Lesotho Electricity and Water Authority (Resolution of Complaints for Water and Sewerage Services) Rules, 2013 (L. N. No. 102 of 2013)

Vol. 58 No. LESOTHO Government Gazette Friday - 6th September, 2013 CO, TE TS LEGAL NOTICE No.4? Page 102 Lesotho Electricity and Water Authority (Resolution .......... 366 of Complaints for Waler and Sewerage Services) Rules, 2013 OTHER NOTICES (See Supplement of the Gazette) Published by the Authority of His Majesty"'the King Price: M6.50 366 LEGAL NOTICE NO . 102 OF 20 13 Lesotho Electricity and Water Authority (Resolution of Complaints for Water and Sewerage Services) Rules, 2013 Pursuant to Section 35 and 36 of the Lesotho Electri city Authority Act , 2002' as amended, I, PROF. F. L. MOLOI Chairman of the Board of the Authority make the fo llowing Rules: Citation and commencement 1. These Rules may be ci ted as the Lesotho Electricity and Water Author ity (Resolution of Complaints for Water and Sewerage Services) Rules, 20 13, and shall come into operation on the date of publicat ion in the Gazette . Interpretation 2. In these Ru les, unless the context otherwi e requires: "Act" means the Lesotho Electricity Authority Act, 2002 as amended; "Authority" means the Lesotho Electricity and Water Authority estab lished under section 3 of the Act; "complaint" means any grievance that a customer may have about serv ices provided by a licensee and around which there could arise a mate rial disagreement on the nature and extent of such grievance between the customer and the licensee; "customer" means any person supplied or requi red to be supplied with water and sewerage services at any premises in Lesotho; "days" means working days; "pleadings" means parties ' written statements on a complaint; and "? "proceeding" means the process of examination and adjudication of a • 367 dispute in terms of section 105 of the Act as amended. Scope and Application 3. (\) These Rules shall apply to a complaint by the customer against licensee. (2) Subject to the provision of these Rules , a customer has a right to lodge a complaint with the Authority. Eligibility of a Complaint 4. The Authority sball consider the complaint eligible under these Rules if (I) The subject matter of the complaint is on any of the following: provisions of the Act, quality of service and supply standards, license, Rules, Regulations and any other regulatory instruments. (2) The complaint has been first raised with the licensee and the li censee must have had an opportunity to resolve the complaint. (3) The licensee has either not dealt with the complaint within the set timeframe of the licensee code of practise for handling of customer complaints, or the licensee has dealt with the complaint in a dissatisfactory manner in the opinion of the customer. (4) The same complaint has not been referred to another competent authority. Information Req uired S. The particulars to be submitted by the customer to the Authority in re spect of a complaint shall include (a) the name, physical address and telephone number of the customer; (b) the name of the licensee against wj10m the complaint is made; 368 (c) nature of the complaint together with copies of any documcnt in support of, or in relation to, the complaint; (d) the nature of the dissatisfaction or the alJeged harm that the customer has suffcred as a result of the action, inaction or omission of the licensee against whom the complaint is made; (e) any other information which the customer considers necessary for the referral of the complaint to the Authority; and (f) the specific relief sought. Representations 6. (I) A person may make a complaint or representation, orally or in writing to the Authority and the person shall be responsible for the truth, accu racy and completeness of information furnished . (2) A person raising a complaint shall affix a signature to a pleading or paper filed with the Authority. When making an oral representation, the sig natory or orator shall attest that the contents of all statements, pleadings or pa pers are not misleading, and are true and accurate to the best of the customer's knowledge. (3) Where an oral complaint is made or where the customer cannot read or write, the complaint shall be reduced to writing by an officer of the Au thority receiving the complaint. (4) Where the complaint is written down by a person other than the customer, it will be read over and explained to the customer in a language that the customer understands before appending his or her signature or thumb print to the written complaint. (5) Where information furnished is found to be no longer substan tially accurate and su fficiently complete, a person making the representation shall within 5 days or any other period which the Authority may determine , un less good reason permits otherwise, furnish such additionol or corrected infor mation to the Authority. • 369 'otification 7. The Authority shall, within 5 days of receipt of a complaint , issue a writ ten notification together with reasons for its decision to the person having lodged the complaint over its decision about the complaint being eligible or not e]jgi ble for resolution by the Authority. Complaint Resolution Procedure 8. (I) Upon recei pt of the complaint and after satisfying itself that the customer has an interest in the complaint and that the complaint is nO! frivo lous or vexatious, the Authority shall conduct its investigations on the marteL (2) Where it appears that the customer afforded the licensee an op portunity to resolve the matter, the Authority shall notify the licensee that a com plaint has been referred for the Authority's adjudication and shall copy to the licensee the communication received from the customer in respect of such re ferral. 5 days (3) The licensee shall be required to respond to the Authority within (a) stating whether the licensee is in agreement with the allegations made by the customer; (b) providing the basis for any disagreement; and (c) sending a copy of its response to the customer if so requested by the Authority. Referrals to Licensee 9 . (I) Where it appears to the Authority at anytime during or afler its investigations that the complaint has not been considered or has not been con sidered adequately, it shall refer the complaint back to the licensee for recon sideration. (2) Once the complaint is referred back to the licensee and it has not been resolved within 10 days, the customer may refer the l1"ljltter back to the Au thority for determination. 370 (3) The Authority may request from the licensee (a) any data which the Authority reasonably believes is necessary for it to adjudicate the dispute; (b) a written response to the specific points raised by the customer in its referral; and (c) a submission of its full response to UleAulhority on the referral within 10 days or any other period which the Authority may determine, from the date of the notific ation. Mediation and Determination of the complaint 10. (I) (2) The Authority may (a) instruct a party to tender further particulars or pleadings; and (b) prescribe the procedure [or the filing of pleadings and their format. (a) The Authority may, after investigating the complaint, conduct an inquiry into the complaint; (b) if in the opinion of the Authority, the complaint can be reso lved by mediation or hearing, it may invite the licensee and the customer to the mediation meeting; (c) where parties fail to reach an amicable resolution, the matter shall be referred to the Board for final decision: (d) a decision made by the Board shall be final and parties shall be given a written report of the decision, which shall consist of (i) the substance of the customer's complaint against the licensee; ., C losure 371 (ii) the response of t he licensee against which the customer's complaint was filed; and (i ii) the Authority 's determination. 1 I . The Authority may, during or after investigation of the complaint Rights (a) consider a mailer to be closed where it appears to the Authority that there are clear indications from the licensee's respon e, or from communication received from the customer thaI the maller has been resolved and the Authority shall forward to the parties involved a final notification indicating that the matter is resolved and closed together with a statement outlining the basis for such a conClusion; and (b) consider a matter to be closed where it appears to the Authority that the complaint i unju tified or frivolous, and forward to the parties involved a final notification indicating that the maller is closed together with a state ment outlining the ba is for the Authority 'S conclusion. 12. (I) A person participating in the proceedings on customer com plaints handling before the Authority may appear in person or be assisted or rep resented by any other person. (2) The findings made after investigations and proceedings shall be subject to the Board for its final determination. Review 13. The decision of the Board is final but may be taken on judicial review by either party. DATED: 21ST AUGUST, 2013 ., 372 F.L. MOLOI CHAIRMAN OFTHE BOARD LESOTHO ELECTRICITY AND WATER AUTHORITY NOTE I. Act No. 12 of 2002 Printed by the Government Pri nter, P.O. Box 268. Maseru 100 Lesotho