Peacock-pheasant schleiermacheri (formerly included in species Po]yp]ectron malacenseJ Gruidae spp. Cranes The entire family is listed, however, species and subspecies included in a different Appendix and/or with an earlier date of first listing are listed separately. Grus Decognized pratensis Florida Sandhill Crane Grus grus Common Crane Grus virgo Demoiselle Crane . Otididae spp. Bustards The entire family is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately. Tetrax tetrax Little Bustard Rupicola snn. Cocks-of-the-rock The entire genus is listed. Gubematrix cristata Yellow Cardinal Paroaria capitata Yellow-billed Cardinal Paroaria coronata Red-crested Cardinal Tangara fastuosa Seven-colored Tanager Amandava formosa Green Avadavat Padda orvzivora Java Suarrow Poephila cincta cincta Black-throated Finch, Parson Finch Carduelis yarrellii (formerly Yellow-faced Siskin included in genus SpinusJ - 50- 371 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Cyornis ruckii (also Rueck's Blue Flycatcher, referenced as Muscicapa Niltava ruecki or Niltava ruecki) Garrulax canorus Hwamei Leiothrix argentauris Silver-eared Mesia Leiothrix lutea Pekin Robin Liocichla omeiensis Omei Shan Liocichla Paradiseidae spp. Birds of Paradise The entire family is listed. Pitta 011aiana Blue-tailed, Banded Pitta Pitta nympha (also Japanese Fairy Pitta, Blue- referenced as Pitta winged Pitta brachyura nympha) Pycnonotus zeylanicus Straw-headed Bulbul Gracula religiosa Hill Myna Pteroglossus aracari Black-necked Aracari Pteroglossus viridis Green Aracari Ramphastos sulphuratus Keel-billed Toucan Ramphastos toco Toco Toucan Ramphastos tucanus Red-billed Toucan Ramphastos vitellinus Channel-billed Toucan Psittaciformes spp. Parrots and their allies The entire order is listed ( except for Melopsittacus □ecognize (Budgerigar) and Nymphicus hollandicus (Cockatiel)), however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately. Psittacidae spp. Parrots Populations of Ghana only. The entire family is listed. Cacatua tenuirostris Long-billed Corella, Slender-billed Cockatoo Calvotorhynchus lathami Glossy Black Cockatoo Coracopsis nigra barklyi Sevchelles Vasa Parrot Cyanoliseus patagonus Burrowing Parakeet byroni Cyanoramphus malherbi Orange-fronted Parakeet Cyanoramphus unicolor Antipodes Green Parakeet Neopherna splendida Scarlet-chested Parakeet Northiella haematogaster Blue-bonnet Parrot narethae (Psephotus haematogaster narethae) Poicephalus robustus Cape Parrot Polytelis alexandrae Princess Parrot Prosopeia personata Masked Shining Parrot, Yellow-breasted Musk Parrot Psittacus erithacus princeps Principe Parrot Tany<mathus lucionensis Blue-naped Parrot Rhea D ecognize Greater Rhea, Common Rhea The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately. Rhea D ecomize albescens Greater Rhea Rhea pennata pennata (also Darwin's Rhea referenced as Pterocnemia) ... 372 ' - 51 - International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Spheniscus demersus Jackass, Blackfooted Cape Penguin Strigiformes spp. Owls The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed seoaratelv. Strigidae spp. Typical owls Populations of Ghana only. The entire familv is listed. Bubo bubo Eurasian Eagle Owl Nyctea scandiaca Snowy Owl Otus nudipes newtoni Virui11 Island Screech Owl Strix butleri Desert Owl, Hume's Wood Owl Strix nebulosa Great Gray Owl Tytonidae spj,. Barn owls, grass owls Populations of Ghana only. The entire family is listed. Cetorhinus niaximus Basking Shark The entire species is listed, however, a population with an earlier. date of first listing is listed seoarately. Cetorhinus maximus Basking Shark Pooulations of the United Kingdom onlv. Rhincodon tvvus Whale Shark Ammotragus lervia Barbary Sheep, Aoudad Bison bison athabascae Wood Bison Budorcas taxicolor Takin Cephalophus dorsalis BavDuiker Cephalophus monticola Blue (Antelope) Duiker Cephalophus ogilbyi Ogilby's Duiker Cephalophus silvicultor Yellow-Backed Duiker, Giant Duiker Cephalophus zebra Zebra-Banded Duiker Damaliscus pygargus (Antelope) Bontebok pygargus ( also referenced as Damaliscus dorcas dorcas) Kobus leche Lechwe Ovis ammon Argali The entire species 1s listed, however, subspecies included m a different Appendix are listed separately. Ovis canadensis Mexican Bighorn Sheep Pooulations of Mexico only. Ovis vignei Urial The entire species is listed, however, a subspecies included m a different Appendix and with an earlier date of first listing is listed seoaratelv. Saiga tatarica Saiga Antelope Lama guanicoe Guanaco - 52- 373' International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Vicugna vicugna Vicuna Argentina: Populations of the Provinces of Jujuy and Catamarca, and the semi- captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan; for the exclusive purpose of allowing international trade in wool sheared from live vicunas, in cloth, and in derived manufactured products and other handicraft artifacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservaci6n y Manejo de la Vicuna, and the selvages the words 'VICUNA-ARGENTINA'. Other products must bear a label including the logotype and the designation 'VICUNA-ARGENTINA- ARTESANIA'. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly, Vicugna vicugna Vicuna Bolivia: All populations of Bolivia; for the exclusive purpose of allowing international trade in: a) wool and products derived therefrom sheared from live animals of the populations of the Conservation Units ofMauri- Desaguadero, Ulla Ulla and Lipez- Chic has; and b) products made from wool sheared from live animals of the rest of the population of Bolivia. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservaci6n y Manejo de la Vicuna, and the selvages the words 'VlCUNA-BOLIVlA'. Other products must bear a label including the logotype and the designation 'VICUNA- BOLIVIA-ARTESANIA'. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly. - 53 - International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Vicugna vicugna Vicuna Chile: Populations of the Primera Region; for the exclusive purpose of allowing international trade Ill wool sheared from live vicufias, and. in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Consen,aci6n y Manejo de la Vicuna, and the selvages the words 'VICUNA-CHILE'. Other products must bear a label including the logotype and the designation 'VICUNA- CHILE-ARTESANIA'. All other specimens shall be deemed to be specimens of species included Ill Appendix I and the trade in them shall be rerulated accordingly. Vicugna vicugna Vicuna Peru: All populations of Peru; for the exclusive purpose of allowing international trade in wool sheared from live vicufias and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Consen,aci6n y Manejo de la Vicuna, and the selvages the words 'VICUNA-PERU'. Other products must bear a label including the logotype and the designation 'VICUNA- PERU-ARTESANIA'. All other specimens shall be deemed to be specimens of species included Ill Appendix I and the trade in them shall be regulated accordingly. Cervus elaphus bactrianus Bactrian (Red) Deer, Bokharan Deer, Bactrian Wapiti Pudu mephistophiles Northern Pudu Hexaprotodon liberiensis Pygmy Hippopotamus (also referenced as Choeropsis liberiensis) Hippopotamus amphibius Hinponotamus Moschus spp. Musk Deer The entire genus is listed, however, populations included in a different Appendix and with an earlier date of first listing are listed separately. - 54- 375 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Tayassuidae spp. Peccary The entire family is listed ( except for certain populations of Pecari tajacu), however, species included in a different Appendix and/or with an earlier date of first listin11: are listed seoarately. Pecari tajacu Collared Peccary Not including populations of Mexico or the United States of America, which are not included in the Annendices. Canis lupus Gray Wolf The entire species is listed, however, populations included Jll a different Appendix are listed seoarately. Cerdocyon thous (formerly Crab-eating Fox, For est Fox, included in genus Savannah Fox Dusicyon) Chrysocyon brachyurus Maned Wolf Cuon alpinus Asiatic Wild Dog, lndian Wild Dog, Dhole Pseudalopex culpaeus Culpeo, Red Fox (formerly included in genus Dusicyon) Pseudalopex gnseus Argentine Grey Fox, Little (incudes synonym Dusicyon Fox, Chico Grey Fox, Chilla fulvioesJ Chiloe Fox Pseudalopex gymnocercus Pampas Fox, Azara's Fox (formerly included in genus Dusicvon) Vuloes cana Blanford's Fox, Afahan Fox Vulpes zerda (includes FennecFox f?eneric svnonvm FennecusJ Felidae spp. (specimens of cats The entire family is listed, however, the domesticated form are subordinate taxa included in a different not subject to the provisions Appendix and/or with an earlier date of of the Convention) first listing are listed separatelv. Caracal caracal (also Caracal The entire species is listed, however, referenced as Felis caracal populations with an earlier date of first and Lvnx caracal) listimt are listed seoaratelv. Felis margarita Sand Cat Felis silvestris lybica North African Wild Cat Felis silvestris ocreata Ethiooian Wild Cat Herpailurus yaguarondi Jaguarundi The entire species is listed, however, (formerly included in genus populations included in a different Felis) Appendix are listed separately. Lentailurus serval Serva! Lynx lynx isabellinus Eurasian Lynx Lynx rufus escuinaoae Bobcat Oncifelis colocolo budini Pamoas Cat Oncifelis colocolo cresooi Pamoas Cat Oncifelis colocolo pajeros Pampas Cat Panthera leo African Lion The entire species is listed, however, a subspecies included m a different Appendix is listed separately. - 55- International Trade (Fauna and Flora) (Amendment) Taxon .Common Name .. Prionailurus bengalensis Leopard Cat bengalensis (formerly included in 1?enus Felis) Puma concolor azteca Cougar (formerly included in genus Felis) Puma concolor mayensis Puma (formerly included in genus Felis) Puma concolor Puma missoulensis (formerly included in fTenus Felis) Lutrinae spp. Aonyx canensis Aonyx concigus (also Aonyx Paraonyx referenced as microdon or microdon) Conepatus humboldtii Arctocephalus spp. Arctocephalus australis Arctocephalus galapagoensis Arctocephalus philinnii Mirounga leonina Ursidae spp. Ursus americanus Otters Cape Clawless Otter West African Clawless Otter, Cameroon Clawless Otter Humboldt's Hognose Skunk, Pata,,onian Skunk Southern fur seals Southern Fur Seal Galapagos Fur Seal Juan Fernandez Fur Seal Southern Eienhant Seal Bears American Black Bear Ursus emmonsii americanus Emmons' Black Bear Ursus arctos Ursus arctos Ursus arctos Ursus maritimus (formerly listed as Thalarctos rnaritimus) Cryptoprocta ferox Cynogale bennettii European Brown Bear Brown Bear, Grizzly Bear European Brown Bear Polar Bear Fossa Otter Civet - 56- Notation The entire subspecies is listed, however, populations included in a different Appendix are listed separately. The entire subfamily is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately. The entire species is listed, however, populations included m a different Appendix are listed separately. The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed senarately. The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately. The entire species is listed, however, a subspecies with an earlier date of first listing is listed senarately. Populations ofltalv only. Populations of North America, not including Ursus arctos nelsoni Populations of Europe, not including Italy or the former Union of Soviet Socialist Republics. International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Eupleres goudotii (includes Fanalouc, Malagasy synonym Eupleres maior) Mongoose Fossa fossana Malagasv Civit, Fanaloka Hemigalus derbyanus Banded Palm Civet, Hardwick's Civet Banded Musang Prionodon linsang Banded Linsang Cetacea spp. Whales, porpoises, and The entire order is listed, however, dolphins subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately. Balaenootera acutorostrata Northern Minke Whale Pooulations of West Greenland onlv. Monodon monoceros -Narwhal Pontoporia blainvillei La Plata Dolphin Acerodon spp. Flying foxes The entire genus is listed, however, species included in a different Appendix are listed separately. Pteropus spp. Flying Foxes The entire genus IS listed, however, species included in a different Appendix are listed separately. Dendrolagus inustus Grizzled Grey Tree Kangaroo Dendrolagus ursinus Vogelkop Tree-kangaroo, Black Tree-kangaroo Phalanger orientalis GrayCuscus Spilocuscus rnaculatus Spotted Cuscus (also referenced as Phalanger maculatus) Zaglossus spp. New Guinea Echidnas, Long- The entire genus is listed. nosed Echidnas, Long Snouted Echidnas, Anteaters, New Guinea Long-nosed Spiny Echidna, New Guinea Egg-laving Echidna Equus hemionus Asian Wild Ass The entire species is listed, however, a subspecies included in a different Appendix is listed separatelv. Equus kiang (formerly Kiang included in species Equus hemionus) Equus onager (formerly Onager The entire species is listed, however, a included in species Equus subspecies included in a different hemionus) Appendix is listed separately. Eauus zebra hartmannae Hartmann's Mountain Zebra Ceratotherium simum Southern White Rhinoceros Populations of South Africa s1mum Tapirus terrestris Brazilian Tapir, South American Tapir Manisspp. Pangolins The entire genus IS listed, however, species with an earlier date of first listing are listed separately. Manis crassicaudata Indian Pangolin Manis gigantea Giant Pangolin Manis j avanica Malayan Pangolin 378 - 57 - Taxon Manis pentadactvla Manis ternminckii Manis tetradactvla Manis tricusois Loxodonta africana International Trade (Fauna and Flora) (Amendment) Common Name Chinese Pangolin Cape Pangolin Lono:-tailed Pangolin White-bellied Pangolin African Elephant - 58- Notation Populations of Botswana, Namibia and South Africa only; for the exclusive purpose of allowing: 1) trade in hunting trophies for non-commercial purposes; 2) trade m live animals for in situ conservation programmes; 3) trade in hides; 4) trade in leather goods for non­ commercial purposes; 5) trade in registered raw ivory (for Botswana and Namibia, whole tusks and pieces; for South Africa, whole tusks and cut pieces of ivory that are both 20 cm or more in length and one kilogramme or more in weight) subject to the following: I) only registered government-owned stocks, originating in the State ( excluding seized ivory and ivory of unknown origin) and, in the case of South Africa, only ivory originating from the Kruger National Park); ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP12) concerning domestic manufacturing and trade; iii) not before May 2004, and in any event not before the Secretariat has verified the prospective importing countries, and the MIKE programme has reported to the Secretariat on the baseline information (e.g. elephant population numbers, incidence of illegal killing); iv) a maximum of 20,000 kg (Botswana), 10,000 kg (Namibia) and 30,000 kg (South Africa) of ivory may be traded, and dispatched in a single shipment under strict supervision of the Secretariat; 379' Taxon Loxodonta africana 380' International Trade (Fauna and Flora) (Amendment) Common Name African Elephant - 59- Notation v) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; vi) only after the Standing Committee has agreed that the above conditions have been met. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely m the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included m Appendix I and the trade in them shall be regulated accordingly. Populations of Zimbabwe only; for the exclusive purpose of allowing: 1) export of hunting trophies for non-commercial purposes; 2) export oflive animals to appropriate and acceptable destinations; 3) export of hides; 4) export ofleather goods and ivory carvings for non­ commercial purposes. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly. To ensure that where a) destinations for live animals are to be "appropriate and acceptable" and/or b) the purpose of the import is to be "non-commercial", export permits and re-export certificates may be issued only after the issuing Management Authority has received, from the Management Authority of the State of import, a certification to the effect that: in case a), in analogy to Article ill, paragraph 3(b) of the Convention, the holding facility has been reviewed by the competent Scientific Authority, and the proposed recipient has been found to be suitably equipped to house and care for the animals; and/or in case b ), in analogy to Article ill, paragraph 3(c), the Management Authority is satisfied that the specimens will not be used for primarily commercial pumoses. International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Primates spp. Monkeys, apes, prosimians The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately. Callithrix pygmaea Pygmy Marmoset Cebus capucinus White-throated Capuchin Cercooithecus mona Mona Monkey Cercooithecus oetaurista Lesser Spot-nosed Guenon Chlorocebus aethioos Verve! Colobus polykomos King Colobus Erythrocebus patas Patas Monkey Macaca sylvanus Barbary Ape Proco lo bus pennantii RedColobus gordonorum Procolobus verus Olive Colobus Trachvoithecus johnii Niloiri Lan011r Loris tardigradus Slender Loris Nycticebus coucang . Slow Loris Perodicticus potto Potto Ratufasnn. giant squirrels The entire i,enus is listed. Tupaiidae spp. tree shrews The entire family is listed. Trichechus senegalensis West African Manatee Bradypus □ecognized (Bolivian) Three-toed Sloth (includes synonyms Bradypus boliviensis and Bradypus i,riseus) Chaetophractus nationi Hairy Armadillo Myrmecophaga tridactyla Giant Anteater Acipenseriformes spp. sturgeons, paddlefish The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separatelv. Acipenser fulvescens Lake Sturgeon Acipenser oxvrhynchus Atlantic Sturgeon Polyodon spathula Duckbill Cat, Missisippi Paddlefish N eoceratodus forsteri Australian Lungfish Caecobarbus geertsi African Blind Barb, Congo Blind Barb Arapaima gigas Arapaima, Pirarucu Crocodylia spp. (includes crocodiles, alligators, The entire order IS listed, however, Alligatoridae, Crocodylidae caimans, gavials subordinate taxa included in a different and Gavialidae) Appendix and/or with an earlier date of first listing are listed separatelv. Alligator mississippiensis American Alligator Caiman □ecognized Common Caiman, Spectacled crocodilus Caiman Caiman □ eco1111ized fuscus Brown Caiman Caiman latirostris Broad-nosed Caiman, Broad- Populations of Argentina only. snouted Caiman Caiman yacare Yacare Melanosuchus niger Black Caiman Pouulations of Ecuador only. - 60- 381' International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Palaeosuchus palpebrosus Dwarf Caiman Paleosuchus trigonatus Smooth-fronted Caiman Crocodylus johnstoni Freshwater Crocodile (includes synonym Crocodylus johnsoniJ Crocodylus niloticus Nile Crocodile Populations of Botswana, Ethiopia, Kenya, Madagascar, Malawi, Mozambique, South Africa, the United Republic of Tanzania (subject to export quotas), Uganda, Zambia, Zimbabwe only. Crocodylus novaeguineae New Guinea Crocodile, Freshwater Crocodile Crocodylus porosus Saltwater Crocodile Populations of Australia, Indonesia and Papua New Guinea only. Uromastyx spp. Spiny-tailed, Dabb Lizards, The entire genus is listed. Palm Lizards, Masti=res Bradypodion spp. (formerly dwarf chameleons The entire genus is listed. included in Chamaeleo SDD.) Brookesia spp. chameleon The entire genus is listed, however, a species included in a different Appendix is listed senarately. Calumma spp. (formerly chameleons The entire genus is listed. included in Chamaeleo snn.) Chamaeleo snn. chameleons The entire genus is listed. Furcifer spp. (formerly chameleons The entire genus is listed. included in Chamaeleo srm.) Cordylus spp. (includes girdled lizards The entire genus is listed. Pseudocordylus spp.) Cyrtodactylus serpensinsula Serpent Island Gecko (also referenced in genus NactusJ Phelsuma spp. (includes day geckos The entire genus is listed. generic synonym Rhoptropella) Heloderma SDD. bearded lizards, trila monster The entire trenus is listed. Amblyrhynchus cristatus Galapagos Marine Iguana Conolophus svo. land lizards The entire genus is listed. Iguanasnn. common iguanas The entire genus is listed. Phrynosoma coronatum Coastal Homed Lizards The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately. Phrynosoma coronatum San Diego Homed Lizard blainvillei Podarcis lilfordi Balearic Lizard, Lilford's Wall Lizard Podarcis pityusensis Balearic Lizard, Ibiza Wall Lizard Corucia zebrata Prehensile-tailed Skink Crocodilurus amazonicus Dragon Lizardet 382 - 61 - International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Dracaena spp. caiman lizards The entire genus is listed, however, a species with an earlier date of first listing is listed separately. Dracaena guianensis Armoured Teyou Tupinambis spp. tegu lizards The entire genus is listed. (Tupinambis merinae was until I August 2000 listed as Tupinambis teguixin. Tupinambis teguixin was until I August 2000 listed as Tupinambis nigropunctatus) Varanus spp. monitor lizards The entire genus is listed, however, species included in a different Appendix are listed senarately. Shinisaurus crocodilurus Chinese Crocodile Lizard Boidae spp. boas The entire family is listed, however, subordinate taxa included in a different .. ,., Appendix and/or with an earlier date of first listing are listed separately. Boa constrictor (also Boa Constrictor The entire species is listed, however, a referenced as Constrictor subspecies included in a different constrictor) Annendix is listed senaratelv. Enicrates cenchria cenchria Rainbow Boa Eryx iaculus Caucasian Sand Boa Eunectes notaeus Yellow Anaconda Bolyeriidae spp. (formerly Round Island Boas The entire family is listed, however, included in Family Boidae) species included in a different Appendix are listed separatelv. Clelia clelia (includes Mussurana Snake synonym Pseudo boa cloelia) Cyclagras g1gas (also South American False Water referenced as Cobra, South American Hydrodynastes gigas) Water Cobra, Beach Cobra, Surucucu Elachistodon westermanni Indian Egg-eating Snake, Westermann' s Indian Egg- eater Snake Ptyas mucosus Oriental Rat Snake, Indian Rat Snake, Asian Rat Snake, Whinsnake Hoplocephalus bungaroides Broad-headed Snake Naja atra (formerly Chinese Cobra included under Naja naja) Naja kaouthia (formerly Monocled Cobra included under Naia naja) . Naja mandalayensis Mandalay Cobra (formerly included under Naja naja) Naja naja Asian Cobra Naja oxiana (formerly Oxus Cobra included under Naja naja) - 62- 383· International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Naja philippinensis Philippine Cobra (formerly included under Naja naja) Naja sagittifera (formerly Andaman Cobra included under Naja naja) Naja samarensis (formerly Peters' Cobra included under Naja naja) Naja . . (formerly Indochinese Cobra siamens1s included under Naja naja) Naja sputatrix (formerly Indonesian Cobra included under Naja naja) Naja sumatrana (formerly Golden Spitting Cobra included under Naja naja) Onhiophao:us hannah King Cobra Loxocemidae spp. Decogni dwarf boas The entire family is listed. (formerly included in Family Boidae) Pythonidae spp. (formerly pythons The entire family is listed, however, included in Family Boidae) subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately. Pythonspp. pythons The entire genus is listed, however, a subspecies included Ill a different Appendix is listed separately. Tropidophiidae spp. small ground boas The entire family is listed. (formerly included Ill Family Boidae) V ipera wagneri Wagner's Viper Dermatemys mawii Central American River Turtle Annamemys armamensis Annam Pond Turtle Callao:ur bomeoensis Painted Terrapin Clemmys insculpta Wood Turtle Cuorasnn. Asian box turtles The entire genus is listed. Heosemys depressa turtle Heosemvs grandis turtle Heosemys leytensis turtle Heosemys spinosa turtle Hieremys annandalii Yellow-headed Tenrole Turtle Kachuga spp. Indian roofed turtle The entire genus is listed, however, a species included in a different Appendix and with an earlier date of first listing is listed separately. Leucocephalon yuwonoi Sulawesi Forest Turtle Mauremys mutica Yellow Pond Turtle Orlitia bomeensis Malayan Giant Turtle Pvxidea mouhotii Keeled Box Turtle Siebenrockiella crassicollis Black Marsh Turtle Terrapene spp. box turtles The entire genus is listed, however, a species included in a different Appendix and witlt an earlier date of first listing is listed separately. - 63- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Erymnochelys Madagascar Turtle madagascariensis (formerly included in Podocnemis snn.) Peltocephalus dumeriliana Big-headed Amazon River (formerly included in Turtle Podocnemis snn.) Podocnemis svv. South American Turtles The entire genus is listed. Platysternon Big-headed Turtle me!!aceuhalum Testudinidae spp. land tortoises The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separatelv. Geochelo11esj,p. land tortoises The entire genus is listed, however, species included in a different Appendix are listed separately. Gopherus spp. gopher tortoises The entire genus is listed, however, a subspecies included in a different Appendix is listed separately. Homopus spp. African parrot-beaked The entire genus is listed. tortoises Kinixys spp. hinged-back tortoises The entire genus is listed. Malacochersus spp. pancake tortoises The entire genus is listed. Pyxisspp. spider tortoises The entire genus is listed, however, a species included in a different Appendix is listed separately. Testudo spp. (includes land tortoises The entire genus is listed, however, Chersina spp.) species included in a different Appendix are listed separately. Chitrasvv. turtle The entire genus is listed. Lissemys punctata Indian Flap-shell Tortoise The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately. Lissemys punctata uunctata Indian Flan-shell Tortoise Pelochelys spp. giant softshell turtles The entire genus is listed. Hirudo medicinalis Medicinal Leech Aphonopelma albiceps Tarantula (formerly included in genus Brachypelma) Aphonopelma pallidum Tarantula (formerly included in genus Brachvuelma) Brachypelma spp. red-kneed tarantulas The entire genus is listed, however, a species with an earlier date of first listing is listed separately. Brachvnelma smithi Red-kneed Tarantula Brachypelmides klaasi Mexican Pink tarantula (formerly included in genus BrachypelmaJ Pandinus dictator Emneror Scoruion Pandinus gambiensis Emueror Scorpion - 64 - 385 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Pandinus imp era tor Emperor Scorpion (includes synonyms Pandinus africanus and Heterometrus roeseli) Atrophaneura iophon Swallowtail Butterfly Atrophaneura pandiyana Swallowtail Butterfly Bhutanitis svv. Bhutan 2:lorv swallowtails The entire genus is listed. Ornithoptera spp. (sensu birdwing butterflies The entire genus lS listed, however, D'Abrera) species included in a different Appendix and/or with an earlier date of first listing are listed separately. Ornithoptera allotei Birdwing Butterfly Ornithoptera chimaera Birdwinl! Butterfly Ornithoptera goliath Birdwing Butterfly Ornithoptera meridionalis Birdwing Butterfly Ornithoptera paradisea Paradise Birdwing Butterfly Ornithoptera victoriae Queen Victoria's Birdwing Butterfly Parnassius apollo Mountain Apollo Butterfly Teinopa]pus svp. Kaiser-I-Hind Butterflies The entire genus is listed. Trogonoptera spp. (sensu birdwing butterflies The entire genus is listed. D'Abrera) Troides spp. (sensu birdwing butterflies The entire genus is listed. D'Abrera) Antipatharia snn. black corals The entire order is listed. Helioporidae spp. indo-pacific blue corals The entire family is listed. Scleractinia spp. stony corals The entire order lS listed, however, subordinate taxa with an earlier date of first listini, are listed senarately. Acropora snn. staghorn corals The entire genus is listed. Pavonasnn. cactus corals The entire genus is listed. EunhvUia snn. trumpet corals The entire genus is listed. Faviasvv. brain corals The entire genus is listed. Platygyra svv. brain corals The entire 2:enus is listed. Fungiasvv. mushroom corals The entire genus is listed. Halomitra srm. bowl corals The entire i,enus is listed. Polvnhyllia snn. feather corals The entire genus is listed. Merulina snn. merulinas The entire genus is listed. Lobophvllia snn. brain corals The entire genus is listed. Pectinia svv. lettuce corals The entire genus is listed. Pocillopora spp. brush corals The entire genus is listed. Seriatopora svv. birds nest corals The entire genus is listed. Stylophora svv. cauliflower corals The entire i,enus is listed. Tubiporidae snn. pipe corals The entire family is listed. Milleporidae snn. fire corals The entire family is listed. Stylasteridae spp. branched hydrocorals The entire familv is listed. Cyprogenia aberti Edible Pearly Mussel . Epioblasma torulosa Tan-blossom Pearly Mussel rangiana (also referenced in genera Dysnomia and Plagiola) Pleurobema clava Club Pearly Mussel - 65- International Trade (Fauna and Flora) (Amendment) Taxon . .Common Name=-"·- Notation Tridacnidae spp. giant clams . The entire family is listed, however, species with an earlier date of first listing are listed separately. Tridacna derasa Giant Clam Tridacna Pio-as Giant Clam .. Strombus gigas Queen Conch Papustyla pulcherrima Manus.Island Tree Snail (includes generic synonym Paouina) Agave victoriae-reginae Queen Victoria Agave Galanthus spp. Snowdrons The entire genus is listed. Stembergia svv. Stembergias The entire genus is listed. Pachypodium spp. Pachypodiums The entire genus is · listed, however, species included in a different Appendix are listed separatelv. Rauvolfia serpentina Snake-root, Devil-pepper Not including chemical derivatives and finished pharmaceutical products, m addition to the general exclusions. Panax ginseng Ginseng Populations of the Russian Federation . only . Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionerv. Panax quinquefolius American Ginseng Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionerv. Podophyllum hexandrum Himalayan May-apple Not including chemical derivatives and (also referenced as finished pharmaceutical products, m Podophyllum emodi and addition to the general exclusions .. Sinopodophyllum hexandrum) Tillandsia harrisii Harris Tillandsia Tillandsia kammii Kamm Tillandsia Tillandsia kautskyi Kautskv Tillandsia Tillandsia mauryana Maurv Tillandsia Tillandsia sorengeliana Sorengel Tillandsia Tillandsia sucrei Sucre Tillandsia Tillandsia xerographica Xerographic Tillandsia Cactaceae spp. Cacti Artifically propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of CITES: • Hatiora x graeseri • Schlumbergera x buckleyi • Schlumbergera russelliana X Schlumbergera truncata • Schlumbergera orssichiana X Schlumbergera truncata • Schlumbergera opuntiodes X Schlumbergera truncata • SchlumberRera truncata ( cultivars) - 66- 387 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation • Cactaceae spp colour mutants lacking chlorophyll, grafted on the following grafting stocks: Harrisia 'Jusbertii ', Hylocereus trigonus or Hylocereus undatus • Opuntia microdasys ( cultivars) Except for taxa listed above, the entire family is listed, however, subordinate taxa listed separately below are included in a different Appendix and/or have an earlier date of first listing. Listing is limited to all parts and derivatives, except: • seeds, except those from Mexican cacti originating in Mexico, and pollen; • seedling or tissue cultures obtained in vitro, m solid or liquid media, transported in sterile containers; • cut flowers of □ ecognized□ □ propagated plants; • fruits and parts and derivatives thereof of naturalised or □ ecognized□ □ propagated plants; and separate stem joints (pads) and parts and derivatives thereof of "recognized" or artificially propagated plants of the genus Opuntia subgenus Opuntia. Carvocar costaricense Aio Dudleya stolonifera Laguna Beach Dudleya Listing includes all parts and derivatives. Dudleya traskiae Santa Barbara Island Dudleya Listing includes all parts and derivatives. Cyathea spp. (includes Tree Fems The entire genus IS listed, however, genera Alsophila, species with an earlier date of first listing Nephelea, Sphaeropteris are listed separately. and TrichinterisJ Cyathea capensis Cyathea dredgei Cyathea mexicana Cyathea salvinii Cycadaceae spp. Cycads The entire family is listed, however, a species included in a different Appendix is listed separately. Shortia galacifolia Oconee Bells Cibotium barometz Tree Fem Dicksonia snn. Tree Fem Populations of the Americas only. Didiereaceae spn. Alluaudia The entire familv is listed. Dioscorea deltoidea Kniss, Kurta Dionaea muscipula Venus Flytrap 388 - 67- International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notati9n Euphorbia spp. Euphorbias All succulent taxa in the genus are listed, however, specifically anootated species, and species included in a different Annendix, are listed senaratelv. Euphorbia trigona Although the species is included in Appendix II of the Convention, artificially propagated specimens of cultivars are not subject to the provisions of the Convention. Fouauieria colurnnaris Booium Tree Oreomunoea pterocarpa Gavilan (also referenced as Engelhardia pterocarpa) Pericopsis - elata (also Afrormosia Listing is limited to logs, sawn wood and referenced in the genus veneer sheets. Afrormosia) Platymiscium Cristobal, Granadillo pleiostachyum Pterocarpus santalinus Red Sandalwood, Redsanders Listing is limited to logs, wood-chips and unprocessed broken material. Aloespp. Aloes The entire genus (except Aloe vera) is listed, however, species included in a different Annendix are listed senaratelv. Swietenia humilis Pacific Coast Mahogany Swietenia macrophylla Bigleaf Mahogany Populations of the Neotropics (tropical Americas) only. Listing is limited to logs, sawn wood, veneer sheets and plywood. Enters into effect 15 November 2003. Swietenia mahagoni Caribbean Mahogany Listing is limited to logs, sawn wood and veneer sheets. Nepenthes spp. Tropical Pitcher Plants The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately. Orchidaceae spp. Orchids The entire family is listed, however, species included in a different Appendix are listed separately. Excludes fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla. Artificially propagated specimens of hybrids within the genus Phalaenopsis, are not subject to the provisions of the Convention when - a) specimens are traded in shipments consisting of individual containers (i.e. cartons, boxes, or crates) containing JOO or more plants each; - 68- 389 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation b) all plants within a container are of the same hybrid, with no mixing of different hybrids within a container; c) plants within a container can be readily □ ecognized as artificially propagated specimens by exhibiting a high degree of uniformity in size and stage of growth, cleanliness, intact root systems, and general absence of damage or injury that could be attributable to plants originating in the wild; d) plants do not exhibit characteristics of wild origin, such as damage by insects or other animals, fungi or algae adhering to leaves, or mechanical damage to roots, leaves, or other parts resulting from collection; and e) shipments are accompanied by documentation, such as an invoice, which clearly states the number of plants and which of the six exempt genera are included in the shipment, and is signed by the shipper. Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents. Cistanche deserticola Desert Cistanche Listing includes all parts and derivatives. Beccariophoenix Manarano Palm Listing includes all parts and derivatives. madagascariensis Chrysalidocarnus decipiens Lemurophoenix halleuxii Red Lemur Palm Listing includes all oarts and derivatives. Marojejya darianii Bi1r Leaf Palm Listin1r includes all oarts and derivatives. Neodypsis decaryi Triangle Palm Ravenea louvelii Palm Listing includes all parts and derivatives. Ravenea rivularis Maiestic Palm Listing: includes all parts and derivatives. Satranala decussilvae Forest Bismarckia Listing includes all oarts and derivatives. Voanioala gerardii Forest Coconut Listing: includes all oarts and derivatives. Anacampseros spp. The entire genus is listed. ( Anacampseros australiana and Anacampseros kurtzii also referenced in genus Grahamia) Avonia spp. (formerly The entire genus is listed. included in Anacampseros spo.) Lewisia serrata Saw-toothed Lewisia 390· - 69- International Trade (Fauna and Flora) (Amendment) Taxon . Common Name Notation Cyclamen spp. (Artificially Cyclamens The entire genus is listed. propagated specimens of cultivars of Cyclamen persicum are not subject to the .. of the provisions Convention. However, the exemption does not apply to such specimens traded as dormant tubers.) Orothamnus zeyheri Marsh-rose Protea odorata Ground-rose Adonis vemalis Spring Adonis Not including chemical derivatives and finished pharmaceutical products, m addition to the general exclusions. Hydrastis· canadensis Goldenseal Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery. Prunus africana African Cherry Sarracenia spp. Trumpet Pitcher Plants The entire genus is listed, however, species and subspecies included in a different Appendix and with an earlier date of first listing are listed separately. Picrorhiza kurrooa Kutlci Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery. Bowenia spp. (formerly Bipinnate Cycads The entire genus is listed. included in Zamiaceae snn.) Taxus wallichiana (also Himalayan Yew Not including chemical derivatives and referenced as Taxus finished pharmaceutical products, m baccata wallichiana) addition to the general exclusions. Aauilaria malaccensis Agarwood, Aloewood Nardostachys grandiflora Himalayan Nard, Spikenard Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery. Welwitschia mirabilis Welwitschia (includes synonym Welwitschia bainesii) Zamiaceae spp. The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed seoarately. Hedychium philiopinense Philippine Garland Flower - 70- 391 International Trade (Fauna and Flora) (Amendment) Taxon Common Name Notation Guaiacum spp. Lignum Vitae The entire genus lS listed, however, species with an earlier date of first listing are listed separately. Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions. Guaiacum officinale Commoner Lignum Vitae Not including chemical derivatives and finished pharmaceutical products, m addition to the general exclusions. Guaiacum sanctum Holywood Lignum Vitae Not including chemical derivatives and finished pharmaceutical products, m . addition to the general exclusions. " 392· - 71- International Trade (Fauna and Flora) (Amendment) "SCHEPULE3 "Sec.1(1) "SUMMARY OF SPECIES INCLUDED IN APPENDIX III OF THE CONVENTION. "1. The taxa listed in the table to this Schedule are the taxa included in Appendix ill of the Convention in accordance with the provisions of Articles XV and XVI of the Convention, and no other species. "2. In the Table to this Schedule.- (a) the list entitled "Taxon" in the first column includes the scientific name of the listed taxa; and (b) the list entitled "Common name" in the second column is included for information only and the scientific name determines whether a species is included on the list; and (c) the list entitled "Notation" in the third column describes the specimens belonging to that species that are included in that entry; and ( d) the country listed in the third column indicates the country for which the species is listed. "3. Where there is no entry in the third column of the table to this Schedule, the definition of a specimen for that particular species is taken to be a specimen that is either - (a) that species; or (b) a part or derivative of that species, or both. "4. The list of taxa in the first column of the table to this Schedule is organized according to the following classifications:- "VERTEBRATE ANIMALS Phylum: Chordata (Chordates) Class: Actinopterygii (Ray-finned fishes) Family within Order, in alphabetic order. Class: Amphibia (Amphibians) Family within Order, in alphabetic order. Class: Aves (Birds) Family within Order, in alphabetic order. Class: Chondrichthyes (Cartilaginous fishes)Familywithin Order, in alphabetic order. Class: Manunalia (Mammals) Family within Order, in alphabetic order. Class: Osteichthyes (Bony fishes) Family within Order, in alphabetic order. Class: Reptilia (Reptiles) Family within Order, in alphabetic order. "INVERTEBRATE ANIMALS Phylum: Annelida (Annelid worms) Class: Hirudinoidea (Leeches) Phylum: Arthopoda (Arthropods) Class: Arachnida (Arachnids) Class: Insecta (Insects) Phylum: Cnidaria (Coral-like animals) Class: Anthozoa (Corals, sea anemones) Class: Hydrozoa (Sea fems, fire corals) Phylum: Echinodermata Class: Holothuroidea (sea cucumbers) Phylum: Mollusca (Molluscs) - 72 - Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. Family within Order, in alphabetic order. 393 39.4 International Trade (Fauna and Flora) (Amendment) Class: Pelecypoda (=Bivalia) Class: Gastropoda (Snails) Family within Order, in alphabetic order. Family within Order, in alphabetic order. "PLANTS: Families, in alphabetic order. "5. The following general interpretations shall be applied:- (a) for animalia species, in relation to hybrids - (i) where at least one of the animals in the previous four generations is of a species included in Appendix I of the Convention, hybrids shall be treated as specimens of species included in Appendix I; and (ii) where at least one of the animals in the previous four generations is of a species included in Appendix II of the Convention, and there are no specimens of a species included in Appendix I of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix II of the Convention; and (iii) where at least one of the animals in the previous four generations is of a species included in Appendix ill of the Convention, and there are no specimens of a species included in Appendix I or Appendix II of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix ill of the Convention; (b) for plantae species - (i) unless otherwise noted, listings in Appendix II and Appendix ill of the Convention include all parts and derivatives except - (A) seeds, spores and pollen (including pollinia); and (B) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and (C) cut flowers of artificially propagated plants; and (ii) in relation to hybrids - Taxon (A) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix I or Appendix II of the Convention, the hybrid shall be treated as a specimen of species included in Appendix II of the Convention; and (B) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix ill of the Convention, and there are no specimens of a species listed in Appendix I or Appendix II of the Convention in the lineage, the hybrid shall be treated as a specimen of a species included in Appendix ill of the Convention. Common name Notation Alopochen aegyptiacus Eo-vntian Goose Ghana Anas acuta Northern Pintail Ghana Anas capensis Cape Wigeon Ghana Anas Dbovate □ (also referenced Northern Shoveler Ghana as Spatula Dbovate □) Anas crecca Green-winged Teal, Common Teal Ghana Anas penelope Europeon Wigeon, Eurasian Wigeon Ghana Anas querquedula Garn:anev Teal Ghana Aythya nyroca (also referenced as White-eyed Pochard Ghana Nyroca nyroca) - 73- International Trade (Fauna and Flora) (Amendment) . Taxon Common name Notation Cairina moschata Muscovv Duck Honduras Dendrocygna autumnalis Black-bellied Whistling-duck, Red- Honduras billed Whistling-duck Dendrocygna Dbovate□ (includes Fulvous Whistling-duck Ghana, Honduras svnonvm Dendrocvgna fulvaJ Dendrocygna viduata White-faced Whistling-duck Ghana N ettapus auritus African Pygmy Goose .Ghana Plectropterus gambensis Spur-winged Goose Ghana Pteronetta hartlaubii (also Hartlaub's Duck Ghana referenced as Cairina hartlaubiiJ Burhinus bistriatus Double-striped Thick-knee, Mexican Guatemala Stone Curlew Bubulcus ibis (also referenced as Cattle Egret Ghana Ardeola ibis) .. Casmerodius albus (also Great White Egret Ghana referenced as Egretta alba and Ardea alba) Egretta garzetta Little Egret Ghana EPhiPpiorhvnchus senegalensis Saddlebill Stork Ghana Leptoptilos crumeniferus Marabou Stork Ghana Bostrychia hagedash (also Hadadalbis Ghana referenced as Hagedashia hagedashJ Bostrychia rara (also referenced as Spotted-breasted Ibis Ghana Lampribis raraJ Threskiomis aethiopicus Sacred Ibis Ghana Columba guinea Speckled Pigeon Ghana Columba iriditorques (also Bronze-necked, Bronze-naped Pigeon, Ghana referenced as Turturoena Western Bronze-naped Pigeon iriditorques; formerly included as Columba malherbii (in nartl) Columba livia Rock Dove Ghana Columba mayeri (also referenced Pink Pigeon Mauritius as N esoenas mayeriJ Columba unicincta African Wood Pigeon, Afep Pigeon Ghana Oena capensis Namaqua Dove, Masked Dove, Cape Ghana Dove Streptopelia decipiens African Mourning Dove, Mourning Ghana Collared Dove Streptopelia roseogrisea African Turtle Dove, African Collared Ghana Dove Streptopelia semitorquata Red-eyed Dove Ghana Streptopelia senegalensis Laughing Dove Ghana Streptopelia turtur European Turtle Dove Ghana Streptopelia vinacea Vinaceous Dove, Tinaceous Dove Ghana Treron calva (formerly included as African Green Pigeon, Green Fruit Ghana Treron australis fin oar/ 11 Pigeon Treron waalia Yellow-bellied Green Pigeon, Bruce's Ghana Green-pigeon Turtur abyssinicus Black-billed Wood Dove Ghana Turtur afer Blue-spotted Wood Dove Ghana - 74- International Trade (Fauna and Flora) (Amendment) Taxon Common name Notation Turtur brehmeri (also referenced Blue-headed Wood Dove Ghana as Calopelia brehmeri, includes synonym Calopelia puella) Turtur tympanistria (also Tambourine Dove Ghana referenced as Tynpanistria tympanistria) Corythaeola cristata Great Blue Turaco Ghana Crinifer piscator Gray Plantain Eater, Go-away Bird Ghana Musophaga violacea Violet Turaco Ghana Sarcoramphus papa King Vulture Honduras Crax alberti Blue-knobbed Curassow Colombia Crax daubentoni Yellow-knobbed Curassow Colombia Crax globulosa Wattled Curassow Colombia Craxrubra Great Curassow Colombia, Guatemala, Costa Rica, Honduras Ortalis vetula Plain Chachalaca Guatemala, Honduras Pauxi pauxi(also referenced as Northern Helmeted Curassow Colombia Crax pauxi) Penelope purnurascens Northern Crested Guan Honduras Penelopina nigra Black Chachalaca, Highland Guan Guatemala Agelastes melea!!fides White-breasted Guineafowl Ghana A,rriocharis ocellata Ocellated Turkey Guatemala Arborophila charltonii Scaly-breasted Tree-partridge, Chestnut- Malaysia breasted Tree-partridge Arborophila orientalis (formerly Bar-backed Tree-partridge, Bare- Malaysia included as Arborophila throated Tree-partridge, Grey-breasted brunneopectus (in part)) Partridge Caloperdix oculea Ferruginous Wood-partridge Malaysia Lophura erythrophthalma Crestless Fireback Malaysia Lophura ignita Crested Fireback Malaysia Melanoperdix nigra Black Wood-partridge, Black Partridge Malaysia Polyplectron inopinatum Rothschild's Peacock-pheasant, Malaysia Mountain Peacock-nheasant Rhizothera lon!rirostris Long-billed Wood-Partridge Malaysia Rollulus rouloul Crested Partridge, Rouloul, Malaysia Green-winged Wood Partridge Tragopan satyra Satyr Tragopan Nepal Cephalopterus ornatus Amazonian Umbrellabird Colombia Cephalopterus penduliger Long-wattled Umbrellabird Colombia Amadina fasciata Cut-throat Ghana Amandava subflava (also Zebra Wax bill Ghana referenced as Estrilda subflava or Sporaeginthus subflavus) Estrilda astrild Common Waxbi!l Ghana Estrilda caerulescens Lavender Waxbill, Lavender Fire-finch Ghana Estrilda melpoda Orange-cheeked Wax bill Ghana Estrilda troglodytes Black-rumped W axbill Ghana Lagonosticta rara Black-bellied W axbill Ghana Lagonosticta rubricata African Wax bill, African Fire finch Ghana - 75- International Trade (Fauna and Flora) (Amendn;zent) --- Taxon Lagonosticta rufopicta Lagonosticta senegala Lagonosticta vinacea (formerly included as Lagonosticta larvata (in t>artll Lonchura □bovate□ (includes Keneric svnonvm SnermestesJ Lonchura can tans ( also referenced as Euodice cantans; formerly included as Lonchura malbarica (in part)) Lonchura ·-□bovate□y (includes Keneric svnonvm Snermestes) Lonchura fringilloides (includes Keneric svnonvm Snermestes) Mandingoa nitidula (also referenced as Hvnare:os nitidulus) Nesocharis canistrata Nigrita bicolor NiITTita canicanilla Nigrita fusconota Nigrita luteifrons Ortvgosniza atricollis Parmoptila rubrifrons (formerly included as Parmoptila woodhousei (in part)) Pholidornis rushiae Pyrenestes ostrinus (includes synonyms Pyrenestes frommi and Pyrenestes rothschildi) Pytilia hypogrammica Pytilia phoenicontera Spermonhaga haematina Uraeginthus bengalus (also referenced as Estrilda bengala) Serinus canicapillus (formerly included in Serinus gularis (in part)) Serinus leucopygius Serinus niozambicus Bebrornis rodericanus Terpsiphone bourbonnensis (also referenced as Tchitrea bourbonnensis) Amblyospiza albifrons Anaplectes rubriceps ( also referenced as Malimbus rubriceps or Anaplectes melanotis) Anomalosniza imberbis Bubalornis albirostris Common name - • Notation Bar-breasted Waxbill, Bar-breasted Ghana Firefinch Red-billed Fire Finch, Red-billed Ghana Waxbill Vinaceous Waxbill Black-and-white Mannikin White-throated Munia, African Silverhill Bronze Mannikin Magpie Mannikin, Pied Mannikin Green-backed Twin-spot Gray-headed Olive-back Chestnut-breasted Negro-finch Gray-headed NeITTo-finch White-breasted Negro-finch Pale-fronted Negro-finch Common Quail-fmch Jameson's Antpecker, Flowerpecker Weaver-finch Tit-hylia Black-bellied Seedcracker Yellow-winged Pytilia Red-winged Pvtilia Blue-bill Red-cheeked Cordon-bleu West African Seedeater White-rumped Seedeater Yellow-fronted Canary Rodriquez Island Warbler Coq De Boise, Mascarene Paradise Flycatcher Grosbeak Weaver Red-headed Malimbe Parasitic Weaver Buffalo Weaver - 76- Ghana Ghana Ghana -Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Ghana Mauritius Mauritius Ghana Ghana Ghana Ghana International Trade (Fauna and Flora) (Amendment) Taxon Common name Notation Euplectes afer Yellow-crowned Bishop Ghana Euplectes ardens (also referenced Red-collared Whydah Ghana as Coliuspasser ardens) Euplectes franciscanus (formerly Red Bishop, Orange Bishop Ghana included as Euplectes onx (in oart)) Euplectes hordeaceus Black-winged Red Bishop Ghana Euplectes macrourus (also Yellow-mantled Whydah Ghana referenced as Coliuspasser macrourusJ Malimbus cassini Cassin' s Malimbe Ghana Malimbus malimbicus Crested Malimbe Ghana Malimbus nitens Gray's Malimbe Ghana Malimbus rubricollis Red-headed Weaver Ghana Malimbus scutatus Red-vented Malimbe Ghana Pachyphantes superciliosus (also Compact Weaver Ghana referenced as Ploceus superciliosus) Passer PTiseus Grav-headed Sparrow Ghana Petronia dentata Bush Petronia Ghana Plocepasser superciliosus Chestnut-crowned Sparrow-weaver Ghana Ploceus albinucha White-naped Black Weaver Ghana Ploceus aurantius Orange Weaver Ghana Ploceus cucullatus (includes Black-headed Weaver Ghana synonym Ploceus nigriceps) Ploceus heuglini Heuglin's Masked Weaver Ghana Ploceus Juteolus (also referenced Little Weaver Ghana as Sitagra luteola) Ploceus melanocephalus (also Yellow-backed Weaver Ghana referenced as Sitagra melanocenhala) Ploceus nigerrimus Viellot's Weaver Ghana Ploceus nigricollis Black-necked Weaver Ghana Ploceus pelzelni Slender-billed Weaver Ghana Ploceus preussi Golden-backed Weaver Ghana Ploceus tricolor Yellow-mantled Weaver Ghana Ploceus vitellinus (formerly Vitelline Masked Weaver Ghana included as Ploceus velatus) Quelea erythrops Red-headed Quelea Ghana Sporopipes frontalis Speckled-fronted Weaver Ghana Vidua chalybeate (also referenced Village Indigobird Ghana as Hypochera chalybeata; includes synonyms Vidua amauropteryx, Vidua centralis, Vidua neumanni, Vidua okavangoensis and Vidua ultramarina) Vidua interj ecta Uelle Paradise Whydah Ghana Vidua larvaticola Bako Indigobird Ghana Vidua macroura Pin-tailed Whvdah Ghana Vidua orientalis (formerly included Northern Paradise Whydah Ghana in Vidua paradisaea (in part)) Vidua raricola Jambandu Indigobird Ghana -77- International Trade (Fauna and Flora) (Amendment) Taxon .· Common name Notation Vidua togoensis Togo Paradise Whydah . Ghana Vidua wilsoni Wilson's Indigo bird Ghana Semnomis ramphastinus Toucan Barbel Colombia Baillonius bailloni Saffron Toucanet Argentina Pteroglossus castanotis Chestnut-eared Aracari Argentina . Ramohastos dicolorus Red-breasted Toucan Argentina Selenidera maculirostris Soot-billed Toucanet Argentina Psittacula krameri Ring-neck Parakeet Ghana Carcharodon carcharias •. Great White Shark Australia Antilooe cervicaora Blackbuck Antelooe, Sasin Neoal Bubalus amee (excludes the Wild Water Buffalo, Wild Asiatic Nepal domesticated form, which is Buffalo referenced as Bubalus bubalis) Damaliscus Jµnatus Sassaby Antelone, Korrigum, Tsessebe Ghana Gazella cuvi.eri Mountain Gazelle, Edrni Gazelle Tunisia Gazella dorcas Dorcas Gazelle Tunisia Gazella leptoceros Slender-Homed Gazelle, Rhim Tunisia Tetracerus quadricomis Four-horned Antelone, Chousingha Nepal Tragelaphus eurycerus (also Bongo Antelope Ghana referenced as Boocercus eurycerus; includes generic synonym Taurotragus) Tragelaphus snekii Sitatunga Antelope Ghana Cervus elaphus barbarus BarbarvDeer Tunisia Mazama cerasina Red Brocket Deer, Middle American Guatemala Red Brocket Odocoileus virginianus mayensis (Guantamalan) Whitetail Deer Guatemala Hyemoschus aquaticus Water Chevrotain Ghana Canis aureus Golden Jackal India Vuloes bengalensis Bengal Fox India Vulpes vulpes PTiffithi Griffith's Red Fox India Vulpes vulpes montana Montane Red Fox India Vulpes vulpes pusilla (includes Little Red Fox India synonym Vulpes vulpes leucopus) Herpestes brachyurus fuscus Indian Brown Mongoose India (formerly included as Herpestes fuscus) Hemestes edwardsii Indian Grav Mongoose India Herpestes javanicus auropunctatus Small Indian Mongoose India (formerly included as Herpestes auropunctatus) Herpestes srnithii Ruddy Mongoose India Herpestes urva Crab-eatin<> Mon<>oose India Hemestes vitticollis Stripe-necked Mongoose India Proteles cristatus Aardwolf Botswana Mellivora capensis Honey Badger, Ratel Ghana, Botswana Eira barbara Tayra Honduras Galictis □bovate (includes Grison, Greater Grison Costa Rica synonvm Galictis allamandi) Martes flavigula Yellow-throated Marten, Niligri Marten India - 78- 399 International Trade (Fauna and Flora) (Amendment) . Taxon Common name Notation Martes foina intermedia Beech Marten, Central Asian Stone India Marten Martes gwatkinsii (formerly Yellow-throated Marten, Niligri Marten India included in Martes flavigula) Mustela altaica Mountain Weasel India Mustela erminea ferghanae Ermine, Stoat India Mustela kathiah Yellow-bellied Weasel India Mustela sibirica Siberian Weasel India Odobenus rosmarus Walrus Canada Bassaricyon gabbii Bushy-tailed Olingo Costa Rica Bassariscus · sumichrasti Central American Cacomistle Costa Rica Nasua narica (formerly included as Common Coati, Coatimundi Honduras N asua nasua) Nasua nasua solitaria South Brazilian Coati, Coatimundi Uruguay Polos flavus Kinkajou Honduras Arctictis binturong Binturong India Civettictis civetta (includes generic African Civet Botswana svnonvm Viverra) Paguma larvata Masked Palm Civet India Paradoxurus hermaphroditus Common Palm Civet India Paradoxurus i erdoni Jerdon's Palm Civet India Viverra civettina (formerly Malabar Large-spotted Civet India included as Viverra megaspila) Viverra zibetha Large Indian Civet India Viverricula indica Lesser Oriental Civet, Small Indian India Civet Platyrrhinus lineatus (also White-lined Bat Uruguay referenced as Vampyrops lineatus) Agouti paca (includes generic Greater Paca, Spotted Cavy, Spotted Honduras synonym Cuniculus) Paca Anomalurus beecrofti Beecroft' s Scaly-tailed Flying Squirrel Ghana Anomalurus derbianus Lord Derby's Scaly-tailed Flying Ghana Squirrel Anomalurus pelii Pei's Scaly-tailed Flying Squirrel Ghana Idiurus macrotis Long-eared Pygmy Flying Squirrel Ghana Dasyprocta punctata Central American Agouti, Common Honduras Agouti Sphiggurus mex1canus (includes Mexican Tree Porcupine, Middle Honduras generic synonym Coendou) American Prehensile-tailed Porcupine, Coendou Sphiggurus spmosus (includes Spiny Tree Porcupine, Prehensile-tailed Uruguay f,eneric svnonvm Coendou) Porcupine Hystrix cristata North African Crested Porcupine Ghana Epixerus ebii African Palm Squirrel, Ebian's Palm Ghana Squirrel Marmota caudata Long-tailed Marmot India Marmota himalayana Himalayan Marmot India Sciurus deppei Denne's Squirrel Costa Rica Cabassous centralis Northern Naked-tailed Armadillo, Five- Costa Rica toed Armadillo 400 - 79- International Trade (Fauna and Flora) (Amendment) Taxon Common name Notation Cabassous tatouay (includes (Greater) Naked-tailed Annadillo Uruguay svnonym Cabassous gymnurus) Choloepus hoffmanni Hoffmann's Two-toed Sloth Costa Rica Tamandua mexicana (formerly Southern Tamandua, Collared Anteater Guatemala included as Tamandua tetradactyla (in part)) Hoplodactylus spp. Sticky-toed Gecko New Zealand. The entire genus is listed. Naultinus spp. New Zealand Tree Gecko New Zealand. The entire genus is listed. Atretium schistosum Olive Keelback Water Snake India Cerberusrhynchops Dog-faced Water Snake India Xenochrophls Dbovate□y Asian Water Snake, Checkered India {formerly included in eenus Natrix) Keelback Water Snake Micrurus diastema Atlanta Coral Snake Honduras Micrurus nigrocinctus Central American Coral Snake, Honduras Black-banded Coral Snake Crotalus durissus Tropical Rattlesnake, Cascabel, Honduras Cascaval Daboia russelii (formerly included Russell's Viper, Daboia India as Vipera russelli) Pelomedusa subrufa Helmeted Terrapin Ghana Pelusios adansonii Adanson's Hin<red Terrapin Ghana Pelusios castaneus Brown Terrapin, Swamp Hinged Ghana Terrapin Pelusios gabonensis (also Gabon Hinged Terrapin Ghana referenced as Pelusios subniger) Pelusios niger Black Hinged Terrapin Ghana Trionyx triunguis Three-clawed Turtle Ghana Colophon snn. Cape stag beetles South Africa Isostichopus fuscus (syn Stichopus sea cucumber Ecuador fuscus) Gnetum montanum Nepal Dipteryx panamensis Almendro Costa Rica. Listing includes all parts and derivatives. Magnolia liliifera var. □bovate Nepal (formerly included as Talauma hodgsonii; also referenced as Magnolia Hodgsonii and Magnolia candollii var. □bovate) Cedrela odorata Barbados Cedar, Spanish cedar, Cedro Peru. Listing is Rosa, Mexican Cedar, West Indian limited to logs, Cedar sawn wood and veneer sheets. 401 - 80 - International Trade (Fauna and Flora) (Amendment) Taxon Common name Notation Cedrela odorata Barbados Cedar, Spanish cedar, Cedro Colombia. Rosa, Mexican Cedar, West lndian Listing is limited Cedar to logs, sawn wood and veneer sheets. Meconopsis regia Nepal Podocarpus neriifolius Nepal Gonystylus spp. Ramin fudonesia. The entire genus is listed. Tetracentron sinense Tetracentron Nepal " 402: - 81 - International Trade (Fauna and Flora) (Amendment) "SCHEDULE4 "Sec.1(1) "SPECIES NATURALLY OCCURRING IN PAPUA NEW GUINEA WHICH ARE EXEMPT FROM THE PROVISIONS OF THIS ACT. "1. The specimens and species listed below are exempt from the requirements of this Act. "2. The exempting of a specimen or species from the requirements of this Act by listing in this Schedule does not exempt it from any requirements relating to fauna, flora or cultural material under any other law. "SPECIMENS (a) logs, planks or processed articles of any timber species, other than CITES-listed species; (b) bark and woodchips of any timber species, other than CITES-listed species; (c) exudates, such as resins, gums, latex and essential oils, other than CITES-listed species; ( d) artifacts or articles manufactured from timber, grass, feathers, fur, bone, hide or shells, other than any parts or derivatives of CITES-listed species, or a specimen that is listed as protected fauna under the Fauna (Protection and Control) Act 1966.). "FAUNA "Fish Common Name Barramundi Sharks Stonefish Maori Wrasse Spanish mackerel Trevally Barracuda Y ellowfin Tuna Bigeye Tuna Skipjack Tuna Marlin Papuan Black Bass Freshwater eels "Invertebrates Beche-de-mer Lobsters Prawns - 82 - Scientific Name Lates calcarifer Carcharhinidae and Squalidae Synanceia verrucosa Cheilinus undulatus Scomberomorus commerson Caranxspp Sphyraena spp Thunnus albacares Thunnus obesus Katsuwonus pelamis Makaira spp Lutjanus goldei Anguilla spp Holothuroidea spp P anulirus spp Penaeus spp Metapenaeus spp 403 International Trade (Fauna and Flora) (Amendment) "FLORA Freshwater Prawns Trochus Yabbies Pearl oysters Mud Crabs "Common Name Coconut Sugar cane Betel nut (buai) Mustard (daka) Bamboo Rattan - 83 - Parapenaeus spp Atypopenaeus spp Macrobrachium spp Telescopium spp Trochus spp Cheraxspp Pinctada spp Scylla serrata Scientific Name Cocos nucifera Saccharum spp Areca catchu Piper betel Schizostachyum spp Bambusa spp Racemobambos spp Nastus spp Calamus spp. Korthalsia spp. International Trade (Fauna and Flora) (Amendment) "SCHEDULES "Sec.1(1) "EXOTIC SPECIMENS WHICH ARE EXEMPT FROM THE PROVISIONS OF THIS ACT. "1. The species and specimens of the species listed below are exempt from the requirements of this Act. "2. The exempting of a specimen or species from the requirements of this Act by listing in this Schedule does not exempt it from any requirements relating to fauna, flora or cultural material under any other law. Common Name FAUNA Mammals Domestic Dog Cattle Domestic Pig Domestic Horse Domestic Sheep Domestic Goat House Mouse Black Rat Brown Rat Guinea Pig Donkey Birds Domestic Duck Goose Quail Chicken FLORA All exotic species except - Scientific Name Canis familiaris Bos indicus Bos taurus Susscrofa Equus caballus Ovis aries Capra hircus Mus musculus Rattus rattus Rattus norvegicus Cavia porcellus Equus asinus Anas platyrhynchos Anser anser Coturnix cotumix Gallus gallus (a) those notified as prohibited or restricted imports under the Quarantine Act (Chapter 234) or the Plant Disease and Control Act (Chapter 220); (b) biological control agents, including insect or weed parasites, predators and micro-organisms); (c) living organisms that have been genetically modified (LMOs). 405 - 84- 4"06 International Trade (Fauna and Flora) (Amendment) "SCHEDULE6 "Sec. 1(1). "CONVENTION ON INTERNATIONAL TRADE IN ENDANGERED SPECIES OF WILD FAUNA AND FLORA. The Contracting States, Recognizing that wild fauna and flora in their many beautiful and varied forms are an irreplaceable part of the natural systems of the earth which must be protected for this and the generations to come; Conscious of the ever-growing value of wild fauna and flora from aesthetic, scientific, cultural, recreational and economic points of view; Recognizing that peoples and States are and should be the best protectors of their own wild fauna and flora; Recognizing, in addition, that international cooperation is essential for the protection of certain species of wild fauna and flora against over-exploitation through international trade; Convinced of the urgency of taking appropriate measures to this end; Have agreed as follows: Article 1.-Definitions For the purpose of the present Convention, unless the context otherwise requires: (a) "Species" means any species, subspecies, or geographically separate population thereof; (b) "Specimen" means: (i) any animal or plant, whether alive or dead; (ii) in the case of an animal: for species included in Appendices I and II, any readily recognizable part or derivative thereof; and for species included in Appendix III, any readily recognizable part or derivative thereof specified in Appendix III in relation to the species; and (iii) in the case of a plant: for species included in Appendix I, any readily recognizable part or derivative thereof; and for species included in Appendices II and III, any readily recognizable part or derivative thereof specified in Appendices II and III in relation to the species; ( c) "Trade" means export, re-export, import and introduction from the sea; ( d) "Re-export" means export of any specimen that has previously been imported; ( e) "Introduction from the sea" means transportation into a State of specimens of any species which were taken in the marine environment not under the jurisdiction of any State; (f) "Scientific Authority" means a national scientific authority designated in accordance with Article IX; (g) "Management Authority" means a national management authority designated in accordance with Article IX; (h) "Party" means a State for which the present Convention has entered into force. - 85- International Trade (Fauna and Flora) (Amendment) Article 11.-Fundamental Principles 1. Appendix I shall include all species threatened with extinction which are or may be . affected by trade. Trade in specimens of these species must be subject to particularly strict regulation in order not to endanger further their survival and must only be authorized in exceptional circumstances. 2. Appendix II shall include: (a) all species which although not necessarily now threatened with extinction may become so unless trade in specimens of such species is subject to strict regulation in order to avoid utilization incompatible with their survival; and (b) other species which must be subject to regulation in order that trade in specimens of certain species referred to in sub-paragraph (a) of this paragraph may be brought under effective control. 3. Appendix III shall include all species which any Party identified as being subject to regulation within its jurisdiction for the purpose of preventing or restricting exploitation, and as needing the cooperation of other parties in the control of trade. 4. The Parties shall not allow trade in specimens of species included in Appendices I, II and III except in accordance with the provisions of the present Convention. Article 111.-Regulation of Trade in Specimens of Species Included in Appendix I 1. All trade in specimens of species included in Appendix I shall be in accordance with the provisions of this Article. 2. The export of any specimen of a species included in Appendix I shall require the prior grant and presentation of an export permit. An export permit shall only be granted when the following conditions have been met: (a) a Scientific Authority of the State of export has advised that such export will not be detrimental to the survival of that species; (b) a Management Authority of the State of export is satisfied that the specimen was not obtained in contravention of the laws of that State for the protection of fauna and flora; ( c) a Management Authority of the State of export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and ( d) a Management Authority of the State of export is satisfied that an import permit has been granted for the specimen. 3. The import of any specimen of a species included in Appendix I shall require the prior grant and presentation of an import permit and either an export permit or a re-export certificate. An import permit shall only be granted when the following conditions have been met: • (a) a Scientific Authority of the State of import has advised that the import will be for purposes which are not detrimental to the survival of the species involved; (b) a Scientific Authority of the State of import is satisfied that the proposed recipient of a living specimen is suitably equipped to house and care for it; and ( c) a Management Authority of the State of import is satisfied that the specimen is not to be used for primarily commercial purposes. - 86- 407 International Trade (Fauna and Flora) (Amendment) 4. The re-export of any specimen of a species included in Appendix I shall require the prior grant and presentation of a re-export certificate. A re-export certificate shall only be granted when the following conditions have been met: (a) a Management Authority of the State ofre-export is satisfied that the specimen was imported into that State in accordance with the provisions of the present Convention; (b) a Management Authority of the State of re-export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and ( c) a Management Authority of the State of re-export is satisfied that an import permit has been granted for any living specimen. 5. The introduction from the sea of any specimen of a species included in Appendix I shall require the prior grant of a certificate from a Management Authority of the State of introduction. A certificate shall only be granted when the following conditions have been met: (a) a Scientific Authority of the State of introduction advises that the introduction will not be detrimental to the survival of the species involved; (b) a Management Authority of the State of introduction is satisfied that the proposed recipient of a living specimen is suitably equipped to house and care for it; and ( c) a Management Authority of the State of introduction is satisfied that the specimen is not to be used for primarily commercial purposes. Article IV.-Regulation of Trade in Specimens of Species included in Appendix II 1. All trade in specimens of species included in Appendix II shall be in accordance with the provisions of this Article. 2. The export of any specimen of a species included in Appendix II shall require the prior grant and presentation of an export permit. An export permit shall only be granted when the following conditions have been met: (a) a Scientific Authority of the State of export has advised that such export will not be detrimental to the survival of that species; (b) a Management Authority of the State of export is satisfied that the specimen was not obtained in contravention of the laws of that State for the protection of fauna and flora; and ( c) a Management Authority of the State of export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment. 3. A Scientific Authority in each Party shall monitor both the export permits granted by that State for specimens of species included in Appendix II and the actual exports of such specimens. Whenever a Scientific Authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystems in which it occurs and well above the level at which that species might become eligible for inclusion in Appendix I, the Scientific Authority shall advise the appropriate Management Authority of suitable measures to be taken to limit the grant of export permits for specimens of that species. 4. The import of any specimen of a species included in Appendix II shall require the prior presentation of either an export permit or a re-export certificate. 408 - 87- International Trade (Fauna and Flora) (Amendment) 5. The re-export of any specimen ofa species included in Appendix II shaHrequire the prior grant and presentation of a re-export certificate. A re-export certificate shall only be granted when the following conditions have been met: (a) a Management Authority of the State of re-export is satisfied that the specimen was imported into that State in accordance with the provisions of the present Convention; and (b) a Management Authority of the State of re-export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment. 6. The introduction from the sea of any specimen of a species included in Appendix II shall require the prior grant of a certificate from a Management Authority of the State of introduction. A certificate shall only be granted when the following conditions have been met: (a) a Scientific Authority of the State of introduction advises that the introduction will not be detriment.al to the survival of the species involved; and (b) a Management Authority of the State of introduction is satisfied that any living specimen will be so handled as to minimize the risk of injury, damage to health or cruel treatment. 7. Certificates referred to in paragraph 6 of this Article may be granted on the advice of a Scientific Authority, in consultation with other national scientific authorities or, when appropriate, international scientific authorities, in respect of periods not exceeding one year for total numbers of specimens to be introduced in such periods. Article V.-Regulation of Trade in Specimens of Species included in Appendix Ill 1. All trade in specimens of species included in Appendix ill shall be in accordance with the provisions of this Article. 2. The export of any specimen of a species included in Appendix ill from any State which has included that species in Appendix ill shall require the prior grant and presentation of an export permit. An export permit shall only be granted when the following conditions have been met: (a) a Management Authority of the State of export is satisfied that the specimen was not obtained in contravention of the laws of that State for the protection of fauna and flora; and (b) a Management Authority of the State of export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment. 3. The import of any specimen of a species included in Appendix ill shall require, except in circumstances to which paragraph 4 of this Article applies, the prior presentation of a certificate of origin and, where the import is from a State which has included that species in Appendix ill, an export permit. 4. In the case of re-export, a certificate granted by the Management Authority of the State of re-export that the specimen was processed in that State or is being re-exported shall be accepted by the State of import as evidence that the provisions of the present Convention have been complied with in respect of the specimen concerned. Article VI.-Permits and Certificates 1. Permits and certificates granted under the provisions of Articles ill, N, and V shall be in accordance with the provisions of this Article. - 88 - 410 International Trade (Fauna and Flora) (Amendment) 2. An export permit shall contain the information specified in the model set forth in Appendix N, and may only be used for export within a period of six months from the date on which it was granted. 3. Each permit or certificate shall contain the title of the present Convention, the name and any identifying stamp of the Management Authority granting it and a control number assigned by the Management Authority. 4. Any copies of a permit or certificate issued by a Management Authority shall be clearly marked as copies only and no such copy may be used in place of the original, except to the extent endorsed thereon. 5. A separate permit or certificate shall be required for each consignment of specimens. 6. A Management Authority of the State of import of any specimen shall cancel and retain the export permit or re-export certificate and any corresponding import permit presented in respect of the import of that specimen. 7. Where appropriate and feasible a Management Authority may affix a mark upon any specimen to assist in identifying the specimen. For these purposes "mark" means any indelible imprint, lead seal or other suitable means of identifying a specimen, designed in such a way as to render its limitation by unauthorized persons as difficult as possible. Article VIL-Exemptions and Other Special Provisions Relating to Trade 1. The provisions of Articles III, N and V shall not apply to the transit or trans-shipment of specimens through or in the territory of a Party while the specimens remain in Customs control. 2. Where a Management Authority of the State of export or re-export is satisfied that a specimen was acquired before the provisions of the present Convention applied to that specimen, the provisions of Articles III, N and V shall not apply to that specimen where the Management Authority issues a certificate to that effect. 3. The provisions of Articles III, N and V shall not apply to specimens that are personal or household effects. This exemption shall not apply where: (a) in the case of specimens of a species included in Appendix I, they were acquired by the owner outside his State of usual residence, and are being imported into that State; or (b) in the case of specimens of species included in Appendix II: (i) they were acquired by the owner outside his State of usual residence and in a State where removal from the wild occurred; (ii) they are being imported into the owner's State of usual residence; and (iii) the State where removal from the wild occurred requires the prior grant of export permits before any export of such specimens; unless a Management Authority is satisfied that the specimens were acquired before the provisions of the present Convention applied to such specimens. 4. Specimens of an animal species included in Appendix I bred in captivity for commercial purpose, or of a plant species included in Appendix I artificially propagated for commercial purposes, shall be deemed to be specimens of species included in Appendix II. 5. Where a Management Authority of the State of export is satisfied that any specimen of an animal species was bred in captivity or any specimen of a plant species was artificially propagated, or is a part of such an animal or plant or was derived therefrom, a certificate by that Management Authority to that effect shall be accepted in lieu of any of the permits or certificates required under the provisions of Articles III, N or V. - 89- International Trade (Fauna and Flora) (Amendment) 6. The provisions of Articles ill, IV and V shall not apply to the non-connnercial loan, donation or exchange between scientists or scientific institutions registered by a Management Authority of their State, ofherbarium specimens, other preserved, dried or embedded museum specimens, and live plant material which carry a label issued or approved by a Management Authority. 7. A Management Authority of any State may waive the requirements of Articles ill, IV and V and allow the movement without permits or certificates of specimens which form part of a travelling zoo, circus, menagerie, plant exhibition or other travelling exhibition provided that: (a) the exporter or importer registers full details of such specimens with that Management Authority; (b) the specimens are in either of the categories specified in paragraphs 2 or 5 of this Article; and ( c) the Management Authority is satisfied that any living specimen will be so transported and cared for 'as to minimize the risk of injury, damage to health or cruel treatment. Article VIII.-Measures to be Taken by the Parties 1. The Parties shall take appropriate measures to enforce the provisions of the present Convention and to prohibit trade in specimens in violation thereof. These shall include measures; (a) to penalize trade in, or possession of, such specimens, or both; and (b) to provide for the confiscation or return to the State of export of such specimens. 2. In addition to the measures taken under paragraph 1 of this Article, a Party may, when it deems it necessary, provide for any method of internal reimbursement for expenses incurred as a result of the confiscation of a specimen traded in violation of the measures taken in the application of the provisions of the present Convention. 3. As far as possible, the Parties shall ensure that specimens shall pass through any formalities required for trade with a minimum of delay. To facilitate such passage, a Party may designate ports of exit and ports of entry at which specimens must be presented for clearance. The Parties shall ensure further that all living specimens, during any period of transit, holding or shipment, are properly cared for so as to minimize the risk of injury, damage to health or cruel treatment. 4. Where a living specimen is confiscated as a result of measures referred to in paragraph 1 of this Article: (a) the specimen shall be entrusted to a Management Authority of the State of confiscation; (b) the Management Authority shall, after consultation with the State of export, return the specimen to that State at the expense of that State, or to a rescue centre or such other place as the Management Authority deems appropriate and consistent with the purposes of the present Convention; and ( c) the Management Authority may obtain the advice of a Scientific Authority, or may, whenever it considers it desirable, consult the Secretariat in order to facilitate the decision under subparagraph (b) of this paragraph, including the choice of a rescue centre or other place. 5. A rescue centre as referred to in paragraph 4 of this Article means an institution designated by a Management Authority to look after the welfare of living specimens, particularly those that have been confiscated. -90- 4l1 , 412· International Trade (Fauna and Flora) (Amendment) 6. Each Party shall maintain records of trade in specimens of species included in Appendices I, II and III which shall cover: (a) the names and addresses of exporters and importers; and (b) the number and type of permits and certificates granted; the States with which such trade occurred; the numbers or quantities and types of specimens, names of species as included in Appendices I, II and III and, where applicable, the size and sex of the specimens in question. 7. Each Party shall prepare periodic reports on its implementation of the present Convention and shall transmit to the Secretariat: (a) an annual report containing a summary of the information specified in sub-paragraph (b) of paragraph 6 of this Article; and (b) a biennial report on legislative, regulatory and administrative measures taken to enforce the provisions of the present Convention. 8. The information referred to in paragraph 7 of this Article shall be available to the public where this is not inconsistent with the law of the Party concerned. Article IX.-Management and Scientific Authorities 1. Each Party shall designate for the purpose of the present Convention: (a) one or more Management Authorities competent to grant permits or certificates on behalf of that Party; and (b) one or more Scientific Authorities. 2. A State depositing an instrument of ratification, acceptance, approval or accession shall at the time inform the Depositary Government of the name and address of the Management Authority authorized to communicate with other Parties and with the Secretariat. 3. Any changes in the designations or authorizations under the provisions of this Article shall be communicated by the Party concerned to the Secretariat for transmission to all other Parties. 4. Any Management Authority referred to in paragraph 2 of this Article shall if so requested by the Secretariat or the Management Authority of another Party, communicate to it impression of stamps, seals or other devices used to authenticate permits or certificates. Article X.-Trade with States not Party to the Convention Where export or re-export is to, or import is from, a State not a party to the present Convention, comparable documentation issued by the competent authorities in that State which substantially conforms with the requirements of the present Convention for permits and certificates may be accepted in lieu thereof by any Party. Article XL-Conference of the Parties 1. The Secretariat shall call a meeting of the Conference of the Parties not later than two years after the entry into force of the present Convention. 2. Thereafter the Secretariat shall convene regular meetings at least once every two years, unless the Conference decides otherwise, and extraordinary meetings at any time on the written request of at least one-third of the Parties. 3. At meetings, whether regular or extraordinary, the Parties shall review the implementation of the present Convention and may: - 91 - International Trade (Fauna and Flora) (Amendment) (a) make such provision as may be necessary to enable the Secretariat to carry out its duties; (b) consider and adopt amendments to Appendices I and I1 in accordance with Article XV; (c) review the progress made towards the restoration and conservation of the species included in Appendices I, I1 and Ill; ( d) receive and consider any reports presented by the Secretariat or by any Party; and· ( e) where appropriate, make recommendations for improving the effectiveness of the present Convention. 4. At each regular meeting, the Parties may determine the time and venue of the next regular meeting to be held in accordance with the provisions of paragraph 2 of this Article. 5. At any meeting, the Parties may determine and adopt rules of procedure for the meeting. 6. The United Nations, its Specialized Agencies and the International Atomic Energy · Agency, as well as any State not a Party to the present Convention, may be represented at meetings of the Conference by observers, who shall have the right to participate but not to vote. 7. Any body or agency technically qualified in protection, conservation or management of wild fauna and flora, in the following categories, which has informed the Secretariat of its desire to be represented at meetings of the Conference by observers, shall be admitted unless at least one-third of the Parties present object: (a) international agencies or bodies, either governmental or non-governmental, and national governmental agencies and bodies; and (b) national non-governmental agencies or bodies which have been approved for this purpose by the State in which they are located. Once admitted, these observers shall have the right to participate but not to vote. Article XII.-The Secretariat 1. Upon entry into force of the present Convention, a Secretariat shall be provided by the Executive Director of the United Nations Environment Programme. To the extent and in the manner he considers appropriate, he may be assisted by suitable inter-governmental or non­ governmental, international or national agencies and bodies technically qualified in protection, conservation and management of wild fauna and flora. 2. The functions of the Secretariat shall be: (a) to arrange for and service meetings of the Parties; (b) to perform the functions entrusted to it under the provisions of Articles XV and XVI of the present Convention; ( c) to undertake scientific and technical studies in accordance with programmes authorized by the Conference of the Parties as will contribute to the implementation of the present Convention, including studies concerning standards for appropriate preparation and shipment of living specimens and the means of identifying specimens; ( d) to study the reports of Parties and to request from Parties such further information with respect thereto as it deems necessary to ensure implementation of the present Convention; ( e) to invite the attention of the Parties to any matter pertaining to the aims of the present Convention; - 92- 413 International Trade (Fauna and Flora) (Amendment) (f) to publish periodically and distribute to the Parties current editions of Appendices I, II and ill together with any information which will facilitate identification of specimens of species included in those Appendices; (g) to prepare annual reports to the Parties on its work and on the implementation of the present Convention and such other reports as meetings of the Parties may request; (h) to make recommendations for the implementation of the aims and provisions of the present Convention, including the exchange of information of a scientific or technical nature; (i) to perform any other function as may be entrusted to it by the Parties. Article Xlll.-lnternational Measures 1. When the Secretariat in the light of information received is satisfied that any species included in Appendices I or II is being affected adversely by trade in specimens of that species or that the provisions of the present Convention are not being effectively implemented, it shall communicate such information to the authorized Management Authority of the Party or Parties concerned. 2. When any Party receives a communication as indicated in paragraph 1 of this Article, it shall, as soon as possible, infmm the Secretariat of any relevant facts insofar as its laws permit and, where appropriate, propose remedial action. Where the Party considers that an inquiry is desirable, such inquiry may be carried out by one or more persons expressly authorized by the Party. 3. The information provided by the Party or resulting from any inquiry as specified in paragraph 2 of this Article shall be reviewed by the next Conference of the Parties which may make whatever recommendations it deems appropriate. Article XIV.-Effect on Domestic Legislation and International Conventions 1. The provisions of the present Convention shall in no way affect the right of Parties to adopt: (a) stricter domestic measures regarding the conditions for trade, taking, possession or transport of specimens of species included in Appendices I, II and ill, or the complete prohibition thereof; or (b) domestic measures restricting or prohibiting trade, taking, possession, or transport of species not included in Appendices I, II or ill. 2. The provisions of the present Convention shall in no way affect the provisions of any domestic measures or the obligations of Parties deriving from any treaty, convention, or international agreement relating to other aspects of trade, taking, possession, or transport of specimens which is in force or subsequently may enter into force for any Party including any measure pertaining to the Customs, public health, veterinary or plant quarantine fields. 3. The provisions of the present Convention shall in no way affect the provisions of, or the obligations deriving from, any treaty, convention or international agreement concluded or which may be concluded between States creating a union or regional trade agreement establishing or maintaining a common external customs control and removing customs control between the parties thereto insofar as they relate to trade among the States members of that union agreement. - 93 - International Trade (Fauna and Flora) (Amendment) 4. A State Party to the present Convention, which is also a party to any other treaty, convention or international agreement which is in force at the time of the coming into force of the present Convention and under the provisions of which protection is afforded to marine species included in Appendix JI, shall be relieved of the obligation imposed on it under the provisions of the present Convention with respect to trade in specimens of species included in Appendix JI that are taken by ships registered in that State and in accordance with the provisions of such other treaty, convention or international agreement. 5. Notwithstanding the provisions of Articles III, N and V, any export of a specimen taken in accordance with paragraph 4 of this Article shall only require a certificate from a Management Authority of the State of introduction to the effect that the specimen was taken in accordance with the provisions of the other treaty, convention or international agreement in question. 6. Nothil!g in the present Convention shall prejudice the codification and development of • the law of the:'sea by the United Nations Conference on the Law of the Sea convened pursuant to Resolution2750 C (XXV) of the General Assembly of the United Nations nor the present or future claims and legal views of any State concerning the law of the sea and the nature and extent of coastal and flag State jurisdiction. Article XV.-Amendments to Appendices I and II 1. The following provisions shall apply in relation to amendments to Appendices I and JI at meetings of the Conference of the Parties: (a) Any Party may propose an amendment to Appendix I or JI for consideration at the next meeting. The text of the proposed amendment shall be communicated to the Secretariat at least 150 days before the meeting. The Secretariat shall consult the other Parties and interested bodies on the amendment in accordance with the provisions of sub-paragraph (b) and ( c) of paragraph 2 of this Article and shall communicate the response to all Parties not later than 30 days before the meeting. (b) Amendments shall be adopted by a two-thirds majority of Parties present and voting. For these purposes "Parties present and voting" means Parties present and casting an affirmative or negative vote. Parties abstaining from voting shall not be counted among the two-thirds required for adopting an amendment. ( c) Amendments adopted at a meeting shall enter into force 90 days after that meeting for all Parties except those which make a reservation in accordance with paragraph 3 of this Article. 2. The following provisions shall apply in relation to amendments to Appendices I and JI between meetings of the Conference of the Parties: (a) Any Party may propose an amendment to Appendix I or JI for consideration between meetings by the postal procedures set forth in this paragraph. (b) For marine species, the Secretariat shall, upon receiving the text of the proposed amendment, immediately communicate it to the Parties. It shall also consult inter-governmental bodies having a function in relation to those species especially with a view to obtaining scientific data these bodies may be able to provide and to ensuring coordination with any conservation measures enforced by such bodies. The Secretariat shall communicate the views expressed and data provided by these bodies and its own findings and recommendations to the Parties as soon as possible. ( c) For species other than marine species, the Secretariat shall, upon receiving the text of the proposed amendment, immediately communicate it to the Parties, and, as soon as possible thereafter, its own recommendations. - 94- 415 .. • 4lu International Trade (Fauna and Flora) (Amendment) ( d) Any Party may, within 60 days of the date on which the Secretariat communicated its recommendations to the Parties under sub-paragraphs (b) or ( c) of this paragraph, trausmit to the Secretariat any comments on the proposed amendment together with any relevant scientific data and information. ( e) The Secretariat shall communicate the replies received together with its own recommendations to the Parties as soon as possible. ( f) If no objection to the proposed amendment is received by the Secretariat within 30 days of the date the replies and recommendations were communicated under the provisions of sub-paragraph (e) of this paragraph, the amendment shall enter into force 90 days later for all Parties except those which make a reservation in accordance with paragraph 3 of this Article. (g) If an objection by any Party is received by the Secretariat, the proposed amendment shall be submitted to a postal vote in accordance with the provisions of sub-paragraphs (h), (i) and (j) of this paragraph. (h) The Secretariat shall notify the Parties that notification of objection has been received. (i) Unless the Secretariat receives the votes for, against or in abstention from at least one­ half of the Parties within 60 days of the date of notification under sub-paragraph (h) of this paragraph, the proposed amendment shall be referred to the next meeting of the Conference for further consideration. (j) Provided that votes are received from one-half of the Parties, the amendment shall be adopted by a two-thirds majority of Parties casting an affirmative or negative vote. (k) The Secretariat shall notify all Parties of the result of the vote. (1) If the proposed amendment is adopted it shall enter into force 90 days after the date of the notification by the Secretariat of its acceptance for all Parties except those which make a reservation in accordance with paragraph 3 of this Article. 3. During the period of90 days provided for by sub-paragraph (c) of paragraph 1 or sub- paragraph (1) of paragraph 2 of this Article any Party may by notification in writing to the Depositary Government make a reservation with respect to the amendment. Until such reservation is withdrawn the Party shall be treated as a State not a Party to the present Convention with respect to trade in the species concerned. Article XVI.-Appendix Ill and Amendments thereto 1. Any party may at any time submit to the Secretariat a list of species which it identifies as being subject to regulation within its jurisdiction for the purpose mentioned in paragraph 3 of Article II. Appendix ill shall include the names of the Parties submitting the species for inclusion therein, the scientific names of the species so submitted, and any parts or derivatives of the animals or plants concerned that are specified in relation to the species for the purposes of sub-paragraph (b) of Article I. 2. Each list submitted under the provisions of paragraph 1 of this Article shall be communicated to the Parties by the Secretariat as soon as possible after receiving it. The list shall take effect as part of Appendix ill 90 days after the date of such communication. At any time after the communication of such list, any Party may by notification in writing to the Depositary Government enter a reservation with respect to any species or any parts or derivatives, and until such reservation is withdrawn, the State shall be treated as a State not a Party to the present Convention with respect to trade in the species or part or derivative concerned. - 95- International Trade (Fauna and Flora) (Amendment) 3. A Party which has submitted a species for inclusion in Appendix III may wi.thdraw it at any time by notification to the Secretariat which shall communicate the withdrawal to all Parties. The withdrawal shall take effect 30 days after the date of such communication. 4. Any Party submitting a list under the provisions of paragraph 1 ofthis Article shall submit to the Secretariat a copy of all domestic laws and regulations applicable to the protection of such species, together with any interpretations which the Party may deem appropriate or the Secretariat may request. The Party shall, for as long as the species in questions is included in Appendix III, submit any amendment of such laws and regulations or any new interpretations as they are adopted. Article XVII.-Arnendment of the Convention 1. An extraordinary meeting of the Conference of the Parties shall be convened by the Secretariat on the written request of at least one-third of the Parties to consider and adopt amendments to the present Convention. Such amendments shall be adopted by a two-thirds majority of Parties present and voting. For these purposes "Parties present and voting" means Parties present and casting an affirmative or negative vote. Parties abstaining from voting shall not be counted among the two-thirds required for adopting an amendment. 2. The text of any proposed amendment shall be communicated by the Secretariat to all Parties at least 90 days before the meeting. 3. An amendment shall enter into force for the Parties which have accepted it 60 days after two-thirds of the Parties have deposited an instrument of acceptance of the amendment with the Depositary Government. Thereafter, the amendment shall enter into force for any other Party 60 days after that Party deposits its instrument of acceptance of the amendment. Article XVIII.-Resolution of Disputes 1. Any dispute which may arise between two or more Parties with respect to the interpretation or application of the provisions of the present Convention shall be subject to negotiation between the Parties involved in the dispute. 2. If the dispute cannot be resolved in accordance with paragraph 1 of this Article, the Parties may, by mutual consent, submit the dispute to arbitration, in particular that of the Permanent Court of Arbitration at The Hague and the Parties submitting the dispute shall be bound by the arbitral decision. Article XIX.-Signature The present Convention shall be open for signature at Washington until 30th April 1973 and thereafter at Berne until 31st December 1974. Article XX.-Ratification, Acceptance, Approval The present Convention shall be subject to ratification, acceptance or approval. Instruments of ratification, acceptance or approval shall be deposited with the Government of the Swiss Confederation which shall be the Depositary Government. Article XXI.-Accession The present Convention shall be open indefinitely for accession. Instruments of accession shall be deposited with the Depositary Government. -96- 418 International Trade (Fauna and Flora) (Amendment) Article XXII.-Entry into Force 1. The present Convention shall enter into force 90 days after the date of deposit of the tenth instrument of ratification, acceptance, approval or accession, with the Depositary Government. 2. For each State which ratifies, accepts or approves the present Convention or accedes thereto after the deposit of the tenth instrument of ratification, acceptance, approval or accession, the present Convention shall enter into force 90 days after the deposit by such State of its instrument ofratification, acceptance, approval or accession. Article XXIII.-Reservations 1. The provisions of the present Convention shall not be subject to general reservations. Specific reservations may be entered in accordance with the provisions of this Article and Articles XV and XVI. 2. Any State may, on depositing its instrument of ratification, acceptance, approval or accession, enter a specific reservation with regard to: (a) any species included in Appendix I, II or Ill; or (b) any parts or derivatives specified in relation to a species concluded in Appendix Ill. 3. Until a Party withdraws its reservation entered under the provisions of this Article, it shall be treated as a State not a party to the present Convention with respect to trade in the particular species or parts or derivatives specified in such reservation. Article XXIV.-Denunciation Any Party may denounce the present Convention by written notification to the Depositary Government at any time. The denunciation shall take effect twelve months after the Depositary Government has received the notification. Article XXV.-Depositary 1. The original of the present Convention, in the Chinese, English, French, Russian and Spanish languages, each version being equally authentic, shall be deposited with the Depositary Government, which shall transmit certified copies thereof to all States that have signed it or deposited instruments of accession to it. 2. The Depositary Government shall inform all signatory and acceding States and the Secretariat of signatures, deposit of instruments of ratification, acceptance, approval or accession, entry into force of the present Convention, amendments thereto, entry and withdrawal of reservations and notifications of denunciation. 3. As soon as the present Convention enters into force, a certified copy thereof shall be transmitted by the Depositary Government to the Secretariat of the United Nations for registration and publication in accordance with Article 102 of the Charter of the United Nations. In witness whereof the undersigned Plenipotentiaries, being duly authorized to that effect, have signed the present Convention. Done at Washington this third day of March, One Thousand Nine Hundred and Seventy­ three." - 97- International Trade (Fauna and Flora) (Amendment) I hereby certify that the above is a fair print of the International Trade (Fauna and Flora)(Amendment) Act 2003 which has been made by the National Parliament. Clerk of the National Parliament. I hereby certify that the International Trade (Fauna and Flora)(Amendment) Act 2003 was made by the National Parliament on 26 November 2003 by an absolute majority in accordance with the Constitution. Acting Speaker of the National Parliament. 419 - 98 -