Mines and Minerals Development (General) Regulations, 2008 (S.I. No. 84 of 2008)

2. Interpretation PART II M1NING CADASTRE OFFICERS

3. Head of Mining Cadastre offices and other staff

4. Central and regional mjning cadastre offices

5. Functions of Central Mining Cadastre Office

6. Functions of regional mining cadastre offices

7. Jurisdiction of regiona}~ iping cadastre offices

8. Cadastre Unit ;__( t.\ PART lII APPLICATION FOR MINING RIGHT AND M INERAL •I PROCESSING LICENCE

9. Application for mining right

10. Application for non-mining right

11. Application for annual operating permit

12. Application to export> import, etc. mineral, ore or mineral product

13. Application to export, selJ, etc. radioactive minerals

14. Application for mineral analysis certificate Copies ofthis Statutory Instrument can be obtained from the Governmen/ Printer, PO. Box 30136, 10/0/ Lusaka. Price KJJ,500 each. 286 Statutory Instruments 12th September, 2008

15. Application for valuation certificate

16. Application to operate mineral analysis laboratory and annual geological or mining consultancy firm

17. Application by agent

18. Assignment of identification code

19. Provisional plotting ; .•

20. Request for further particulars

21. Acceptance of application by Minister, Director or Director of Geological Survey ..

22. Rejection of application by Minister, Director or Director ofGeological Survey

23. Grant of Mining right

24. Amendment of Iicence

25. Change i.n particulars ofholder PART IV RENEWAL OF MINING RIGHT AND MINERAL PROCESSING LICENCE

26. Application for renewal of mining or non-mining right 2 7. Provisional plotting for renewal

28. Modification of perimeter

29. Rejection of application for renewal

30. Grant of renewal PARTY ALTERATION OF PROSPECTING OR MmlNG AREA

31. Application for alteration of prospecting or mining area

32. Provisional plotting for alteration

33. Grant of alteration PART Vl TRANSFER AND ASSIGNMENT OF MfN ING RIGHT OR MINERAL PROCESSL'<G LICENCE

34. Application for consent to transfer or to assign

35. Grant of consent to transfer PART vrr ABANDONMENT OF MTNING A REA

36. Application to abandon land subject to licence or permit

37. Grant of certificate of abandonment 12th September, 2008 Statutory Instruments 287 PART VIII GENERAL PROVISIONS

38. Notice of appeal

39. Prescribed fees, area charges, etc.

40. Geometric rules for cadastral co-ordinates

41. Cadastral co-ordinates and beacons setting

42. Cadastral maps

43. Pegging certificate

44. Area subject to conflict

45. Revocation of S.I No. 123 of 1996 SCHEDULES First Schedule Second Schedule Third Schedule Fourth Schedule Fifth 'Schedule Sixth Schedule . 288 Statutory Instruments 1Zth September, 2008 IN EXERCISE of the powers contained in section one hundred and sixty-one ofthe Mines and Minerals Development Act, 2008, the following Regulations are hereby made: PART I PRELIMJNARY I. These Regulations may be cited as the Mines and Title Minerals Development (General) Regulations, 2008.

2. In these Regulations, unless the cohtextotherwise requires- Interpretation "abandonment" means.the voluntary extinction of a mining right which may be total or partial and which is demanded by the holder by renunciation; "Act" means the Mines and Minerals Development Act, 2008; Act No. 7 of 2008 "alteration" in relation to a mining area, means the extension or the reduction of the size of the prospecting ,or mining area; "assignee" means a person who derives a right or interest in a licence or mining right from the holder of the licence or mining right; "assignor" means a person who grants a right or interest in a licence or mining right to another person; "artisan's mining right" means an artisan's mining right granted under Part V of the Act; "cadastral co ordinates" means the geographic sexagesimal co ordinates used in the delineation. of an area subject to a licence or mining right in accordance with these Regulations; "cadastre unit" means a quadrilateral formed by the intersection of meridians and parallels and with a distance equal to six sexagesimal seconds; and that covers an average planimetric surface of three point three four zero zero hectares; "cadastral map" means a map record of existing non-mining and mining rights; "closure certificate" means the certificate granted by the Di_rector of Mines Safety at the abandonment of a mining right; "Director" means the Director of Mines appoi'nted un<.:cr section one hundred and forty-four of the Act; "Director of Geological Survey" means the person appointed as such under section one hundred and forty-four of the Act; 12th September, 2008 Statutaty Instruments 289 " Director of Mines Safety" means the person appointed as such under section one hundred and forty-four of the Act; "General Registry Book" means the book where the applic-ations for aband on ment of a mining area, amendments, renewals, and transfers of licences are recorded in the order in whicb they are received; "Head of Mining Cadastre·" means the person appointed as such under regulation 3; "holder" means a person in whose name a mining right is registered under the Act; " large-scale gemstone Jjcence" means a large-scale gemstone licence granted under Part III of the Act; "large-scale mining licence'' means a large-scale mining licence granted under Part m of the Act; " mineral" means any material substance, whether in solid, liquid or gaseous form, that occurs naturally in or beneath the surface of the earth, but does not include water, petroleum or any substance or thing prescribed by the Minister by regulation; "mineral processing" means the practice of beneficiating or liberating valuable minerals from their ores which may combine a number of unit operations such as crushing, grinding, s izing, screening, classification, washing, froth fl oatation, gravity concentration, electrostatic separation, magnetic separation, leaching, smelting, refining, calcining and gasification or any other processes incidental thereto; "mining" means the extraction of material, whether solid, liquid or gaseous, from land or from beneath the surface .. of the earth in order to win minerals, or any operations directly or indirectly necessary or incidental thereto; " mining area" means an area of land subject to a licence or permit under the Act; "Mining Cadastre Office" means the central admin istrative office established in Lusaka which is respons ible fo r the processing and administration ofminingrights; "mining right" means a right granted under subsection (I) of section six of the Act; "pegging certificate" means a certificate issued by a surveyor after demarcation of a licence or mining right in accordance with regulation 43; " perimeter" means the external contour of the ground made up of contiguous cadastral units, which is the subject 290 Statutory Instrl!ments 12th September, 2008 of a licence or mining right or an application for a licence or mining right; "Priority Registry Book" means the book where applications for mining rights and mineral processing licences are recorded in the order in which they are received; " prospecting area" means an area of land subject to a prospecting licence or a prospecting permit; "prospecting operations" means operations carried out in the course of prospecting; "prospecting permit" means a prospecting permit granted under Part IV of the Act; " regional mining cadastre office" means a regional office of the Mining Cadastre referred to under regulation 4; "small scale gemstone licence" means a small scale gemstone licence granted under Part IV of the Act; and "small scale mining licence" means a small scale mining licence granted under Part IV of the Act. PART II MINING CADASTRE OFFICES

3. (I ) There shall be a Head of Mining Cadastre Office who Head of shall be a public officer and who shall have and may exercise the Mining Cadastre powers and functions conferred upon the Head ofMining Cadastre Office and Office by or under the Act or any other written law. other staff (2) The Public Service Commission shall appoint such other public officers as may be necessary for the administration ofthese Regulations. ..,

4. The Central Mining Cadastre Office shall be based in Lusaka Central and and the regional mining cadastre offices shall be established in the regional areas set out in the First Schedule. mining cadastre offices Functions

5. (1) The Central Mining Cadastre Office shall administer of Central mining rights and mineral processing licences. Mining (2) Notwithstanding the generality ofsub-regulation Cadastre Office (l), the Central Mini.cg Cadastre office shall be responsible for the co ordination of al I cadastral activities including- (a) the assignment of identification codes for applications for mining rights and mineral processing licences; 12th September, 2008 Statutory lnstn,iments 291 (b) the receipt and recording of applications for mining rights and mineral processing licences; (c) the verification and processing ofapplications fqr mining rights or mineral processing licences~ (d) making recommendations to the Di.rector, the Director of Geological Survey and Director of Mines Safety in respect of applications for mining rights and mineral processing licences; and (e) receiving and distributing statutory reports from holders. (3) The Mining Cadastre Office shall maintain a Priority Registry Book and a General Registry Book for purposes of these Regulations. (4) The Mining Cadastre Office shall, where an application meets the requirements of the Act and these Regulations, send its recommendations on the application to the Director or Director of Geological Survey_, as the case may be. (5) The Director or Direct6r of Geological Survey, as the case may be, shall seek the advice of the Mining Advisory Committee prior to the grant of a mining right or miner.al processing Functions of 6. A regional mining cadastre office shall be accountable to the regional Central Mining Cadastre Office and shall- minin& cadastre (a) receive and record a:pplications for mining rights and offices mineral processing licences within its area; (b) transfer applications for mining rights and mineral processing licences to the Central Mining Cadastre Office; and (c) make recommendations to the Central Mining Cadastre Office in relation to applications for mining rights and mineral processing licences. Jurisdiction 7. (1) Subject to regulation 5, where an area covered by ofregional an application extends over more than one region, the regional mining mining cadastre office in which most of the area that is a subject cadastre offices matter of the application falls, shall be responsible for the receipt and registration of the application. (2) Sub-regulation (1) shall n9t be construed as prohibiting the Central M ining Cadastre Office from receiving and recording any applications. Cadastre unit 8. (1) For the purposes of the Act and these Regulations, the surface area of Zambia is divided into cadastre units in squares of six seconds by six seconds in conformity with the grid defined by 292 Statutory Instruments 12th September, 2008 geographic sexages imal co ordinates in degrees, minutes and seconds represented at the edge of cadastral maps. (2) The cadastral maps shall be based on the official topographic map of the Republic of Zambia atthe scale of 1:50,000 or 1:250,000 and based on the ellipsoid of Clarke 1880. PART III APPLICATION FOR A MIN.ING RIGHT AND MINERAL PROCESS LNG L ICENCE

9. (1) A person shall apply to the Directoror Director of Application Geological Survey, as the case may be, for the following mining for mining right rights in Form I set out in the Second Schedule: (a) a prospecting li.cence; "(b) a large-scale mining licence; (c) a large-scale gemstone licence; (d) a prospecting permit; (e) a small-scale mining licence; (/) a small-scale gemstone licence; and (g) an a:itisan 's mining right. (2) A person shall apply to the Director for a large-scale mining licence in respect of radioactive minerals in Form II set out in the Second Schedule. I0. (I) A person shall apply to the Director of Geological Survey Application for a mineral processing licence in Form JU set out in the Second for non- mining righ1 Schedule. (2) A person shall apply to the Director for a gemstone sa les certificate in Form IV set out in the Second Schedule.

11. A person shall apply to the Director of Mines Safety for an Appli ca ti on annual operating permit in Form V set out in the Second Schedu le. for annual operaLing Application to export, import, etc., mineral, ore ormineraJ permit prodirct

12. A person intending to import or export any mineral, ore or Applicati on mineral product shall. apply for a permit to the Director in Form VI to export, set out in the Second Schedule. import, etc. mineral, ore ormineral product

13. An application for consent to acquire, store, transport, sel I Applicati on to export, or export radioactive minerals shall be made to the Minister in seLI, etc., Fonn VU set out in the Second Schedule. radioactive minerals 12th September, 2008 Statutory Instrume;1ts 293 Application 14. A person shall apply to the Director of Geologica l Survey for mineral analysis for a mineral analysis certificate jn Form VIIJ set out in the Second certificate Schedule. Application 15. A person shall apply to the Director of Geological Surve.y for val uation for for a valuation certificate in Fonn [X set out in the Second Schedule. certificate Application 16. (1) A person shall apply to the Director ofGeological Survey to operate mineral fo r a permit to operate a mineral analysis laboratory in Form X set analysis out in the Second Schedule. laboratory and annual (2) A person shall apply to the Director of Geological Survey ·geological or or the Director of Mines Safety as the case may be, for a permit to mining consultancy operate an annual geological or mining consultancy firm in Form firm XI set out in the Second Schedule. A pp! icatio n 17. An agent who makes an application on behalf of another by agent person shall sub1:i1it, with the application, Form XU set out in the Second Schedule. Assignment 18. The Mining Cadastre Office shall, upon receipt of an of application under these Regulations, assign an identification code identification to the application dossier. code Provisional 19. (1) The Mining Cadastre Office shall provisionally plot plotting an area that is the subject of an application and shall produce a provisional polygon for the area. (2) A provisional polygon shall be valid from the date of an application to the date of the grant or rejection of the application. (3) A subsequent application that relates to a part or whole of the perimeter of an area already applied for shal I be considered as partially or wholly overlapping with an area which is the subject matter of &n application with a right of priority under these Regulations. Request for 20. The Mining Cadastre Office shall, where it establishes that further particulars (a) the coordinates of the area applied for do not form a polygon; (b) the required documentation is incomplete, or some of the document& that are submitted are invaLid; and (c) the geometry of the area applied for is contrary to the geometry rules prescribed under regulation 40; request the applicant to furnish further information in Form XIIJ set out in the Second Schedule. 294 Statutory Instruments 12th September, 2008

21. The Minister, Director or Director of Geological Survey, as the case may be, shall, where the Minister, Director or Director ofGeological Survey approves an application for a mining right or mineral processing licence, inform the applicant of the approval in Form XIV set out in the Second ScheduJe.

22. The Minister, Director or Director of Geological Survey, Notice of as the case may be, shall, where the Minister, Director or Director rejection of application of Geological Survey rejects an application for a mining right or by Minister, Director or ·mineral processing licence, inform the applicant ofthe r.ejection in Director of Form XV set out in the Second Schedule. Geological Survey

23. (1) A grant of a mining right or mineral processing licence Granl of shall be in the appropriate form from Forms XVI to Form XXIll mining right set out in the Third Schedule. (2) A grant ofa certificate or permit shall be in the appropriate form from Forms XXIV to X XXIl set out in the Third Schedule. (3) The terms and conditions of the licences, certificat~s and permits, as the case may be, are as set out in the Fourth Schedule.

24. An application fqr amendment ofa mining right or a mineral Amendment processing licence shall be made in Form XXXlll set out in the ot'liccnce Fifth Schedule.

25. A holder shall inform the Mining Cadastre Office of any Change in change in the particulars of the holder in Form XXXfV set out in particulars o f holder the Fifth Sche.dule. PART lV RENEWAL OF MTNTNG RIGHT AND MIN ERAL PROCESSING LICENCE

26. (1) An application for renewal ofa mining right shall be in Application Form XXXV set out in 'the Fifth Schedule. for renewal ofminingor (2) An application for renewal of a mining right in respect of non-mining radioactive minerals shall be in Form XXXVI set out in the Fifth right Scheaule. (3) An application for renewal ofa mineral processing licence shaJl be in Form XXXVII set out in the Fifth Schedule.

27. (1) The Mining Cadastre Office shall, provisionally Provisional plot onto the cadastral rnaps the perimeter that relates tb an plotting for renewal application and shall, where applicable, take into cons1deration the proposed area to be relinquished. 12th September, 2008 Statutory Instruments 295 (2) An application under this Part in respect of an area that has been relinquished, where applicable, whether in part or in total shall, until the decision to renew or abandon is granted, be considered as either partially or fully overlapped with the area applied for. Modification 28. (l) 111e Director or Director of Geological Survey shall of perimeter reject an application to modify the current perimeter that covers a new adjacent area where- (a) a part of the proposed area overlaps an area that is already subject to another mining right or licence or is under application; (b) a minimum of twenty-five per centum of the original prospecting area is not part of the modified area; and (c) the area falls below the minimum prescribed for safe mining operations. '(2) The Director or Director of Geological Survey, as the case may be, shall where the Director or Dire.ctor ofGeological Survey rejects an application under sub-regulation ( 1), inform the applicant of the rejection in Form XV set out 'in the Second Schedule. (3) A new area that is annexed to a licence shall conform with the maximum duration and the prescribed fees applicable to the original licence or mining right. Rejection of 29. The Director or Director of Geologica l Survey, as the application case may be, shall, where the Director or Director of Geological for renewal Survey rejects an application for renewal of a mining or non- mining right, inform the applicant of the rejection in Form XV set out in the Second Schedule. Grant of 30. (1) The Director or Director of Geological Survey, as the renev,>al cas~ may be, shall seek the advice of the Mining Advisory Committee prior to the renewal of a mining right or non-mining right. (2) The Director or Director of Geological Survey, as the case may be. shall, where the Director or Director of Geological Survey rejects an application 'for renewal of a mining right or mineral processing licence, endorse the rejection on the Iicence, certificate or permit issued in respect of the mining right or mineral processing licence. 296 Statutory Instruments 12th Septamber, 2008 PART Y ALTERATION or PROSPECTING OR MINJNG A REA

31. (l) A holder intending to alter the holder's mining area Appli cation shall apply to the Director or Director of Geological Survey, as the fo r alteration of mining case may be, in Form XXXVIIT set out in the Fifth Schedule. arnn (2) Subject to this regulatio11, any new mining area shal I conform to the prescribed cadastral unit and the geometrical rules specified under regulation 40. (3) The maximum surface area for which a licence or mining right may be granted shall not exceed the area prescribed in the Sixth Schedule.

32. The Mining Cadastre Office shall, pending the approval of Provisional an application for alteration of a prospecting or mining area, plotting for provisionally plot the new perimeter on the cadastral map and record alterati on the new perimeters. 3'3. (!) The Mining Cadastre Office shall, where an Grant of application for alteration ofa 1nining area meets the requirements alterati on of the Act and these Regulations, send its recommendation on the application to the Director or t_he Director of Geological Survey, as the case may be. (2) The Director or Director ofGeological Survey, as the case qiay be, shall, where the Director or Director of Geological Survey grants an application for alteration of a prospecting or mining area endorse the grant on the licence, certificate or pem1it issued in respect of the mining right or non-mining right. PART VI TRANSFER ASSIGNMENT OF .MrNlNG RIGHT OR MINERAL PROCESSING LICENCE

34. (1) An application for consent to transfer or to assign a Applicati on mining right or mineraJ processing licence shall be in Form XXXD( for consent to transfor or set out in the Fifth Schedule. l() assign (2) An application for consent to trnnsfer or assign a mineral processing licence or mining right sl1all- (a) be made by a,n assignor at any time during the validity of a mining right but not less that one hundred and twenty days before the date of expiry of the mining right; and (b) be accompanied by an application for a mining right or mineral processing licence, as the case may be, made by the prospective assignee. 12th September, 2008 Statuto,y Instruments 297

35. (1) The Minister, Director or Director of Geological Grant of' consent to Survey, as the case may be, shall seek the advice of the Mining transfer Advisory Committee prior to gra11ting the consent to assign or transfer.a mining right or mineral processing licence. (2) The Minister, Director or Director of Geological Survey, as t he case may be, shal l, where an application meets the requirements of the Act and these Regulations grant consent to assign or transfer a mineral processing licence or mining right in Form XN set out in the Second Schedule. PART VII ABANDONMENT OF MINING AREA

36. An application for the abandonment of all or any part of Application any land subject to a licence or permit shall be in Form XL set out to abandon land subjccl in the Fifth Schedule. to Iiccncc or pcrmil

37. The Director or Direqtor of Geological Survey, as the Griuit of case may be, shall grant the certificate of abandonment in Fonn certificate of XLI set out in the Fifth Schedule, abandonment PART VIII GENERAL PROVISIONS

38. A notice of appeal shall be in Form XLII set out in the Notice of Fifth Schedule. appeal

39. (I) The fees set out in the Sixth Schedule are applicable Prescribed for the matters stipulated therein. recs, arcn charges, etc. (2) TJ1e maximum sizes of a mining area are as set out in the Sixth Schedule.

40. (1) An applicant for a mining right or mineral Geometric processing licence shall provide to the Mining Cadastre Office the rules fo r cadastral co geographical co ordinates ofall the vertices ofthe polygon applied ordinates for, adjusted to fit into the pre-defined cadastral grid. (2) Co ordinate values shall be exact multiples ofsix seconds and all perimeters shall conform to the exact division. (3) A polygon that forms an application fora licence or m ining right shall be composed bf an exact number of indivisible cadastre units which shall be contiguous. 298 Statutory Instruments 12th September, 2008 (4) An isolated polygon or a polygon which is not joined to the other polygon by one vertex shall not be included in one licence or mining right application.

41. (I) A setting out ·on the ground of the cadastral co Ca.dnstral ordinates shall be made by the use of the official parameters for co o rdinates and beacons the transformation between the topographical map co ordinates setting and the Global Positioning System (GPS) co ordinates. (2) The Mining Cadastre Office shall provide the parameters outlined under sub-regulation (I) in order to guarantee the homogeneity in the positioning of!icences and mining rights. (3) Where t he re is a contradiction between tbe field topographical data and the cadastral co ordinates, the cadastral co ordinates shall take priority.

42. ( l) The Mining Cadastre Office shall maintain an updated Cad astral l... cadastral map. maps (2) The cadastral maps and the cadastre registries shall 1:Je open to the public for inspection.

43. (I) An application under these Regulations shall not be Pegging approved ifto do so would overlap neighbouring Ucences or mining certificate rights. (2) Following the grant of an application under these Regulations, a holder of a licence or mining r ight, subject to the direction of the Mining Cadastre Office shall, at the holder's cost (a) obtain or update the perimeter beacons data; and (b) obtain a pegging certificate. (3) A pegging certificate shall be in Form XLIIJ set out in the Fifth Schedule and shall be submitted to the Mining Cadastre Office.

44. From the commencement of these Regulations, an area Arca subject subject to any conflict or overlap that could affect the mining 10 conflict cadastral activity shall be b locked off until the resolution of the conflict and no application shall be accepted over the area.

45. The Mines and Minerals (Applications for Mining Rights) Re vocal ion Regulations, 1996, are hereby revoked. ofS.I. No. 123of1996 12th September, 2008 Statutory Instruments 299

FIRST SCHEDULE (Regulation 4) REGIONAL MINING CADASTRE OFFICES DISTRICT PROVINCE Kitwe Copper belt Solwezi North Western Livinirstone Southern Mkushi Central Chipata Eastern Mansa Luapula Mongu Westerri Kasama Northern Lusaka Lusaka 300 Statutory Instruments 12th September, 2008 Fonnll CB.wlaliQ.a 9 (2)) (To be completed In triplicutc) REl'U8LIC OF ZAMBIA Tb• Millu and Mlac,.b Dnelopmcnt Att, 1008 (Act No. 7 of1008) Tbc l\flnt1 t od Mint,_b Bevtlop0tent (Gooeral) Regulatu,ns, 2008 APPLICATION FOR A LARGE.SCA.LE MINING UCE!liCE IN RESPECT OF RADIOACTIVE MINERALS Period 2 Mineral.I 3 {o) N1m<(1) ohppUcanl{s) (b) Type ohppllcanl Individual PartnCNhl (a) Datt ofBlnh (dd/mn'l/yyyy) (bl Nllionality (c) ld•ntlty canl (Nation1I Rtgl1tr11ion Card) No, or ru,port No. -(anach co iu Appli<1nt'1 Add m s Tel: E-m11lt (a) Company R•giltration :i'o. {attach eopia or cerdficau: 6 of re ulation (b) Company R•sbtration No. Si natwt of A liW>t individual or authorised comcan re nscntalive 12th September, 2008 Statutory Instruments 301 (b) Shutholdtl3- (Attach copies of identity cards and compa.nle.s Form 2. Issued undu the Comp11nit:11 Act,. Cap. 388) 1-S__hareho==l_der _ _ __ _ _ +Shar=~es~ h.. •l.. d_+- N_aoo _· __na=litv~-+-N~R~C~/Pass=s"°---,'1'1;,-N.. '0--.----i (c) OinlclOill Dire?ctx>r Shores held Nationa.litv NRC/Passoort No. (d) Company Chief Extculivc Oiftcer Name NaUonalitv (e) Campany Sccrewy Name Nalianallt Cumont Mining Righi> or Mining Righi or Licence Country and Loo, tlon Area (km') 8 llcenct1 ln Zambia, If any, by (Ty p• & licence No:) applicant (a) (a) (•) (b) (b) (b) (c) (c) (c) (d ) (d) (d) (•) (•) (•) (f) (f) (I) 9. l'revlo111ly held mining right, M!ningrightorlicencr Count,y ond Localion Area (l<m') or licence& in Zambi.:a, if any, {Type &Liem« No.) by,pplk.to.t 302 Statu1ory Instruments 12th September, 2008 (a) (a) [•) (b) (b) (b) (t) {c) (c) (d) (d) (d) (e) (e) (e) (f) {f) (f) 10 Currmlly held mining rights Mining right or licence Cowib)' ond l.oc,tion M co (Km~ or lic:ence!ll In Zambia, )fa.fly, (TY!"' ·,!,clicencc No.) by :subsidiary c-ompa.nlce (a) {a.) (n) (b) {b) {b) (c) (c) {c) (d) {d) (d) (e) (e) {e) (f) en (f) 11 Currently held mining rights Mining right or lic·ence Cou.nny and Locatic,n Area (Km') or lice.nee, in other c:ou:ntries .(T!pe &Licence No:) hyapplla.nt (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) {e) (e) (e) (f) (f) (f) 1~ (a) Ha.ve you been canvkted of an offence invoh<ingJraud or cilshone,ty or of·any offen.ce under the Ml.ne$ AAd Mineral• Development .Act No. 7 of 2005, or any other law within or ou!side Zambia? 11 yes, specify deblls'. ..... , ...... . , .. .... .. ,, ... , .. .......:., ..... , ....... ... ,. , , ... ,., ... , , ....... , , ,, , , ,, ............ .. ,, ...... ..... , .. ,, Nature of Offence:.... ... .......... ...... ........... ........................................ . .. .... , , ............ .. ,,-., .. .. , ... .. .. Date of Conviction:.,, , .... ,, .... , , ,, ,...... ....... . ..... .............. ... ............... , .............. ........ Sente.ru:e:...............,......... ,,,...................... ,.......... ,................................. ,.............. ,.,,, .. ,, ....... , ,.. ,, ................ {b) Have you be.en declared bankrupt, or tr• company, have you been in iiqu idalion7 Uye.s, specify details.. ......... .. ......... ... .. ... ... .......... , .. .... ...... . ..... .. , .. ,,,. , .... ............. ,, .. ........... .. u ., .............. . ,.. ,,. 13 Have you ever applied fora mining right or licen<e In Zambia? If ye,, plc..e give· detaili!? .... .. .......... ........... ....... ....... .... • Mlrung right or licence applied for l..o<ation Are~km2 Date of ~ppllcatio n Status of application □ Gt'ant 0 Rejection □ PendinP, 14 ·Arca.applied for {a.JI «>0rdindt'S In exact multiples.of 6 ~ec.on:ds-, latitude/longitude format. De~e-Minute--5,c,cond formAl1 Arc 1950) (a) Location Province IDistrict I La<olity (b) Sfu (In Sq. Km.) '"Prospechl;lg lic~nce iU'ea- not •~ceeding iOOOkm' ' Large--scale n\ining licence area- not·exceeding :2SOkn1' •Large -sea:le· Gemstone licence area- not exceeding 250.km:t •Small-scale mining liceru:earea- not eJ<ceedin•.~l<m' 12th September, 2008 Statutory Instruments 303 "Small.,;,cale Gemstone licence area-not exceeding 4km1 •Prospectingpermit area. not exceeding 10knl1 •Artisan's mining rightarea-not exceedino-0.0668km' (c) Coordinate• (Use additional sheet to indicate Latitudes (S) Longitudcs (E) coordinates if required) D D M M s s D D M M 5 5 Comer l Comer 2 Comer- 3 Comer 4 ' Comer 5 Comer 6 Comer 7 Corner 8 Comer 9 Comer 10 Comer 11 Comer 12 15 Append!crs I la\ Pros.,.ctlne Ucence Environmental Commitment Plan (should inclu~e propoaj• for preventwn of J>9lh1t!on, Appendix No. 1 treatm1'0l of wast., _.protedion and reclamation of land and water rewurces and for eliminating.or nllnlmising advme effecoron·thc environment) Prcposed programme of prospecting operatloru (should Appcndilc No. 2 Include an indication of the iI)vestm~I commilml'nt) Appendix No. 3 Proposals for employment and training of citi:,ens of l.ambia. Appendix No. 4 Proposals for ptomQtion of local business development Tax cleararu:e certificate issued urider Income Tax Act (Cap. Appendix No:5 323) Any further !.nlormation which the Director of Geological Appendix No. 6. SWilev mav ..,.,iuJre I (bl 1 ·-e-&,ale Minln° Licen,~ A comprehensive statemento/ the.-mineral deposits in the.area over which.the licancc is·sought (should include details.o(alJ Appendix No. 1 knoWTI minerals proved, e:1timat.ed or inferred1 cce resources ·and minin~ conditions} Proposed programm.e for ("prospe<;ting) and mining operatiO'IJS Appendix No. 2 (should i.l)clude a forecast of canit:al investment the estimated 304 Statutory Instruments 12th September, 2008 recovery rate of ore and mine:ral products, and the prop,osed treatment and dimosal of ore and minerals reooven:d) Environmental Management Plan (Should Include proposals for prevention of pollution. Appendix No.3 trealmEnl of waste, prorection and reclamation of land and water resources and for eliminating or nwumizing adverse effects on the environment\ Appendix No, 4 Details of expected infrastructure requirements Append.ix No. 5 Proposals for employment and training of citizens of Zambia Appendix No. 6 Proposals for promotion of !oal business development Tax clearance certificate (issued wider Income Tax Acl (Cap. Appendix No, 7 323) Appendix No. 8 Plan of proposed minin& ma Appendix No. 9 Any further Information whlch the Director may require le l.an<..Sra!e Gcm1tone Llcence A comprehensive 1tatement of the mineral depoiits or probable deposits in the area over which the licence is sought Appendix No. I (should lnclud1 details of all known minerals proved. estimated or Inferred. ore resoW'Oes and minin£ conditions} Proposed programme for prospectmg and mining operations (should include a forecast of capital investmen~ the 0$limated Appendix No, 2 recovery rate of ore and mineral products, and the proposed treatment and dlsnosal of ore and mineral.s recovered) Environmental Commltmfflt Plan (Shauld Include proposals for prevention of polludon. Appendix No. 3 treatment of waste, protection and reclamation of land and water resoun:es and for elimin.ating or minimising adveme effects on the environment) Appendix No. 4 Details of t!lCpttted infrastructure requirements I Appendix No. 5 Proposal, for ernploymmt and training of citizens o( Zambia Appendix No. 6 Proposals for promotion of lOC'ill business development Tax clearance certllicate Issued under Income Tax Act (Cap. Appendix No, 7 323) Appendix No. 8 Plan of proposed mlni.'1g area Appendix No. 9 Plan for cutting, polishing and ra<:1?ting of ge!!)Stones in Zambia Appendix No. 10 Any further information which the Director may r,qulre Cd) Pros=tin11: Pemtlt Environmental Commitmmt Pim (should include proposals for prevention ol pollution, Appendix No. 1 treal:Jllent of waste, protection ;ind reclamation of !And end water resourceB and for ellntinating or mlnlmising adverse effects on the environmentl Stat2ment of the sum the applicant intlmds lo expend on Appendix No. 2 ooerations Appendix No. 3 Proposed programme of prospe<:ting operations Tax.cleatal\CI! certificate i.>Ned under lnoome Tax Act (Cap. Appendix No. 4 323) Cel Sm.ill-Scale Minln • Llc:en~ Appendix No. 1 Copy of relevant prospecting permit and prospecting r<port Propos.,d progrll/Mle of mining operations (should include forecast of capital investmen~ the e,timated Ap~dix No. 2 r£COvery rate of ore and mineral products, and the proposed treatment and di5'00.<al of ore and minerals reoovcred\ 12th September, 2008 Statutory Instruments 305 Description of the mineral deposit ln Mea over which the .. Appendix-No. 3 licence is sought S~teirumt of duration for which licence is sought (should not Appendix No. 4 exceed ten years) T~ clearance cerlifkate issued under Income Tax Act (Cap. Appendix No. 5 323) Environment.al M!1Mgement Plan (should include proposals for prevention of pollution, Appendix No. 6 treatment ol waste, prole<;tion and reclamatio[1 of land and water re;o\llces and lor eliminating or minimising adverse effects on the environment} Appendix No. 7 Any IU!ther information which the Director may require (i) Small-Scale Gemstone Lkenre PropOSEd programm~ of pr05p~g-and mining operations Appendix No. 1 (should include forecast ol investment and estimated recovery rate ofore and i(emstoties) StatEment of gemstone deposits in area over which licence i.s Appendix No. 2 sought Appendix No. 3 Tax clearance certifitate is.sued und.er Income Tax Act (Cap. 323) AppendixNo.4 Environmsntal Commitment Pl.m Appendix No. 5 Any further inlonnalion which the Director may require• (~I Artisan's Mining Right Environmental Commitment Plan (should include proposals for prevention ofpollution, Appendix No. l treatment.of waste, protection and reclamation ofland and water resources and for eliminafulg or minimising adverse effects on the environment) Programme of irilended mining operatiol\S Appendix No.-2 (Should include proposals for lhe proper ronservalion and use of miootll resources ¢ mining area, in the national intirest) . ~p~~Ji)fyJ?.~ Applicant Date Officer Date FOR OFFICIAL USE ONLY Received by:_ _ _ _ _-,--_ __ _ __ Officer sr.•.MP Amount Received Serial No. of appliration: _ __ _ __ __ 306 Statutory Instruments 12th September. 2008 r-or.mn /Rcgulotion 9 (2)) (fo be completed in trlpllcale) REPUBLIC OF ZAMBIA ' The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General)'Regulations, 2008 APPLICATION FOR A LARGE-SCALE MINING LICENCE IN RESPECT OF RADIOACTIVE MINERALS Sha<fe~:fields for officials <Se otjry. licence code I " . D•I• and Time l ✓ mliirntation'Rt!auirt~ /1£mr=twn,►- ;d,d, 1 Period Minerals 2 3 (a) Nam<{•) of •pplicant(s) (b) Type of applicant Individual I I °'"'""nv l I Co--ooerativel I Pa,tnershio I I 4 (a) Date of Birth (dd/rrun/yyyy) II I I I I I I I I I I I I l l (b) N•lionallty (c) Identity c.ud (National Regio!ntion (;..-dJ No. or Pusport No, - (attach COl>lUI 5 Applicant',·Address Tel: Fax: E-ma.ll: (a) Company Reg:letnlion No, (attach copl.. of mtificott of 6 ,..,,lotion) (b) Company Registration No. Slvnahlle of Applicant (individual or authorised comoonv reu,..entative) 12th September, 2008 S1atutory lnstrftments 307 (c) Sharoholdel!I (attach cople• of Companie, Form 2 l•sued.under the Companies NRC/Passport N<>, Ad, Cap. 388) i,:S;;.h;::ar:.::eh::oc::ld:::•::.r_ _ _ _ _-f-Sh=are=•.:ohe;::1::.d_+N:.:•;:;U::;:onali=li:.:.'l'I----- i-::•::.:lt.:l:::ch=co:::.Jm ""lt;\$::::...._ __, (d} Directors Director Shares hl'!d Nalionalilv NRC/rassoort No, (e) _Company Chief ExecutJy.e Officer Nationalitv Name (I) Company Secretary Name Nalionali~ Current Mining Rights or MiniJig Right or Licence Location Area (km~ 7 l!cence• In Zambia. If any, by (l'ype & licence No.) applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (e) (I) (I) (f) 308 Statutory Instruments 12th Scplem ber. 2008 8, Previously held mining rights Mining right or licence Location ArCil (Km') or lkenc<!'!" in Zambi.ak if any, (Type &Licence No.) by applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) • (d) (d) (e) (<I) <•) (f) ,o· (f) 9 Currently held mining rights Mining right or ficenn, Location Ar<:a(Km') or liccnccA- ln Zambi:\, if any, (Type &Licence No.) by subsidiary companle!I (•) {a) (a) (b) (b) (bl (c) (c) (c) (d) (d) (ill (e) (c} M (J) (f) (I) 10 Currently held mining rights Minirtg rightor licence Location and CO\lflhy Arca (Km'} or licences-in ot·he1·countrlcs ffype &Licence No.) byapplic,mt (a) (a) (h) (b) (1>) (b) (_c) (c) (c) (d) (d} (d} (c) (e) 1i~ (fl I /fi 11 (a) Have y ou bd-n con vld e d of o1n offence involving fraud or dbho:nesty o:r of any o!fonc:e undf.!r, tht,; Min.:.;:1 :rnd Mlnerals Development Act No. 7 of 2008 a r-any oth(r law within or outsl(ie Zambht? If yo., spocily del:ails:.. .. .. . . . . .. . .. . .. . . .. ... ... ... . .. . . ..... .............. ... .. . ... .. . .. .. . ... . ... .. .. .... .. .... ..... .. . .. ..... .. ... ... .•. N.,ture of of.fence:.. ,, . .. .... ,, ......... ... , ..... , .. , ... ·:........ ..... ,., .. ... . ,,... ..... ........... ... ......... .... . ............... ... , ..., , , , , .. , .,..•. Dale of Cmvictio,s...... ..... ........ ..........: ...................... ..... ....... ........................,... .. ...... ................. Sentence'..... ..... . . . . .. . . . . . . . . .. . . . . . . .. . . . . . . . . . . . . . . . .. . .. . . . . . . .. . . . ... . ... . . . . . . . . . ... . . .. . . . ... . . .. ... . ... . . . . . . . . . .. .. . .......... ........ ... ... (b) pave you been declared ba.okrupt or lf :t comp-anyl h;1.ve you been ln Uquidation7 If yes, specify det:ails. .. , ... , ·~······ ~, ...... ..... , ............ , , . . .. . , , .. , , . , ...... ,.........- ... , ......... . , ..,•.. ,,, ......... , ,.. , ... . , . 12 Have you ev,er applied f9ra mining right or licence in Zambia? ~yes please give dt:taUs .... , .... ,. ,. ,, . .... ,, , Mining •r ight or licence ~ppUcd lor Location ,; Status of application o Granted o Pendin~ Area appUed for (~,1roordinn_tes in e.~ct. multip.Jes of 6 second,, l.allt.ude/los,gitu<le fom1.=t1. Oegrtt.'")-tinutc-SL-.;un,I WI •tl.H, ,\re 1950) 13 (3) Location frovince 101"'1"lc, 1 f - -- - 1 - - - - -- - -- - - 1 . - - --L- - -- -- - - - _ ,_ Locality M Si,;e (In Sq. Km,) "Large-scale Mining licence are:a- not.exceedin• 250km; 12th September, 2008 St~1tutory Instruments 309 (t) Coordinates· Latitudes (S) Longitude, (E) D D M M s s D D M M s s Comer 1 Comer 2 3 Corner 4 Com~.r. Comer , Comer 6 Comer 7 Comer 8 Come, 9 Comer 10 Comer l1 Corner 12 14. Al"lnPfldiccs A comprehens:ive stalilment of the mineral deposits in the area over which the licence is sought Ap pemUx No.-1 (should include details of olll<uown mmeral, proved, estimated or inferred, ore res.ourc-es ·Md minint? cunditiOnSl Proposed programme for ('pr~ecting) and minmg o·peratlons (•hould uictude a ~ s t ol capital investment the Appendix No. 2 estimated recOVery rate·o f ore and Ii\.iri.(!ral products1 and the proposed treatment •nd disposal of o,e and minerals recovered} Environmental Management Plan (should.include proposals for prevention or pollution, Appondix No..3 ttta 1:tnent oi waste, pro.te¢on and rt-clamation of1l1nd and n!3.ter resoutces and fur eliminating or ttdnimi.W\g aQve:rs:e effe·c:ts on the environment} Appendix No. 4. DetBils of expected infrastructure requlttments Appendix Ko. 5 Proposals for .emplo)'ment and training of dtizer,., of Zamb,., AppendJ>i· No. 6 Proposal, fur promotion of loc.>l bu,u,es, dev<lopment Tax clearance certiticut:e isJued•under I.nwme T~:c: Act {Cap. Ap.pendi~ No. 7 323) Apponctix No. 8 Plan of proposed mining ore• Plan and descrip tion of miru,, prores.<)ng ladlitfei and Appendi~ No. 9 orooose<I disuosal <lies Copy of lkenc• is,ued under th• Ionizing Radlatjon Protection Appendix No. 10 Ar~ No. 15 of 2005 Programme to educhte persoiu'i.n th~ vicinity of the mln~ or Appendlx N o. 1l planton safety, health and the environment In relation to radiation Programme to.a$sist authorities outsi'dc the mining-area in I Appendix No. 12 . Planninst and vrel:"t.3ri-nrt to Jim.it ad-.:-erse effects of r~diatkin I 310 Statutory Instruments 12th September, 2008 Propoled programme to, selecting, using and maintenance of Appendix No. 13 T'H.">'r<IOt'lal cro~ve eaafoment • Proposed b:aining programme for workers·in relation to Appendix No. 14 iadiation safe_ty Proposed venlilation and dust ,;ontrol methods and associate<! App_endix No. 15, eauinment Proposed ,secwity mea,;=s during mining, processing, Appendix No. l 6 storage, transportanon (includmg nwasures to alert the holder of a.c:l:rnf sabol:afe Storage, trar.sportation and marketing anmgcllll!!lts tn Appendix No: 17 confom\itv with the Nuclear Non-Proliferation Treaty (NP'!') Appendix No. 18 Any further in/ormadon which the Director may re-quire I .m,p'~i~ti;; .,...n fe~ • Applicant Date Officer Date F0R0ffiOAL USE ONLY Received by:._ _ _ _ _ _ _ __ _ _ __ _ __ Officer STAMP Amount Received Serial No. of applicalion: _ _ _ _ _ _ __ _ __ l2th September, 2008 Statutory Instrum ents 311 form Ill IRegulalion '10(1 )) (To be completed in triplicate) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 20~) The Mines and Minerals Development (General) Regulations, 2008 APPLICATION FOR A J\.flNERAL PROCESSING LICENCE S!iaifediie!dif?r-iif.fui(a! 11~ • Licence co_de only. Oal:e and Time Infcmiiat/011,Remtirof. Inronr.ntion·Prn!/dta, "' 1 Period 2 Minerals 3 (a} Name(s) ofapplka.nl(•) (b) T)'p• of applkant Individual I Ccmnanv Co--operativc Fartner,;hln I I l I I l II (a) Date ofcBb:th 4 .(dd!mm/yyyy) I I I (b),Natlonality, (c) Identity cud (Nat!on•I Registration Card) No. or Pa,sncirtNo. 5 Applkant't Address Tel: Fax: E-m~il: (a) Company Registration No, 6 Sl..,•ture of A=licartt (11\dividual or authorised com.,,,nv ,eorescntative) 312 Statutory Instrumel'lts 12th September, 2008 (b) Shmholders Shareholder Shares held Nationality NRC/ PasSOOl"! No. (c) Dlrectom Director Shares held Nationall_fy NRC/ Passport No. (d) Company Chlef Executive Officer N'l!l'le Ne.Jlonallty (•) c~mpany Seaewy Name Nationalilv Current mining righ!s or Mining Right or Lic,nre Location Area (km') Ucences in Zambia, if any, by (Type & li.cence No,) _applicant, (a) (a) (•) (b) (b) (b) {<) (c) (c) (d) (d) (d) (e) (e) (•) (fl l(ll (0 Pttvlously held mining righ!s Mining right or licence Location Area (l<ln~ or li<en, .. !n Zambia,·if any, (Type &Licence No.) byapplkant (a) (•) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (•) i•) l(fj (0 l (f) 12th September, 2008 Statutory Instruments 3 13 9 Currently held mining.eights ~fining right or licence Locati.on Arca(Km2) or licences.in Zambi.a, if any, (Iype &Licence Ne.) by subsidiary «>mponie.• {o) (a) {a) (b) {b) (b) (c) (c] (c) (d) (d) (d) (e) (e) (e) (I) ii\ m 10 Currently h•ld mining right> Mining right or licence t.ocation A."-'• (Km') or litenc.es Ip other countries (Type ~Ucenc. No.) by applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) {d) (e) (e) (c) Im I /fl Im 11 Have you bl!:l!"tt t:Off:V.kted c,f ~ offence involving fraud or diahanesty or of any o££ence u.ndtt the Mines and MJ.ncr.al!I Ad (Cap. 213), the Mlnc, and M;nerals Dovelopmenn\ct, No. 7 of 2008 or any other law within or outside z,mbJ,1 lf yes, specify details,.. .. ............. ...... .... ....... ... ..... .... ..... ...... ............. .. ... ...... ... .... ..... ........ ... .. .. .............. ........ .. . Nature of offence·:_ .. ...... ........ ............................ ......... ............ , .. .... , , ... , .. , .. , ... , .. 04 • ··· - , , . . . . . . . . . . . . . , . . . . . . . . . , . . .. . . . . . . . . . Date of commission:, ....... ........... ... ... ............ ........... ............ ····-· · ..... ... ......... ... ........... , .. ..... .........., ..... .. , .. , ... ... . Sentence:........ ... ... .. ... ... .... ........... ......... .... .... .. ... , .. .... ..... ... ... ...... , ....~. ,,, ......... .. ............... , .. ~.. ........... ,. 12 Have you evor applied {or.a mining right or licence in Zambia? if yes please give dct>il, . .. , . .. .... . . ... . .... . . . , . ... . .. . . ...... . .. ... , ... . . . . . . . .. . . . . . , . . . . . . .,• • • • · " • < • • • L O . . L O, . . . . . . . . . . . . . . . . . . . , • • • • • • • . . . . . . . . . . . .. . . . . • • ••••· • • •• • · • - - • • '1 . . HO Mining right or licence applied for 1.ocati91' Arca km• Dato ol'npplk:atlon Mu applied for (•11 coordinates in exact multiples of 6sec:oncl5, 1a.tifude/longi~de format, Degtee,-Minu\(!.,SL'(.'('n\d forrnr1l, N e 13 !950\ · (a) Locall~n Ptovin.~e D L!ltrict I Locality (b) Coordinates I;atifudcs (S) Long;tu det (E) D D M s s D D M M' s s l Comer 2 Comer 3 Comer 4 Comer Comer Comer COTI\Cf T Comer 8 Corner Comer 10 314 Statutory Instruments 12th September, 2008 Comer u Comer 12 15 AppendiC1'S Appendix No. l Description and _plan of surrounding developments Proposed programme for mineral processing operations (should include a forecast of capital investmen~ proposed plant ~pacily, the estimated recovery rate of mJneral products, Appendix No. 2 and the proposed treatment method,s and disposal of ore and minerals recovered) Envuoranental Management Plan (should include proposals for prevention of pollution, treatment of waste, protection and Appendix No. 3 redama.tion of land and water resources and for eliminating or aunlmisin2 adverse effects.on the environment\ Appendix No. 4 Details of expected infrastructure tequlrements Appendix No. 5 Proposals for employmait and training of citizens of Zambia Tax clearance certificate (Issued underIncome Tax Act (Cap. Appendix No. 6 ~23)) Any further irifotmation whicli Director of Ceological Survey Appendix No. 7 mav rMuire Documentation on title to land or written consent of legal Appendix No. 8 occuoier of land ·A~p]i~aii~ii f;~ Applicant Dare Officer Date ✓ FOR 0FP!OAL USE ONLY Received by:c_,._ _ _ __ _ __ _ _ __ _ SIAMP Amount Received Officer .. Serial No. of application: _ _ _ __ _ _ _ _ _ 12th September, 2008 Statutory Instruments 315 Porm lV (P.cgulaliQ,!l_lO (2)) (To be complc1c-d In " lpU.:alc) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 200&) The Mines and Jl,finerals Development (General) Regulations, 2008 APPLICATION FOR A GEMSTONE SALES CERTIFICATE 'ShadMlields foioffid.11 use 6nly ,. - . ' Licence code I I Date ·a nd Time I Information :Required_ l'n}brm11tro_u,,.P.W"IJidtd ✓ 1 (a) Name(s) of applicant(•) (b) 11.Wden name I I I I I I I \c) Type ohpplk•nl Individual Parmcr:;hip I I 2 (•) Date ofBirth (dd/mm/yyyy) I I I I I I I I I I I I I I I (b) N•tionality (c) Identity card (No6ana1 Re_gistntion c.ard No. ot Pmoort No. l 3 Applicant', Addle.. Tel: Fa,cc E-moll: 4 R..ldential Addre•i· 5 Types o.f Gemstones, 6 PartkularS of fi~nc:e (a) Name and oddress 0£ ha.nkc:o (b) Telephone No. -------.---· ----.. --------------------------------· ------------------...... ·-. ---- . . (c) Fax No. ---- ---- ------ -····· •· -···•-··--------· -·· ·········· ···· ····-···-· -···· · · ········ · (d) E-mail (Finandol reference.(oU\or lhan 7 own bankers) (a) ......................... ··-·-··· --------· ·- . . . ..... ------------- --....... ···--·."' (b) 316 Statutory Insftuments I 2th September, 2008 8 Appendices Appendix No.1 Copy of Natioral Rel1istralion Drdor Passport Appendix No. 2 Ban.\ accountstatement orletter from bank Appendix No.3 Copies of qadint (Gemstone buvint and sales!relUrns, where appucable Appendix No. 4 Details of otmr assets Application fee I, .,...,.,..,,..............,.,.,,.,...............,. do hereby declare that the information given above is true and correct to the best of my knowledge and belief.* Signature-......... ,........ ,, ....... ,, ............ ,....... Date........ ,.................................. .......... . Applicant Date Officer Date FOR omaAL USE ONly Received by:_ __ _ __ _ _ _ __ Officer STAMP Amount Received _ _ __ _ __ __ Serial No. of application: _ __ _ __ _ *Note.: Any declaration in this application which is to the knowledge ofthe make!,fi1/se or untrue, shall renderthis application void ab initio. 12th September,2008 Statutory Instruments 317 FonnV ~It) (To bc compl.ioo in trlplkatc) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Ad, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 APPLlCATION FOR AN ANNUAL OPERATING PERMIT Sha'd.ed ii2)ds for olf!dM u,;a licence code only Date and Time Infomiatien ~emtired foformation Prov~d . ✓ 1 Mining Righi or Ucence No, 2 (a) N>Jlle(•) of •ppl!conl{s) (b) Type of applicant Individual Company Co-operative I ParlI'lcrshtp I 3 (•) Date of Birth (dd/rnm/yyyy) I I I l l I I I I I (bl Nal.ionalliy (c) ldentily card, N•tlo"al Registnlion Card No. or P•sspoJt No.) (•lt.t<h co11lcsl 4 Applicant'• Add.res, Ttl: Fax: E-mail: (•J Company Rcgutration No. (altach <llplo of ctrtlfiate of rtg!JtntiOD issued unda !he 5 Com11.m.les A~ Cao. 388) (b) Sh,reholde"' (•ltKh copies of ldenlity cordll ShBreho!der Shares hold Na11onabtv NRC/Pas=rl No ... ··········· ............... ······•·------- ···········---- . .. ..... ----. ••••••• ·········-·---•·····•·----· ·· ·····--·-----· ····-··-···---·· ...... -· · ••····. ···-- ···········---------·····-·· ............... ·······-·--····· ••••••••••••••• •••••• .. --------······- -------- .······----·... ... ··· ·-···· .. ·····-••········· ·--· -·· ................ ··-·······-··· ······----······ ····--· .......... ---· 318 Statutory Instruments 12th September, 2008 (c) D!ttctors Shares held Nationalitv NRC/Passoon No. (d) Comp•ny Chief Executive Officer ..... N_ame _______ _ _ _ _ __ _N_·_ _ _tv...,..._ __ _ _ _ _ --+----< ationali (e) Company Semtuy Na.a,e Nationalitv 6 Appendku Safety, health and erwironmental report. (u,dudes status o( Appendix No. 1 envlrorunen1111 mana.-emcnt plan over last one year) Cunicula Vita• of appointed 00mpetent pmons (sah!ty, lwllth. App,ndix No. 2 environment and aUAlitvl Appe,dix No. 3 Details ol lolt time accidents and fatal!lies ovu last one yu.r Appendix No. 4 Pollution irddent and measures taken reports App,,nda No. 5 Employment levels (holders and oontractors) Mining methods, mineral processlng methods and any changes Appendix No. 6 thereto over the lost one year; equ!pmmt in operation and e"nl "men! o!OCURd in last one vear Statu, report on training Schools (mining, processing plants, Appendix No. 7 mechanical Hminment ooerati<JN U\d first aid) Application fee: beclaraijon I ............................................................. hemy deciart th•t the holda shall C0111PIY with fae provi!ions of the Mines and Minerals Development Act, No. 7 of 2008, the Explo,i,•es Ac~ Cap. 115 the Workers' Compon,Ation Ac~ No. of 1999, and other relevant laws ol Zambla. Signature................................... Dall! .. .............................. (Holdtt/ Agent) Officer Oare FOR OffiQALUSEONlY Rocelv~by·_ _ _ _ _ _ _ _ _ __ __ Officer STAMP Received _ _ _ _ _ _ _ _ _ __ Serial No. of application: _ _ _ __ _ _ __ _ 12th September, 2008 Statutory Instruments 319 FonnVJ ~ 12) (fo be completed il1 triplicate) i REPUBLIC OFZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7of 2008) The Mines and Minerals De~elppment (General) Regulations, 2008 APPLICATION FORPERMIT TO IMPORTfEXPORT MINERAL, ORE OR MINERAL PRODUCT Shade1ffield,I. fiir offidal;u.~ • Licence code ooly ~- . Date and Time _ ' ._c_Cc. Ir,(ormpfiqtfE,eqµire:1L; .. Mimiiiation Pravid'ed-• ~ Typeof Minerals or Mineral 1 . producb to bt rt 2 Period 3 (a) Name(,) of appllan~s) (b) Type of applicant Individual Comoanv C0<>perative Partnmhlo 4 (a) Date of Birth (dd/mm/ yyyy) II !I II f I (b) Nat!onilily (c) Identity card (National Regialration Card) No. or Pml!Ort No. 5 Applkanrs Addresa Tel: Fax: E-mail: (a) Company Regimtion No. (Attach copies of Registration certlfltate Issued undtr the 6 Compmies Ad. Cap.388) * Delete whichever is not applicable 320 Statutory Instruments 12th September, 2008 (b) Shareholders (a~dl co1>ie8 ofldenlltv card, Shareholder Shares held Nationality NRC/Passport No. (c) Olmton Director Shares held Nalicmalily NRC/Passoort No. -- -· - •••• · · ·· · ·· · · · · ··--····· . ........ . . . . . . --- - - - ••• --- -· - • • • ••• ••••• --- ..... . . . . .. ... 1--- • •••• • ••••• ....· - -- - ---·-··· ·· ·-- - - - - - - .. • • • · ·· ·· · · · - ----- -- ...... . . . .. . . . . . . . .. . .. ____ 1--- (d) Company Olla Exe<at!ve Offlc•r 1--Naml!-+-----------+-N_ali_ - ·onali_i..._tv,+-------- --+----1 (e) Company Sern:tuy Name Nationality (a) Dfflin.otion of •cxpo,¢mport (b) Nam. and addreN ol 7 rtchriart Q,witlty and value of mlnenl commodity to bt 8 ,-,rted/imnorted 9 Appendlm (a) Export Pmnll Appendix No. 1 Mineral ana!ysl.! certtllcale i5sued by the Director of Geqlog!cal Survey Verifkation rtp0rt Cl\ mmiiral royalty payment from the Commissloru!r- Appendix No. 2 Gmeral Appendix No. 3 Secwity dearance by the 2.ambia Police l"Oite Appendix No. 4 Copies of certified production returns made by the holder Appendix No. 5 Mining right or mineral processing licence or Gelll.'!tooe sales certificate (bl Import Pmnll AppendiKNo. l Supply amtnct docwnmts Appendix No. 2 Mineral analysis report 12th September, 2008 Statutory Instruments 321 Appendix No. 3 Company re_gislrallon delalls dix 4 Proof of pu.rc.hase and clear.w:e frQm country o/ export Appen • No. should ir,c!ude co • of receJ Is and e rt dooimentation ,~ i-!!~ ~~~tlt -d~~¥' Applicant Date Office? l'UK m 'FICIAL USEONLY Receivedb y ; ~ - - - - - - - -- -- Officer AmountRe<:elved _ _ _ _ _ _ _ _ __ Serial No. of appllr.,,tiQn: _ _ _ _ _ _ __ _ 322 Statutory [nstr_uments 12th September, 2008 Form\~J ~ 13) (To be complete<! in triplicate) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 APPLICATION FOR CONSENT TO ACQUIRF/STORF/ TRANSPORT/SEU/ EXPORT RADIOACTIVE MINE.RALS .. .. f]!!f!s'~ '~ ~:~=. Licence co de Date and Time l I 1nwijjg.ttir1i/&ai!ii'iii:±t' °ftf~6iiri ·ptovlefid:: . ✓ Type or Mlltenh or Mineral 1 I ~..1ucts 2 Period 3 (a) N•me(s) of applkant(,) (b) Type of •iwlh:•nt !ndividuail I Comrww ] I Co-<>oerati,·eT T Partnership I I 4 (a) Dal< of Birth (dd/rnrn/yyyy) I I I I I I I I I I I I 1 l I l (b) Nationalfty (c) lde.ntlty <ard (National Rtgistratlon Card No. or PA1111p0rt.No.) (d) Source (e) Tranlpomtion method (f) Export recipient and full addre.. (g) E>port quantity (h) E>part value (i) Rlidiatlon.Protection Offloei: (i tta<h appointment documen~tlanl 5 Appliunt'a Addre•• T,l: Fax: E~m1il: (a) Deotinatlon of mlncra! commodity (b) Name and •ddi:.,, of 6 rcclofen•.11..·---e.r 12th September, 2008 Statutory Instruments 323 (c) Quu,tlty a»d value of mineral commodlty [a) Company N•m• (b) Company Addre•• (c) Compiny Registtation No. (attach coplee of reg!•lration cm:i!iat-e istued under the Comi,anlea Act, Cao. 388l (d) Shareholden (Attocb copi•• of ldent!ty card.ol Shareholder Share,held Nationalitv NRC/ Pa,soort No. (e) Olrector, Dir<!ciOT Shares held Nationamv NRC/?ass,:,cct No. (f) Company Chief Executive 6rrJc...- Name l Nationalitv I Cg) Company Smeta,y Name 1 Nationalitv I S Append!,.. Copy of Ucence from Radiation Protection Authorlty (acquisilion, Appendlx No. I storaPe, t:raJ.~-rtati"on or ..- .rt) Security measures{i,ndorscd by lnspecto, General of P<>lice O!'.d Appendix No. 2 the Office oflhe President) AppendlxNo. 3 Compa.ny reg!stzalion details Appe,,dixNo.4 Minera.l analysis certi/kat, granl,!d by Director of Geologkal Survey .r·r.; 324 Statutory instruments 12th September, 2008 l declare that lhe tedp!cnt of this ""port s-.inslgnmcnl ,hall no~ wider nny rircurnswv-...es, return 011y msing nuoor fuel wast" to Zambia. Applicant Date Officer FOR OFF1CIAL USE ONI.Y Roreived b J ' ' - - - - - - - - , , - - - - - - - - -- - Officer STAMP Amount Received Serial No. of applicotion: _ _ _ _ _ _ _ __ _ 12th September, 2008 Statllfory Instruments 325 Pom,Vlll ~ 14} (To be compleled In triplle,t,} REPUBLIC OF ZAMBIA The Ml.'les and Minerals Development Ad, 2008 {Act No. 7 of 2008) The Mines and 11,1.inerdl&Development (General) Regulations, 2008 APPLICATION POR MINERAL ANALYSIS CERTmCATE Sh>ded. /icldJ for uflicW uJt cnly Licence code Date and Time Infon11anon Reauircd TnformaHtm Prauided ✓ l (•) N•m• (•l of •!'Plic.ant(o} (bl l'yp• of oppUant (•) D•he of Blrlh lr.dlviduol I I eom......I I ,.,,.,,.,...u,a I Pa,.-1nl I 2 (dd/mm/yyyy} I I I I I I I I I I I I I I I (b) Notlo:o•llty (c) ld•nUty caRI (Natton•I R<gl,ttotlon Card No. o, P~sMmNo.) 3 Applkant't Ad~~ Tol: F.vc &m.tll Compan)• Rtglatr.atfon No. 4 Mineralt or mineral p.roductJ 5 to be in,11,lvlfd 6 Atw)-.lt nqum<d Application fc• Apptic=t Date FOROEFICAL USE ONLY R«,,!v<!<!by_ __ __ __ __ _ __ _ Officer ST/\MP Amount Received Serial No. of •ppll<,>bo,~ - - -- - - - -- - 326 Statutory Instruments 12th September, 2008 Form rx ~15) {To be completed in triplicate) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Ad No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 APPLICATION FOR A VALUATION CERTIFICATE Shaded fieldsfur-pflicia) use ooly Llc:ence code Date and Time Infm-mtitionReaufred j nfr:11:mation Provided ✓ l (a) N•m•(•) or•ppl.lanl{s) (b) Type or •pplicont Individual I I Com=nv I I Co-ooerative 1 Partnership I I 2 (a) D•te or Birth (dd/ oun/yyyy) I I I I I I I I I I I l I I I (b) N•lionallty (c) Identity uni (Notional Regbtration Cud No. or l'assnort No. \ 3 Applicont's Address Tel: Fax: B-milil: 4 Company Registration Nu. Minenls OT Mineral product, to be vala.ed Source of minerals (a) Shareholden Shareholder Shares held Nationa.Htv :-SllC/ Pas<nnrt l'\o. 12th September, 2 008 Statutory Instruments 327 (bl Dlredon Director Shares held Nationality NRC/Passporl No. (c) Company Chief Exocut!ve I I Offi<er ""'"N~a m e = + - - - - - - -- - - - - - t -N_ _ ati-~onali_l- - " - t t v - - - - - - - - - t - - 1 (d) Comp,1-ny Secretary Name I Nationalitv I i--:-=::.....i.- - - - - - - - - - - = = = = - - - - - - - - + - - - 1 ApplicAtion fee Applicant Officer Date FOR omOAL USE ONLy Received by._ _ _ _ _ __ _ _ __ __ _ Oftic= STAMP Amow,t Received Serial No. of application: _ _ _ _ _ __ __ 328 Statutory Instruments 12th September, 2008 FormX ~ 16 (1)) (To be completed in lripbate) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 orl008) The Mines and Mineral Development (General) Regulations, 2008 APPLICATION TO OPERATE A MINERAL ANALYSIS LABORATORY Shadei!'.B~n~ :only. Licence code Date and Time Information &au.ired Inforinntion Provided . ✓ l N~ a.nd location of labontn.v 2 (a) N•.m •(•I of •pplkant(s) (b) Type of • ppliant Individual I I Com=nv I I Co-ooer.itive I Pannershio I I (a) D•t• of Birth 3 (dd/mm/yyyy) I I I I I I I I I I I I I I I (b) Nationality (c) Identity c.nd (N•lional Registration Card No. or PusoortNo.l 4 Appllcant'1 Addres1 Tel: Fu: B-m.oll: (a) Company Registration No. (Attach copy oi «rtlficate o! regi11tntion iuued under the 5 Comn•••u Art. Cao. 3881 (b) S!w,holdm Shareholder Shares held N ah.onal.itv NRC/Passnon No. 12th September, 2008 Statutory Instruments 329 (c) Dir<,'IOrs Shares hold Nationali~· NRC/P,~,i No. D'.rector I (d) Computy Ouef Executive Offittr Name Nationality I (e) Company S.crewy Name I Natiotwity J 6 Appmdkeo Appendix l Curricula Vitae of key personnel Appendix2 SbmdA?ds, local and international cmilication Appendix3 Company registration detail5 Analytical equipment in laboratory and year of manufacture, state o f Appendix4 eauioment and other detads _Applicati,on fee I Applicant Date Officer FOR OFFICIAL USE ONLY lwceived by:_ _ _ _ _ _ _ _ _ _ _ _ __ Offioo: STAMP Amount R<a,ived Senal No. of application: _ _ _ _ _ _ _ __ 330 Statutory Instruments 12th September, 2008 Form XI ~ 16 (2)) (To be annpleted in triplicate) REPUBLIC OF ZAMBIA The Mines and Minerals Development Ad, 2008 (Ad No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 APPLICATION FOR AN ANNUAL GEOLOGICAL OR MINING CONSULTANCY PERMIT Shai!ed fielcu for official use only Ucencecode ; Date and Time Information Re11Uited 1nrc;nnatio11 Frovided 2 Period (one year or I•") 3 (•) Na.ax(,) of •ppli<.mt(•) (b) Type of applicant Individual I I Comoanv I I Co-cpe:odve I Partnen!uo I I 4 (a) Date of Birth (c!d/mmfyyyy) I I I I I I I I I I I I I I I (b) Nationality (c) Identity atd (National Regi.tntlon uni !l;o. or P&Uport No. l 5 Applicant's Addttsl Tel: Fu: &mall: (a) Company Reglstntion No. (Attach copies of ttgiltra.ticm certificate Issued under the 6 ComowH Act. Cap. 388) (b) Sruin:holden :::::=.:::ho=lde=.r- - - - -+:Shares i.::Sh ==hel= d'---F :· N:::at!oNli = ::itv,___f.!NR =C:,.:.;/ !Pa== =••t..:. N:.: o:_.~ 12th September, 2008 Statutory Instruments 331 {c) Oln,cton Shares held Naticnalitv Dir<ctor KRC/ Pa••pon No. (d) Comp.u,y Chitf Executhe Offktr Nationalit-, I {e) Company Sectttary N.une I Nalional.itv I 7 Appendkt5 Appendlx No. l Cu.rricula Vitae of key pe:noonel and certified copies ol certi6carcs Cerlified copies of registration with the Engineering INtitute of Appendlx No. 2 Zambia and Engineers Registration Board Appendix No. 3 Details of previous prolessionol expttien:e Appendix No. 4 Company registration details • ?-- .•- • _Ap_p_ljcftti?.n £~eij,t numbe,: I Applicant Date Ollicer FOR 0FFlOAL USE 0NtY Received by,._ _ _ _ _ _ _ _ _ _ _ _ __ Officer SfA.'-"!P Amount Received Stria! No.of application: _ _ _ _ _ __ __ 332 Statutory Instruments 12th September, 2008 FormXll ~17) REPUBLIC OF ZAMBIA T he Mines and Minerals Develop ment Act, 2008 (Act No. 7 of 2008) The Mines and Minerala Development (General) Regufations, 2008 FORM OF AUTHO RISATION OF AGENT 1/ We (l)............................................................................................ (l) H.,., insert the full nmnes of the have appointed (2) .......................... ................................................... . per,on authorim,g. and in the case of a of ............................ ....................................................................... - company, the name of the Diredor to act as my/ our agent for (3) ............................................................... (2) Here insert """"' and address ol agen1 and request that o.11 notices, requisition and communications relating thereto (3) Here ' tate the may be sent lo such agent at the above address. partcuw ma- or proceeding for which thugent is I/ We here hereby revoke all previous aulhorisations, if a.ny, in respect of the appointed, giving the same matter or proceedings. ruerence number u known I/ We hereby declare that I am/we are a (4) .................................... Dated this ................................ day of ......................... 20 ......... (4) Here state (5) ......................................................................... .. nodonalltv ol principal. Signature of principal Address (6) ................................ .............. .................................. (5) To be signed by Dated this ................................ doy of ......................... 2il ........ pesson appointing the agent (5) ......................................................................... Signature of agent ~~ ~ ~ess Address (6) ................ ............................................................... address of principal 12th September, 2008 Statutory Instruments 333 form XIII ii ~ 20) REPUBLIC OF ZAMBIA The Mines And Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 REQUEST FOR FURTHER PARTICULARS (1) Here insert To (1)........................................................................................ the full names and address of the applicant IN THE l'vlATrER OF (2) ............ ..... ............... ........ you are hereby (Application reference) (2) Here insert requested to furnish the foll= ing information or documents in respect of the reference No. of the application your application: and the type of application (a).............. ......................................... .................................... ........ . (b)........................ ............ ............................................ ................... . (c) ........... .......... ..................... ........................ ..................... ············· (d)................................ .......................................................... ........ within seven/fourteen days of this notice. If you fail to furnish the reque, ted W ormation within the stipulated period, your applica tion will be treated as invalid and shall be rejected- Dated thi, ................. .............day of ............................. 20...... . (3) ••••••••••••••••• ••••••••••••••••••••• Signature of Cadastre Officer The Head of Mining Cadastre Mining Cadastre Office Exploration House Government Road Lusaka. Zambia 334 Statutory Instruments 12th September, 2008 FormXlV ~ 21) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 NOTICE OF SUCCESSFUL APPLICATION To (1).................................................................................................. (1) Here insert the full IUlil\es and IN THE MATTER OF (2) ................................................................. you address of are hereby notified that your application fot (3)...................................... .. applicant has been accepted on the following "conditions: (2) Here insert the reference No. of the application (a) ......................................................................................... . (b) (c) .... .......................... ... ... ... .... ..... .. ... ....... ... ...... ........... . (d) ............ ................... ...... .............. ....... ... ........ ...... ,..... . (3) Here insert type of application Dated this ....................................day of .........................20.... .. . (Minisw/ Director/ Dtrector of Geological Survey/ Director of Mines Safety) • Condrtion, may be au&cbcd on a sq>arlltc: WC:t, if ncccsmy 12th September, 2008 Statutory Instruments 335 Form XV ~22) REPUBLIC OF ZAMBIA The Mines and Minerab Development Act, 2008 (Ad No. 7 of 2008) The Mines and MiRenJa Development (Genera.I► Regulations, 2008 NOTICE OF UNSUCCESSFUL APPLICATION To (1) ............................................................................................ (1) Here insert lhe full names and address of IN TI-IE MATTER OF (2) ................................................................. you applicant are hereby notified thatyc,ur application for (3)...................................... .. (2) Here insert has been rtj<cted on lhe following grounds: the reference No. of the application (a} ......................................................................................... . (b) ... ............................................. ............... .... .... ....... .. .. (c) ············ ······· •············· ··· ··· ····················•··· ····· ············· (d) ... ...... ... ............. ... ....... .... ..... ....... ...... ..... . ............. .. ... . (3) Here insert type of application Dat,ed this ....................................day of .........................20...... . (Signature of Minister/ Director I Director of Geological Survey/ Dirl!Clor of Mines Suety) 336 Statutory Instruments 12th September, 2008

THIRD SCHEDULE rRegulation 23 (1) and (2)) Form XVI CB.wll1ll!D 23) i REPUBUC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 UCENCENO..... ......... ..... . PROSPECTING LICENCE (Section 16 ofthe Mines and Minerals Development Act, No. 7 of2008) Holder's name ................ .......................................... .... ................... ..... ...... .... .. .... . Address............ ..... ................ .................... ...... ............. .............................. ........ ... . The prospecting area shall be the area descn'bed in the Schedule and annexed hereto and bo.r dered .... ............................................. on the Plan. The licence relates to the following minerals ..... ..... ....... ............. ..... .... ..... ........ .... .. The licence is granted for a period of ............................ ... ..... comm!!ncing on the ... ... .... .. day of .. ..... ... .......... .............................. ..................... . The conditions of grant of the licence are as shown in the Annexures attached hereto. Issued at .. ..... ........ ... ... ............ this ........ ... .. .. ... ... day of ....... ........................ . Director of Geological Survey ENDORSEMENI' OF REGISTRATION This Prospecting Licence has this ............................. day of .... ............... ....... ..., ... ... . . . . . . . . . . .. .. .. .. .. . .. .. .. . . .. .. been registered in the ~ter. Director of Geological Survey 12th September, 2008 Statutory Instruments 337 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Relosuation No. Geological Survey 338 Statutory Instruments 12th September, 2008 Form XVII ~ 23) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Deve1opment (General) Regulations, 2008 LICENCE NO..... . LARGE-SCALE MINING LICENCE (Section 27 of the Mines and Minerals Development Act, No. 7 o/2008) Holder's name ..................... .......... ........................................................................ Address........ .. .. .. ..... ... .. ... ......... ...... ........ ............... ... ........... .......... ....... .... ......... .. .. .. The mining areas shall be the area described in the Schedule and annexed hereto and bordered ................................................. on the Plan. The licence relates to the following minerals ... .................... .......... ................ .. ....... ···········································································•··························· ··········· ·········· The licence iB granted for a period of .................. ................ commencing on the ........... . day of ............ ................., ............................ .... .................................................. . The conditions of grant of.rhe licence are as shown in the Annexures attached hereto. Issued at .................... ................. this ........................ day of ............. ......... . Director ENDORSEMENT OF REGrsrRATION This Large-Scale Mining Licence has this ................... day of ..................................., ...·............................................ been registered in the Register. Director 12th September, 2008 Statutory Instruments 339 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Reeistration No. 340 Statutory Instruments 12th September, 2008 Ponn XVIIJ (Kwlru.ilm 23) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 LICENCE NO. ..... LARGE-SCALE GEMSTONE LICENCE (Section 38 oft}le Mines and Minerals Development A ct, No. 7 o/2008) Holders name .. ..... .. .. ... .... ....... ...... ...................... ... ... ......... ... ... ..... ...... .. .... .. ....... .. .. Address.. .... ... .. ...... ... ........ .. ............... ... .. ........ .. .. .... ........ .. ......... .. ...... .. ... ............. . The mining areas shall be the area described in the Schedule and annexed hereto and bordered .................. ............................... on the Plan. The licence relates to the following minerals..... ..... ......... ..... , .. ......... .... ...... ... ........ . The licence is granted for a period of................. .. ... . .. .... .... commencing on the ... .. ..... .. day of ..... ................ ............ ..... .................. ..... ......... .. The conditions of grant of the licence are as shown in the Annexures attached hereto. Issued at .... .. ....... , ... ................ .. ... this ....... ..... ...... .. . day of ........................ .. Director ENOORSEME!'IT OF REGISTRATION This Large -Scale Gemstone Licence has this ............. .. ........ .. day of .. ...... .. ........ .. .. ...., .. .. .. .. .. .. .. .. .. .... ... .. .. .. . .. .... been registered in the Register. Director 12th September, 2008 Statutory Instruments 34 1 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Re2istration No. 342 Statutory Ins truments 12th September, 2008 Form XIX <.B.wlA1i21123) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PERMTI'NO ..... .. ............... . PROSPECTING PERMIT (Section 49 of the Mines and Minerals Development Act, No. 7 of200lf) Holder's name .......................... .................................................. ....... ................... . Addxess.................... : ................................. .................................. ...................... . The prospecting area shall be the area described in the Schedule and annexed hereto and bordered .................. ............................. .. on the Plan. The permit relates to the following minerals ...... ...... ...... ...... ............ ...................... ········· ······-·············· ····································· ··········· ··· ·························· ·················· The permit is granted for a period of .................................... commencing on the ............ day of ...... ................................................... ...... ............................................... . The conditions of grant of the permit are as shown in the Annexures attached hereto. Issued at ................ ................. this ............... ... :.. day of ...... ........... ............... Director of Geological Survey ENDORSEMENT OF REGISIRATION This Prospecting Permit has this ............................. day of .............. ..............., .......... . .. . . .. .. . . .. .. . . . . .. . . . . . .. .. ... been registered in the Register. Director of Geological Su.rvey 12th September, 2008 Statutory Instruments 343 Amendments Date of Amendment Details of Date of Registration Signature of Director Amendment and Relristration No. Geological Survey 344 Statutory Instruments 12th September, 2008 Form XX (l!.wdlli2n 23) REPUBLIC OF ZAMBIA The Mines and Mine.r ah Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 LICENCENO ...... SMALL-SCALE MINING LICENCE (Section 56 of tlie Mines and Minerals Development Act, No.7 of2008) Holder's name ............................................................................................................ . Address.................. ............................................................................................... .. .. . The mining areas shall be the area described in the Schedule and annexed hereto and bordered ......... .... ........... ............ ... .......... on the Plan. The licence relates to the following minerals ....................................................... ............... . The licence is granted for a period of ....... ... ...................... commencing on the ................... . day of ............................................................. ....................................... ................... The conditions of grant of the licence are as shown in the Annexures attached hereto. Issued at ................................. this ......................... day of ....................... ..... .. Director ENDORSEMENT OF REGISTRATION This Small-Scale Mining Licence has this ...... ................... day of ......................................... .. .. .. .. .. .. . ... . .. ... . .. .. . .. .. .. . .. .. .. .. . .. . .. ... been registered in the Register. Director 12th September, 2008 Statutory Instruments 345 form XX IB.wlalliln 23) ii REPUBLIC OF ZAMBIA The Mines and Mineral& Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 LICENCENO...... SMALL-SCALE MINING LICENCE (Section 56 of the Mines and Minerals Development Act, No.7 o/2008) Holder's name ...... ........................................................... ... ................. ... ................... .. Address......................... .... ................................................................................... .... .. The mining areas shall be the area described in the Schedule and annexed hereto and bordered .............. ..... .. .......................... .. on the Plan. The licence relates to the following minerals ....................................... .............................. .. ···························•································· ........................ ............................ ............... . , The licence is granted for a period of ................................ commencing on the ................... . day of ................................ . ..................... ...... ................................. ..................... , ... The conditions of grant of the licence are as shown in the Annexures attached hereto. Issued at .......... .......... ....... ,..... this ............ ..... .... ... . day of ............................. . Director ENDORSEMENT OF REGISIRATION This Small-Scale Mining Licence has this .. ... ................... . day of ...... .......................... ... ....., .................................................... been registered in the Register. Director 346 Statutory Instruments 12th September, 2008 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Rettistration No. 12th September, 2008 Statutory Instruments 347 FormXXJ CReguiation 23) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 UCENCE NO. ···- SMALI,SCALE GEMSTONE LICENCE (Section 66 of the Mines and Minerals Development A ct, No. 7 of2008) Holder's name ........ .... ........................ . , ..................................... ...... ............................. . Address ... .......................... ............................... ........................ ,................................ . The mining areas shall be the area described in the Schedule and annexed hereto and bordered ................................................. on the Plan. The licence relates to the following minerals ........................... .......................... ................ .. The licence is granted for a period of ..................................... co!IllJlencing on the .............. ... day of ......... .................................................................................................. ............ . The conditions of grant of the licence are as shown in the Annexures attached hereto. Issued at ................................. this ........... _ ........ day of .... ............................... . Director ENDORSEMENT OF REGISTRATION This Small-Scale Gemstone Licence has this ......................... day of ................. ........... . ......... ....................... been registered in the Register. Director 348 Statutory Instruments 12th September, 2008 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Re<ri~tration No. 12th September, 2008 Statutory Instruments 349 FonnXXIJ ~23) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 LICENCENO...... ARTISAN'S MINING RIGHT (Section 75 of the Mines and Minerals Development Act, No. 7 o/2008) Holder's name ......... ............................................................. ............... ......... ........ . Address•••••••••••••••••••••••••• •••••••••••••••••••••.••...•....... ············ ········· ······················ ········· The mining areas shall be the area described in the Schedule and annexed hereto and bordered ................................................. on the Plan. The right relates to the following minerals .............................................................. .. . ...... ............ ...................................................... .................. ............ .. ............ ........ The right is granted for a period of ................................ commencing on the .............. .. day of ......... .............................................................. . The conditions of grant of the right are as shown in the Annexures attached hereto. Issued at ........................... ...... !his ......................... ... day of .-. ..... , ............... . Director ENDORSEMENT OF REGISTRATION This Artisan's Mining Right has this ......................... day of ............ ......................., .. .. ........ .................. ................. been registered in the Register. Director 350 Statutory Instruments 12th September, 2008 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Rerutration No. 12th September, 2008 Statutory Instruments 35 1 Form )O(IU C&wllliwl23) i REPUBUC OF ZAMBIA The Mines and Miner.us Development Act, 2.008 (Act No. 7 of 2008) The Mmes and Minerals Development (General) Regulations, 2008 LICENCE NO...... MINERAL PROCESSING LICENCE (Section 84 of the Mines and Minerals Development Act, No. 7 of 2008) Holder's name ............................................ ...................... ............ ............. .... ................ ....... . Address.... ............ ......................... ... ........................... ........ ............... ..... .... ........ ..... .,......... . The mineral processing area shall be the area described in the Schedule and annexed hereto and bordered .... ............................................. on the Plan. - 11\e licence relates to the following minerals ................ ................ .... ...................... .................. .. The licence is grar\ted for a period of ...................... .... ........... commencing on the ........................ .. day of ....... ..... ................................................ .................. ................................... ............. .. The conditions of grant of the licence are as shown in the Annexures attached hereto. Issued at ..... ....... .... .... .......... ... this ..................... day of ......................... .................. Director of Geological Survey ENDORSEMENT OF REGISTRATION This Mineral Processing Licence has this ............... .. ........ day of ............ .............., ....... .............. .. .. .. . . . .. .. . .. .. .. .. .. . . .. . .. ... been registered in the Register. Director of Geological Survey 352 Statutory Instruments 12th September, 2008 Renewals and Amendments Date of Renewal or Details of Renewal or Date of Registration Signature of Director Amendment Amendment and Reoi~tration No. 12th September, 2008 Statutory Instruments 353 Form XXIV CRwliW.n 23) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Ad No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 CERTIFICATE No. .... .... . . .. GEMSTONE SALES CERTIFICATE (Section 94 of the Mines and Minerals Development Act, No. 7 of 2008) (PARTVll) Name of Holder .. .......... ... .. . .. .... ....... .. .. ... .......... .... .. ... . ....... .... .. ... . ... .......... . . ...... ... . Address ...................... ... ................................ ....................... ..... ............. ............. . The certificate is valid for a period of one year commencing on the .. ... .. ... ........ ........... ..................day .... ... ... ........ ........ .... ...... .... of .. .. .. ..... . ... .-.. . ....... . The conditions of grant of the certificate are as shown in the Annexures attached hereto. Issued at ......... . ........... . .. .. ....... this .................. ... ....... day of ... ......... ...... .. . ........... . . Director ENDORSEMENT OF REGISTRATION This Gemstone Sales Certificate has this . ..... ....... .. .............. ...... . .. . day of ...... .. . ... .... ........... . . . . . . . . . . . . . . . . . . . .. . . . . . . . . .. .. been registered in the Register. Director 354 Statutory Instruments 12th September, 2008 FonnXXV ~ 2 3) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) - The Mines and Minerals Development (General) Regulations, 2008 PERMIT NO . ..... ANNUAL OPERATING PERMIT (_Section 96 ofthe Mines and M inerals Development A ct, No. 7of2008) Holder's name ............. .. ....... ...... ..................... .... ...... ............ ........... ... ................ .. .. Address... ...... ........... ................ ............................................. ...... .......................... . The permit relates to the following mining or mineral processing operations.............. ............ . The permit is granted for a period of ..................... ........ commencing on the ................. day of ....... .................................... ..................... ............ ...... ......... ................ ..... _ The conditions of grant of the permit are as shown in the Annexures attached hereto. Issuedat ............ ..................... this ........ .............. ... day of ............................'. ... _.. Director of Mines Safety ENDORSEMENT OF REGISTRATION This Annual Operating Permit has this ...... ..... ...... .... .................. day of ..................., ...... .. . .. .. .. . .. .. .. .. .. .. . .. . . .. . .. . .. been registered in the Register. Director of Mines Safety 12th September, 2008 Statutory Instruments 355 FormXXVI ~ 2 3) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PERMIT NO.... ..... . MINERAL IMPORT PERMIT (Section 106 of the Mines and Minerals Development Act, No. 7. of2008) Importer's name .......... .. ............................ ........ ..................................................... . Address............ .................... ...................... ...................................................... .. . The permit relates to the following minerals or mineral products (or as per schedule attached) ....................... ..................... .................. ............... ... ......................... ... .. are valued at ....... .........................................................and being imported from : The permit is granted for a period of ................... .......... commencing on the ................. day of ............... ....... ..... ...... ........ ........ ........................ ......... ... ............... ..... .... ..... . The conditions of grant of the permit are as shown in the Annexures attached hereto. Issued at .... ........ ...... ............ this ..... ........ ............ day of .. .... .... ..... ...... ... .. Director ENDORSEMENT OF REGISI'RATION This Mineral Import Permit has this ... ............................. day of ...................., ... .............. . been registered in the Register. 356 Statutory Instruments 12th September, 2008 Director Form XXVIJ ~23) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PERMIT NO..... ..... .. MINERAL EXPORT PERMIT (Section 106 of the Mines and Minerals Development Act, No. 7. of2008) Exporter's name ..................... ................ ........................ ....... ........... ... .................. .. Address..................................................... ...................... .................... ....... ........... . The permit relates to the following minerals or minerals products (or as per attached schedule) valued at ................................. .................. .................. ......... ...... and is being exported to ................................................................................ ......................... . The permit is granted for a period of ............................. commencing on the ................ . day of ........................................... and is valid for .....................................shipments The conditions of grant of the permit are as shown in the Annexures attached hereto. Issued at ................................. this ......................... day of ............ ............ .. Director ENDORSEMENT OF REGISTRATION This Mineral Export Permit has this ....................................... day of ................................., .............. .................. been registered in the Register. Director 12th September, 2008 Statutory Instruments 357 Form XXVIII !&&lll!li2n23) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PERMIT NO......... PERMIT TO ACQUIRF/STOIUlfRANSPORT/SELI/EXPORT RADIOACTIVE MINERALS (Section 108 of the Mines and Minerals Development Act, No. 7. of2008) Name of Permit holder....... ........................................ ............... ........ ......... .............. . Address............................ .................. ................. ........ ............. ....... .. . , ... .......... . , ... . Radiation Protection Authority Licence No ....................................... ........................... . The permit relates to the following minerals or minerals products ......... ........................... valued at ................................................... ..... ............and being procured from : The permit is granted for a period of ............... ...... ........ commencing on the ................ . day of ..................... ......... ... ......and is valid for ............... ......... .. .............. ........ ..... . shipment for the purpose of ......... ..................... ..................... ... ........... ................ .. The conditions of grant of the permit are as shown in the Annexures attached hereto. Issued at ................ .. ...... ......... this .... ..................... day of ........ ................. . Minister ENDORSEMENT OF REGISTRATION Th!~ p;c,;-mit has t.lus ... .................................. .. day of ... , ....................... ......, ........... . Minister 358 Statutory Instruments 12th September, 2008 Form XXIX ~ 23) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Ad, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PERMJTNO. ..... MINERAL ANAt.YSIS LABORATORY PERMIT (Section 126 9/ the Mines and Minerals Development Act, No. 7 of 200FJ) Holder's name ... .... ...... ..... ................... ...... ....... .... .... . ............... .. ..... .... ............ ...... .. Address ..... . ...... .. ..... .... .. ..... .. .. ..... ................. .... ....... .. ... ........... .... .... .. ...... .. ..... .. .. .. .. The permit relates to the foDowing areas of minerals analysis competence ..... ..... ........... ,.... . The permit is granted for a period of ... .... , ......... ............ commencing on the .. ... . ..... ....... . day of .. ... .. ....... . .. . ............. .. ..... ........ .... .. . ... ............... ... .... .. .. ...... . ..... ................ .. .. The conditions of grant of the permit are as shown in the Annexures attached hereto. Issued at ......... . ............. .... . .. .. . this ...... ......... ....... ... day of ......... ............ ............ ... . .. Director of Geological Survey ENDORSEMENT OF REGISTRATION This Mineral Analysis Laboratory Permit has this ............. ......... .......... ... day of ............. .... .. . .. . . . . .. .. . . . . . .. . . . ... . . . . . . .. been registered in the Register. Director of Geological Survey 12th September, 2008 Statutory Instruments 359 FormXXX IBwWilm2:3) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 CERTIACATE NO. ...... ,. MINERAL ANALYSIS CERTIFICATE (Section 124 of the Mines and Minerals Development Act, No. 7. of2008) Oient's name ..................................... ............. ......... ............ ............ ..................... . Mining Right or Licence No. (where applicable) .................. ..................... ... ...... ...... ..... . Address...... ......... .. .............. .................... .............. ....... ........................... .............. . The certificate relates to minerals or minerals products analysed as follows (or as per attached schedule): PARAMETERS Item No. Description I 1. 2. I 3. 4 5. 6. The conditions of grant of the certificate are as shown in the Annexures attached hereto. Issued at ................. ............. ... this ................... ...... day of .......................... Director of Geological Survey ENDORSEMENT OF REGISTRATION This Mineral Analysis Certificate has this .................. .............. ....... day of ........................ . . . . . . . . . . . . . . . . . . . . . . . . , ........ been registered in the Register. Director of Geological Survey 360 Statutory instruments 12th September. 2008 F0m1 XXXl <Buullliml 23) I REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 CERTIFICATE NO................. V AWATION CERTIFICATE (Section 124 of the Miti~s and Mi~rals Development Act, No. 7. o/2008) Client's name ........... ..... .. ... .............. .................................................. ................... . Mining Right or Licence No. (where applicable) .. ............................ ........................ ..... . Address.. ..... ..... .. ... .............. ........ ......................................... .................................. The certificate relates to minerals or minerals products value as follows(or as per attached schedule): Item No. Descriotion Grade Quantitv Unit Price Total Value 1. 2. 3. 4. 5. Totals The conditions of grant of the certificate are as shown in the Annexures attached hereto. Issued at ..... ........... ....... .......... this ......................... day of ............ ........... .. . Director of Geological Survey ENDORSEMENr OF REGISTRATION This Valuation Certificate has this .... .. .. ..................... ... ....... day of ........ ......... ........... ..... ....... .. .. , .. ..... .... .... ..... been registered in the Register. Director of Geological S111Vey 12th September, 2008 Statutory Instruments 361 Fonn XXXII CBwlAlil!o2J) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PERMIT NO. ..... ANNUAL GEOLOGICAIJMINING CONSULTANCY PERo"1:IT (Section 126 ofthe Mines and Minerals Development Act, No 7. o/2008) Holder's name .... .. .. ......... ....... ........... .. ... .... ............ ... ..... . ..... ...... ......... .. .. ... ...... ..... .. Address... .... ..... ... ...... ... .... ................... , .. .. .. .. .. , .. .... ................ ... . .. .. ......... ..... .. ....... . . The permit relates to the following areas of competence.............. ........... . ..... ... ......... ... ......... . The pennit is granted for a period of ........ ..... ... ..... ........ commencing on the ........... .... ... ... ..... . day of ........... .... .............. .... .. ................. .......... .. ...... .. The conditions of grant of the permit are as shown in the Annexures attached hereto. Issued at ..... .... .............. ... ....... this ... .......... ...... ...... day of ............... ............. . Director of Geological SU1VeylDirector of Mines Safety ENDORSEMENT OF REGISTRATION This Annual Geological/Mining Consultancy Permit has this .......... ...... .. .. .......... .. ....... day of ...... ........ ..... ...... .... .. .., .... .... ................ ... .. ... been registered in the Register. Director of Geological Survey/ Director of Mines Safety 362 Statutory Instruments 12th September, 2008

FOURTH SCHEDULE (Regulation 23 (3)) CONDITIONS OF LICENCES, CERTIFICATES AND PERMITS A. CONDITIONS0FGRANTOFALARGE-SCALEMINl GLICENCE I. The ho lder shall- (a) develop the mining area in accordance with the approved programme of mining operations: (b) execute the environme ntal management plan; (c) implement the local business development programme; (d) employ and train Zambians in accordance with the approved program; (e) demarcate the mining area and keep it demarcated: (f) pay mineral royalty in accordance with the Mines and Minerals Development Act, 2008 and the Income Tax Act. Cap. 323; (g) maintain at the holder's office complete and accurate technical and financ ial records of the mining operations: (h) permit authorised offi cers. at any time. to inspect all records. mining and mineral processing operations; (i) submit statutory reports and any other information concerning the mining or mineral processing operations: (j) submit a copy ofthe annual audited financial statements within three months of the end of each financial year; (k) submit reports on externa l supplies of ore, concentrates, tailings, slimes or any other mineral fed to the plant; (I) provide current information on recovery from ores. mineral products, production costs and sales; (m) conduct operations only upon meeting the requirements of the Environmental Protection and Pollution Control Act, Cap. 204 and upon obtaining an annual operating permit under the Mines and Minerals Development Acl. 2008: (n) contribute tO the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (o) obtain appropriate insurance fo r all phases of the mining operations; (p) give preference to Zambia products and services: (q) submit a Pegging Certificate for approval within three months o f gnmt of licence; and (r) comply with the provisions of the Mines and Minerals Development Act. 2008 and other relevant laws of Zambia. 2. No illegal mining and trade is permitted in the licensed area 3. The holder shall not enter into agreements or transfer of the licence without the prior consent of the Minis ter 4. The holder shall be liable for any harm or damage caused by mining or mineral processing operations and shall compensate any person to whom haim or damage is caused. 5. The ho lder shall not exercise any rights underthe licence without prio r consent oflcgal occupiers ofland or local chiefs. 6. Other terms and conditions are as follows: 12th September, 2008 Statutory Instruments 363 B. CONDITIONS OF GRANT OF A PROSPECTING LICENCE I. The ho Ider shall- (a) pay the relevant taxes under the Income Tax Act, Cap. 323; (b) promote local business development: (c) execute. the environmental management plan; (d) employ and train Zambians; (e) execute the programme of prospecting; (t) commence the prospecting operations within ninety days of grant of the licence: (g) give notification of any discovered minerals or commercial deposits within thirty days of the discovery; (h) give preference to Zambian products and services; (i) permanently preserve or make safe any water boreholes and surrender water rights on expiry oflicence; (i) surrender to Government the drill cores and other mineral samples: (k) remove. within sixty days of the expiry, cancellation or termination of the prospecting licence, any camp, temporary buildings or machinery and repair or make good any damage as required under the Mines and Minerals Development Act, 2008; (1) keep and preserve such records as the Minister may prescribe in relation to the environment; (m) submit quarterly reports to the Director of Geological Survey, Director of Mines and Director of Mines Safety in both hard and electronic copies; (n) keep full and accurate records of the prospecting operations, at the holder's office; (o) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (p) obtain appropriate insurance for all phases of its operations; (q) submit a Pegging Certificate for approval within three months ofgrant o f the licence; and (r) comply with the provisions ofthe Mines and Minerals Development Act. 2008 and other relevant laws of Zambia. 2. The holder shall be liable for any harm or damage caused by the prospecting operations and shall compensate any person 10 whom any harm or damage is caused. 3. The holder shall not exercise any rights under the licence without prior consent of legal occupiers of land or local ch iefs. 4. Other te rms and conditions are as follows: 364 Statutory Instruments 12th September, 2008 C. CONDITIONS OF GRANT OF A SMALL-SCALE M INlNG LICENCE I. A ho Ider shall- (a) develop the mining area in accordance with the approved programme of mining operation; (b) execute the environmental management plan; (c) demarcate the mining area and keep it demarcated; (d) pay mineral royalty in accordance with the M ines and Minerals Development Act, 2008 and the Income Tax Act. Cap. 323; (e) maintain at the holder's office, complete and accurate technical and financial records of mining operations; (f) permit authorised officers. at any time, to inspect all records, mining or mineral processing operations; (g) submit statutory reports, records and any other information concerning mining operations; (h) submit copies of annual audited financ ial statements within three months of the end of each financial year; (i) submit reports on external supplies of ore, concentrates, tailings s limes or any other mineral fed to the plant; G) provide current information on recovery from ores, mineral products, production costs and sales; (k) conduct ope rations only upon meeting the requirements under the Environmental Protection and Pollution Control Act, Cap. 204 and upon obtaining an annual operating permit under the Mines and Mineral s Development Act, 2008; (I) contribute to the Environmental Protection Fund as requi.red under the Mines and Minerals Development Act, 2008; (m) obtain appropriate insurance for phases of its operations; (n) submit a Pegging Certificate for approval within three months of grant of licence; and (o) comply with the provisions of the Mines and Minerals Development Act. 2008 and other relevant laws of Zambia. 2. No illegal mining and trade are permitted in the mining area. 3. The holder shall not enter into any agreements or transrer the licence without the prior consent of the Director. 4. The holder shall be liable for any harm or damage caused by the mineral processing or mining operations and shall compensate any person to whom harn1 or damage is caused. 5. The holder shall not exercise any rights under the licence without prior consent of legal occupiers of land or local chiefs. 6. Other terms and conditions are as follows: .......... ·- ····- ··· ·- ----·-· ........... ....... ···- · ·· ... ....... .. . - .., ....... , ..... - ·- · ·· ....... - . - --··· · ··· --- . - ····-·-· - .. 12th September, 2008 Statutory Instruments 365 D. CONDITIONS OF GRANT OF A LARGE-SCALE GEMSTONE LICENCE I. The holder shall- (a) comply with the plan for curring, polishing and faceting gemstones in Zambia; (b) develop the mining area in accordance with approved programme of mining operations; (c) execute the environmental management plan; (d) implement the local business development programme; (e) employ and train Zambians in accordance with the approved program: (t) demarcate the mining area and keep it demarcated; (g) pay of mineral royalty in accordance with the Mines a nd Minerals Development Act, 2008 and the lncome Tax Act, Cap. 323 : (h) maintain at the holder's office, complete and accurate technical and financial records of the mining operations; (i) permit authorised ~fficers, at any Lime, to inspect all records, mining and mineral processing operations; G) submit statutory reports and any other information concerning mining or mineral processing operations; (k) submit a copy ofthe annual audited financial statements within three months of the end of each financial year; (I) submit reports on external supplies o f ore, concentrates, tailings, slimes or any other mineral fed to the plant; (m) provide current information on recovery from ores. mineral pro ducts. production costs and sales; (n) conduct operations only upon meeting the requirements o f the Environmental Protection and Pollution Control Act. Cap. 204 and upon obtaining an annual operating permit under the Mines and Minerals Development Act, 2008; (o) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008 ; (p) obtain appropriate insurance for all phases of the mining operations; (q) give preference to Zambian products and services; (r) submit a Pegging Certificate for approval within three months ofgram of the licence; and (s) the ho lder shall comply with the pro visions of the Mines and :vtinerals Development Act, 2008 and other relevant laws o f Zambia. 2. 1o illegal mining and trade is permitted in the licensed area. 3. The holder shall not enter into agreements or transfer the licence without the prior consent of the Minister. 4. The holder shall be liable for any harm or damage caused by mining or mineral processing operations and shalJ compensate any person to whom harm or damage is caused. 5. The holder shaU not exercise any rights under the licence without prior consenL oflegal occupiers of land or local chiefs. 6. Other terms and conditions are as follows: 366 Statutory Instruments 12th September, 2008 E. CONDITIONS OF GRANT OF A MJNERAL PROCESSING LICENCE 1. The holder shall- (a) pay taxes under the Income Tax Act, Cap. 323; (b) pay mineral royalty; (c) commence operations within twelve months of the grant; (d) execute the approved programme of mineral processing operations; (e) expend not less than the approved amount on mineral processing operations; (f) submit reports on source of ore, concentrates, tailing, slimes or any other mineral fed to the plant; (g) submit mineral and production returns; (h) execute the environmental management plan; (i) provide current information on recovery from ores, mineral products, production costs and sales; (j) conduct operations only upon meeting the requirements ofthe Environmental Protection and Pollution Control Act, Cap. 204 and upon obtaining an annual operating permit under the Mines and Minerals Development Act, 2008; (k) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (I) obtain appropriate insurance for all phases of its operations; (m) submit a Pegging Certificate for approval within three months of grant of licence; and (n) comply with the provisions of the Mines and Minerals Development Act, 2008 and other relevant laws of Zambia 2. The holder shall not enter into any agreement or transfer the licence without the prior consent of the Minister. 3. The holder shall be liable for any harm or damage caused by mineral processing operations and shall compensate any person to whom harm or damage is caused. 4. The holder shall not exercise any rights under the licence without prior consent of legal occupiers of land or local chiefs. 5. Other terms and conditions are as follows: F. CONDITIONS OF GRANT OF A SMALL-SCALE GEMSTONE LICENCE I. The holder shall- (a) develop the min ing area in accordance with the approved programme o f mining operations; (b) execute the environmental management plan; (c) demarcate the mining area and keep it demarcated; (d) pay mineral royalty in accordance with the Mines and Minerals Development Act, 2008 and the Income Tax Act, Cap. 323; (e) maintain complete and accurate technical and financial records of mining operations at the ho lder's office; (f) permit authorised officers, at any time, to inspect all records, mining or mineral processing operations; 12th September, 2008 Statutory Instruments 367 (g) submit statutory reports, records and any other information concerning the mining operations; (h) submit a copy ofthe annual audited financial statements within three months of the end of each financial year; (i) submit reports on external services of ore, concentrates, tailings, slimes or any other mineral fed to the plant; (j) submit mineral production and labour returns monthly; (k) provide current information on recovery from ores, mineral products, production costs and sales; (I) conduct operations only upon meeting the requirements ofthe Environmental Protection and Pollution Control Act, Cap. 204 and upon obtaining an annual operating permit under the Mines and Minerals Development Act, 2008; (m) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (n) obtain appropriate insurance for phases of its operations; (o) submit a Pegging Certificate for approval within three months of the grant of the licence; and (p) comply with the provisions of the Mines and Minerals Development Act, 2008 and other relevant laws ofZambia. 2. The holder shall not enter into any agreement or transfer the licence without the prior consent of the Minister. 3. No illegal mining and trade is permitted in the licensed area 4. The holder shall be liable for any hann or damage caused by mineral processing operations and shall compensate any person to whom harm or damage is caused. 5. The holder shall not exercise any rights under the licence without prior consent oflegal occupiers ofland or local chiefs. 5. Other terms and conditions are as fo llows: G. CONDITIONS OF GRANT OF AN ARTISAN'S MINING RIGHT I. The holder shall- (a) submit labour and mineral production returns; (b) pay mineral royalty apd other charges in accordance with the Mines and Minerals Development Act, 2008; (c) execute the environmental project brief; (d) maintain production and financial records at the bolder'~ office; (e) provide current information on recovery from ores, mineral products, production costs and sales; (f) conduct operations only upon meeting the requirements of the Environmental Protection and Pollution Control Act, Cap. 204 and upon obtaining an annual operating pennit under the Mines and Minerals Development Act, 2008; (g) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (h) submit a Pegging Certificate for approval within three months of grant of the right; and (i) comply with the provisions of the Mines and Minerals Development Act, 2008 and other relevant laws of Zambia. 368 Statutory Instruments 12th September, 2008 2. The holder shall be liable for any harm or damage caused by mineral processing operations and shall compensate any person to whom harm or damage is caused. 3. The holder shall not exercise any rights under the licence without prior consent of legal occupiers of land or local chiefs. 4. Other tenns and c~nditions are as follows: H. CONDITIONS OF GRANT OF A PROSPECTING PERMIT I. The holder sbail- (a) pay the relevant taxes under the Income Tax Act, Cap. 323; (b) execute the Environmental Project Brief; (c) execute the programme of prospecting operations; (d) commence the prospecting operations within ninety days of the grant; (e) give notification of any discovered minerals or commercial deposits within thirty days of the discovery; (t) give preference to Zambian products and services; (g) permanently preserve or make safe any water boreholes and water rights on expiry oftbe licence; (b) surrender to Government, without compensation, drill cores and any other mineral samples; (i) remove, within sixty days ofexpiry or termination of the prospecting permit, any camp, temporary buildings or machinery, and repair or make good any damage as specified by the Director of Geological Survey; G) keep and preserve such records as the Minister may prescribe in relation to the environment; (k) submit quarterly reports to the Director o f Geological Survey, Director of Mines or Director of Mines Safety in both hard and electronic copies; (I) keep full and accurate records, at the holder's office, of the prospecting operations; (m) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (n) obtain appropriate insurance for phases of its operations; (o) submit a Pegging Certificate for approval within three months of grant of permit; (q) comply with the provisions of the Mines and Minerals Development Act, 2008 and other relevant laws of Zambia. 2. The holder shall be liable for any harm or damage caused by prospecting operations and shall compensate any person to whom harm or damage is caused. 3. The holder shall not exercise any rights under the licence without prior consent of legal occupiers ofland or local chiefs. 4. Other terms and conditions are as follows: 12th September, 2008 Statutory Instruments 369 L CONDITIONS OF GRANT OF AN ANNUAL OPERATING PERM IT 1. The holder shall apply for renewal of the permit at least sixty days before the expiry of the current permit. 2. An annual operating permit shall only be valid for the mining or mineral processing operation for which it is granted and shall not be transferable. 3. Notwithstanding that the permit is granted for a period of one year, the Director of Mines Safety may revoke it at any time before its expiry if the Director of Mines Safety is satisfied that the holder's safety, health and environmental practices are contrary to the Mines and Minerals Development Act, 2008. 4. The Director of Mines Safety may request the holder to remedy any defaults within a specified period before the grant of the annual operating permit. 5. The mining operations shall be in compl iance with the mining, explosives and environmental regulations. 6. AU employees at scheduled mines shall have valid pneumoconiosis certificates. 7. The grant of an annual operating permit shall not relieve the holder fro m safety, health and environmental obligations under the Mines and Minerals Development Act, 2008, or any other written law. 8. The holder s hall comply with the provis io ns of the Mines and Minerals Development Act, 2008 and other relevant laws of Zambia. 9. The other terms and conditions are as follows: J. CONDITfONS OF GRANT OFA MJNERALANALYSIS LABORHORY PERM IT I. The permit is not transferable to another laboratory. 2. The permit holder shall, at all reasonable times, allow authorised officers to inspect the laboratory. 3. The permit holder shall maintain standards acceptable to the Director of Geological Survey. 4. The pem1it may be revoked on the occurrence of circumstances which threaten integrity and standards. 5. The laboratory shall conduct mineral analysis operations in a professional and ethical manner and shall not assist any person to falsify anal)1ical results. 370 Statutory Instruments 12th September, 2008 6. T he holder shall comply with the provisions of the Mines and Mine ra ls Development Act, 2008 and other relevant laws of Zambia. 7. The other terms and conditions are as follows: ··-····- ·-••·•• ·················· ..... ............... ....... ........ ... .......... ............ ..... ....... ..... ...... ......... ............. _ ,_ ···· · ·· · ·· ·- ••·••-··· · ·· · ·· · ·· ···· ········ · .. ······ · - · ·· · ·· ··· ··· · - · · · • " ' ' ' ' '' ' ' " ' ' ' ' ' ' ' '' ' '' ' '·' ' " ' ' ' ' ' '' ' ' ' ' ' ' ' ..• •. ....... ·•· •• • •• ····- K. CONDITIONS OF GRANT OF AN ANNUAL GEOLOGICAL OR MINING CONSULTANCY PERMIT I. The permit is not transferable to another consultancy 2. The permit holder shall, at all reasonable times, allow authorised officers to inspect the consultancy records 3. The permit holder shall maintain standards acceptable to the Director of Geological Survey and Director of Mines 4. The permit may be revoked on the occurrence ofcircumstances which threaten integrity and standards 5. The consultancy shall provide geological or mining technical services in a professional and ethical manner and shall not assist any person to falsify analytical results 6. The consultant shall not use their office or address for communication between a mining right holder and any authorised officers under the Mines and Minerals Development Act, 2008. 7. The holder shall comply with the provisions of the Mines and Mineral s Development Act, 2008 and other relevant laws of Zambia. 8. The other terms and conditions are as follows: ··-·-·-····-· ··· "·-·- ····- ·--··· .... ····· ............ .... ... -· ·· ·- · ·· ·-···· - .... ...... ..... .......... -·- ....... ...... - .... - .... . ········-···· ·· ....... .. ·-. ···- ····-·-- · ...... ···- ...... ·--·-······· - ·- · -···· - •••••••••• - ·- ·-·······-· --- •••• •• ... .... ......... . L CONDITIONS OF GRANT OF A GEMSTONE SALES CERTIFICATE 1. A holder shall submit monthly purchases and sales returns with the names and addresses of the sellers and purchasers. 2. A rol::3enrallm ake trelaDldsatail.tin esavail:ll:ili ~ C 1 /an arttx::n:m:l offi:::e:: 3. The ho:Jder s,aJ1 a:rn ply w :i1:h the p:rov:isbns of the M :ines and M :inerals DeJe1:::pn e.it.Act. 2008 a r r l ~sofZanb:a. 4. ~ otl:et tenn sarrl a:nliti.ilSd.le a5 :fbll::ws : ........... ........................................................................... .................................................................... ............... ...........................................................................................- ........................................ 12th September, 2008 Statutory Instruments 37 1 M. CONDITIONS OF GRANT OF A MINERAL EXPORT PERMIT I. A mineral expert permit is not transferable. 2. A mineral export permit shall not be applicable to radioactive minerals. 3. The holder s hall comply with t he p rovisions of the Mines and Mineral s Development Act, 2008 and other relevant laws of Zambia 4. The other terms and conditions are as fo llows: N. CONDITIONS OF GRANT OF A MINERAL IMPORT PERMIT I. A mineral import permit is not transferable. 2. A mineral import permit shall not be applicable to radioact ive minerals. 3. The holder shall comply with the provisions o f t he Mines and Minerals Development Act, 2008 and other relevant laws of Zambia. 4. The·other terms and conditions are as follows: 0. CONDITIONS OF GRANT OF RADIOACTIVE MINERALS PERMIT 1. The holder shall not transfer the permit 2. The permit holder shall comply with the requirements of the Ionizing Radiation Protection Act, 2005 3. The acquisition, storage, transportation. sale or export of radioactive minerals or concentrates shall be done in accordance with the Mines and Minerals Deve lopment (Prospecting, Mining and Milling of Uranium Ores and Other Radioactive Minerals) Regulations. 2008. 4. The holder shall comply with the pro vi s io ns of the .\-l ines and :Vlinerals Development Act, 2008 and other relevant laws of Zambia 5. The other terms and conditions are as fo llows: 372 Statutory Instruments 12th September, 2008 P. CONDITIONS OF GR.\NT O F A LARGE-SCALE MJNING LICENCE FOR R.\DJOACTIVE MINERALS I. T he holder shall- (a) comply with the Nuclear Non-Proliferation Treaty (NPT) requirements: (b) comply with programmes to assist authorities outside the mining area in planning and preparing to limit the adverse effects of any accidelllal release of radioactive substances; (c) comply with the approved training programme for workers in relation to radiation safety; (d) comply with approved ventilation and dust control methods and associated equipment; (e) comply with approved security measures during processing, storage and transportation; (t) comply with approved marketing arran!!,ements: (g) develop the mining area in accordance with the approved programme of mining operations; (h) execute the environmental management plan; (i) implement the local business development programme: (i) employ and train Zambians in accordance with approved program; G) demarcate the mining area and keep it demarcated; (k) pay mineral royalty in accordance with the Mines and Minerals Development Act, 2008 and the Income Tax Act. Cap. 323; (1) maintain at the holder 's office, complete and accurate techn ical and financial records of the mining operations; (m) permit authorised officers, at any time, to inspect au records, mining and mineral processing operations; (n) submit statutory reports and any other informa.tion concerning the mining or mineral processing operations; (o) submit a copy of the annual audited financial statements with in three months oftbe end of each financia.l year; (p) submit reports on external supplies of ore, concentrates. tail ings, slimes or any other mineral fed to the plant; (q) provide current information on recovery from ores, mineral products, production costs and sales; (r) conduct operations only upon meeting the requirements of the Environme ntal Protection and Pollution Control Act, Cap. 204 and upon obtaining an annual operating permit under the Mines and Minerals Development Act, 2008 ; (s) contribute to the Environmental Protection Fund as required under the Mines and Minerals Development Act, 2008; (t) obtain appropriate insurance for all phases of the mining operations (u) give preference to Zambian products and services; (v) submit a Pegging Certificate for approval within three months of grant of l.icence; (w) comply with the provisions of the-Mines and Minerals Development Act. 2008 and other relevant laws of Zambia. 2. The holder shall be liable for any harm or damage caused by mining or mineral processing operations and shall compensate any person to whom harm or damage is caused 3. No illegal mining and trade is permitted in the licensed area. 4. The holder shall not enter into agreements or transfer o f the licence without the prior consent of the Minister. 12th September, 2008 Statutory Instruments 373 5. The othe r terms and conditions are as follows: Q. CONDITIONS OF GRANT OF AN ABANDONM ENT CERTIFICATE I. T he abandonment does not relieve the person granted the abandonment certificate o f any obl igations or liabilities incurred before the grant. 2. The abandonment certificate is not transferrable to another person or mining right area held by the person granted the abandonment certificate. 3. The ho lder shall comply with the provisions of the Mines a nd Minerals Development Act. 2008 and other relevant laws of Zambia. 4. The other terms and conditions are as follows: .... .... ........... .... ······ ... .. ...... . ......... ·· · ·· •·· · ···-··· · ·· ...... ...... · -··· ' ········ ·······-· -· -- -- ... .......... ·········-· ... . . ... . ... .. ... . .. ·- .......... ............................. ·-· ··· .. . ... --- ............ ...... .... ... - -- ·-·-··········-··· ··· .........·-·· R. CONDITIONS OF GRANT OF A MINERAL ANALYSIS CERTIFICATE l. The mineral analysis certificate is granted in respect of the mineral commodity analysed and shall not be transferrable to another consignment or person. 2. The certificate shall be admissible in the assessment of mineral royalty. 3. The holde r shall comply with t he provi sions of the Mines and Mi nera ls Development Act, 2008 and other relevant laws of Zambia. 4. The other terms and conditions are as follows: ················ ·-· ···-· ······-· ·· ·············~······ ···· ······ ··· ····· ····-····-····... .. ....... ... ..... .......... ..... ..... - ... ....... . S. CONDITIONS OF GRANT OFA VALUATION CERTIFICATE I. The mineral analysis certificate is granted in respect of the mineral commodity analy sed and shall not be transferrable to another consignment or person. 2. The cert'ificate shall be admissible in the assessment of mineral royalty. 3. T he ho lder s hall comply with the provisions o f the !\•tine s and tvlinerals Development Act, 2008 and other relevant laws of Zambia. 4. T he other terms and conditions are as follows: 374 Statutory Instruments 12th September, 2008

FIFTH SCHEDULE {Regulations 24, 25, 26, 31 (!), 34 (I), 36, 37 and 38) Fonn XXXIII <Rwlllli2n 24) (To be completed in triplicate) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 APPLICATION TO AMEND A MINING RIGHT OR MINERAL PROCESS[NG LICENCE ShadedJield! for offidal use • 1 Lice.nc~ code anly I - - IDate ~nd Time _ lnfDrmalioJf,Rt11Uir«I /n.,.,.,.tfmlhol,idtd ✓ Typ• of Mining RJght and 1 LiccnttNo. 2 Holder 3 Expl,y date 4 (a) Nam•(s) of applicant(•) (b) Type of •ppliunt Individual I I Comru.nv l I Co--0~;:111:jye_ I Pa:tnershio I I (a) Date of Birth 5 (dd/ mrn/yyyy) I I I I I I I I I I I I I I I (b) Nationality (c) Identity cud (NRq No. or Pasaport No. • (attach cooies} 6 Applicant'• Addtt,s Tel: Fax: E-mn~ (a) Comp•ny Registration No. 7 Attach copies of certificate 12th September, 2008 Statutory Instruments 375 (b) Slw-eholden NRC/ Passport No. - ShatOholder Shares held Nationa.Jitv attach ronies (c)Dittcton Director Shares held NarumalilV NRC/ P••-rt No. (d) Company Chief Executive Offlc:er NationalilV Name (e) Company Secretuy Name Na.tionalitv b d 9 Appendlc.. Apperullx No. 1 Justifications !or propo,ed a.mendments Appendix No. 2 Record of company board mtt!irtg and resolutions Commitment plan to review the environmental management Appendix No. 3 plan 376 Statutory Instruments 12th September, 2008 Applicant Date Officer Date FOR OFFICTAL USE ONLY Received by:,_ _ _ _ _ _ _ _ _ __ _ __ Officer 0 STAMP Amount Received Serial No. of a pplication: _ _ _ _ _ _ _ __ 12th September, 2008 Statutory Instruments 377 FonnXXXIV !Rwlllli!in2S) (To be complct:d in tripliCI!:) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Deyelopmocnt (General) Regulatioru,, 2008 NOTIFICATION OF CHANGE IN PARTICULARS I Slladcd1idds for official - uc~ecode only 1 ID1te ,1nd Time j..-.,liitm 11,,,,,;_,_ 1....._,,..,_,Proof,1;-d ,/ 1 Mlnlng Rlght or Licence No. 2 Holclor 3 (a) Nam,(•) of applicant(,) (b) Type of •pplicant Individual I I Comoanv l I Co-orv>r.1tive I PortneIShio l I (a) Date of Birth 4 (dd/rrun/yyyy) I I I I I I I I I I I I I I (b) N•lloulity (c) Identity canl (NRC) No. or P,saport No.• (attach coDies) 5 Applicant's Add.resa Tel: Fu: &owl: (a) Company Reglmatlon No. 6 Attach cnTnes o( certificate (b) Slareholden NRC/l'a>sport No. • Shareholder Sha:esheld Nationalil9 a t ~ l'nnl.-.c ------------------~--------- --------------· ---------- ----- --------------------- -- ·····-··-------------------- --------------- ---····--------- -·-········· ···· ····· ·· 378 Statutory Instruments 12th September, 2008 (c) Dir«ton Director Shares held Nationalitv NRCll'assoort No (d) Coa,pmy Chief Ex.cutlve O!flc:a Namo Nationalitv C•) Company Secretary Name Nalionalitv Specific changea 7 d 8 Apptncll<U (here attach relevant documents rendering chang,, in particu!ars) I Applicant Dato Officer Dato FOR omOAL USE ONLY R«eivedby·~------------- Officer STA.'<IP 12th September, 2008 Statutory Instruments 379 FormXXXV CBWilllw 26) (To be compkl<d In triplicate} ii REPUBUC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Develooment /General) Revulations 2008 APPLICATION FOR RENEWAL OF A MINING RIGHT ~aed .Qelds for offldal u,e J Licence code nn!y I Io.~ aru:1 Tim• Jn/ormaHm, RLIIUI"" /J</i,nffa6m, /'n:Jowd" ; 1 Mining Right No. 2 MJnerW 3 Rennnl period 4 (•) Name{•) of applic.mt(1) (b) Typ• of •ppllant lndivlduad I Coa,nAnv l \ Co-onH.11!:ive I Pannenluo I I 5 (•) Date of Birth (dd/ mm/ yyyy) I I I I I I I I I I I I I I I (b) Nat!orwity (c) ldont!ty cud (NRq No. or Paa,port No. - (attach =i<S) 6 Applicant', Addres, T,I: Fax: &-mail: (a) Company R•gi•lrat!on No. 7 Attach copies of certiliute Sinutture ol Applicant (1ndMdual or authorbed a,mnony ~laliv•l 380 Statutory Instruments 12th September, 2008 (b) Shueboldtt1 KRC/P055port No. - Shareholder Shareshcld Natlonalltv attach cooies (c) DfttctOD Shares hcld NatiOl\aliry NRC/ PassJ)QCt No. (d) Company Chief Ext<utive Officer Name Natlonalitv (e) Compu,y Secretuy Name NatioNlitv Current Mining Rights or Mining Right or Ucena! Locatioo Area (km') 8 licences in Zambia, if any, by (r7pe « licence no.) applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (•) /fl /fl m 9. Previously hcld mining rights Mining right or licence Location Area (Km') or w:ences In Zambia, if any, (Type &1Ja:nce Ko.) by •ppllant - (•) (•) (•) (b) (b) (b) (c) (c) (c) (dj (d) (d) (•) (e) (•) (!) (f) i:1 12th September, 2008 Statutory Instruments 381 10 Cummtly held mining rights Mining right or licEnce Location Aiea(l<m') or licences in Zambia, if any, • (Type &Licet,a, No.) by subsidiary c:ompanles (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (•) (e) (e) (f) m ;m 11 Currently held mining rights M.ining right or licence Location Area(Km') or licences in other countries (Type &Licence No.) by applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (•) (e) (e) m lill m 12 Have you been convicted of an offence involvin_g fraud or dishonesly or of any offence wider L'te Mines and Minerals D<,velopmenlAct No. 7 of2008 or any other law w!thlnoroUISide Zambia? U yes specify details:........................................................ ............................................................................... Na ture of offence: ...................., ..................., ................................... , ......... , .................................................. . Dale of Convu:tion:......................................................................... , ............................................................ .. Sentenre.. ' ......' ............... .........' ............ .. '.' ...' ..' .. ' .. '.' ' ... ..........' ...' ....... ' ' .........................................' ............. 13 Have you ever applied for a mining right or licence in Zambu, if yes please give details Mining right or licence applied for Location Area kml Dale of application Aru applied for rennvo.1 (all <:00rdinates mexact multiples o/ 6 ,econds, latitude/longitude formac Degr,e-Minote-Se<:ond formoc 14 Arr 19501 (a) Location Province ID15trict I (b) Siu (in Sq. Km.) •Prrupecllng lJcence area- oompulsory relinquishment of at lea!t 50% of original. area •Large-scale Mining licence area- not exa,eding 250km2 -Large -scale Gemstone licence area- not exceeding 2SOkm2 -Small-scale II1lnlng licence area- not exceeding 4Janl -Small-scale Gemstone licence area-not exceeding 4kml •pro,pecting permit area- not exceeding 10km" • Artisan's mining right area- not exceeding 0.0668km' 382 Statutory Instruments 12th Sel_)tember, 2008 (c) Coordmateo Lalituda (SJ Longltudu (E) D D M M 5 s D D M M s s Comer 1 ·- Comer 2 Comer 3 Comer 4 Comer 5 Comer 6 Comer 7 Comer 8 Comer 9 15 Appendiceo (a) .Pn,o......,ftff Lkenc• Appendix No, 1 Report on execution of approved programme of proopecling operations including results in digital format on work done Environmental Management plan (should include proposals !er prevention of pollution, Appendix No. 2 treatment of waste, protection and reclamation of land and water resources and for eliminating or min.imwng adverse eHects on the environment) Proposed prognu,une of prospecting operalioru1 for .renewal Appendix No. 3 period (should include an indication of the investment commitment) Appendix No. 4 Proposals for employment and training of citizens of Zambia. Appendix No. S Proposals for promolioo of local business development Appendix No. 6 Tax dearance certificated iosued under Income Tax Act (Cap. 323) Appendix No. 7 Any further information which Director of Geological Survey mav reaui.re I n.1 t - = . i . Mlnlna licence Appendix No. I Report on execution of approved programme of pi:ospecling o-aticxns A lo.teot statement of proved, estimated and infffled mineral deposit, in the area ovet which !icmce is sought (should Appendix No. 2 include details of oil known min,nJs p,oved, estimated o, inferred, ore resources and mining conditions, expected changes in mining and treatment methods, expected change in minine activities and estimated life of a mine. Proposed programme for mining operations (should include a Appendix No. 3 forecastofcapitalinvestmen~ the estimated recovery rate of ore and minaill products, and the propc,,ed treatment and , , . , _, of ore and minerals recovered\ Environmental Manag,,mmt Plan (should include proposals Appendix No. 4 for prevention of pollution, treabnent of waste, protection and reclamation of land and watter resowas and for eliminating or minimizina adverse effect,, on the environment\ 12th September, 2008 Statutory Instruments 383 Appendix No. 5 Details of expected infrastructure requlremenls Appendix No. 6 Proposals for employment and training of citizens of Zambia Appendix No. 7 ProprualJ for promotion of loc.al business development Tax c1urance certifiall! issued w,der lna:rme Tax Act (cap. Appendix No. 8 323) Appendix No. 9 Plan of propo.,ed mining area duri11g renewal period Execution report of plan for culllt1g, poliahlng and faceting of gemstonesinZambiaduriJ1g pemou, 121\ure .plan lorculllt1g, Appendix No. 10 polishing and faceting gemsume. In Zambia during renewal .nf'riod Any further Information which Oim:tor of Geological Survey Appendix No. 11 U\IV ron11i...o I le' r •-e-Scale Gemttone Ucmce Report on execution of approved progrornme of prospec!ing Appendix No. 1 01"1.0'P2..ti.arts A la.le$t ,tatemait of proved. estimated and inferred rnmeral deposits in the area over which licence is 50Ught (should include daails of all known minerals proved. estimated or Appendix No. 2 infened. ore ruowces and mining conditions, expected changes in mining and treatment methods, expected change in minin2 activities and estimated life of• mine. Proposed programme for prospecting and mining operationa (should include a forecast of capital Investment, the estimated Appendix No. 3 recovery rail! of ore 111d rmneral products, and the proposed treatm,s,tand ,i;.,,,,..1 of ore and rnineralsreooveredl Environmental Management Plan (,hould include proposals for prevention of pollutio<I, treatment of waw.-, prol2clion and Appendix No. 4 ra:lam.ation of land and water resources and for eliminating or rninlmizin2 adverse effects on the environment! Appendix No. S De-tails o! expected inlrastructure requlremenls Appendix No. 6 Proposals for einployment arui training of dtiz.,,. of Zambia Appendix No. 7 Proposols for promotion of local businesa developmenl Tax dearar,a, cerliflcall! issued under lnoom• Tax Act (cap. Appendix No. 8 323) Appendix No. 9 Plan of proposed mining area duri11g renewal period Execution report of plan for cutting. polishing and faceting of gemstx,nes in Zambia duril1g perviou, tfflwe .plan for cutting, Appendix No. 10 pollshlng and faceting gem,stoN!S In Zambia during renewal oeriod Any further Information which Dittctor of Geological Survey Appendix No. 11 IIUlV rPmlirP I ldl Small-Sc.ale Mlnln2 Ucence Report on the defflopmmt of a mirung arra during pemow Appendix No. 1 tenure Proposed programme of mining operations (should irdude Appendix No. 2 forecast of tnvestmen~ estimated recovery rail! of ore and : -nlicants n,nnn,u.l for tmllmmt and ,i;.;,..,..J of orel Description of the mineral deposit in am, over which licence Appendix No. 3 renewal 15 """""' Statement of duration for which llcence is sought (should no! Appendix No. ~ exceed 121\ veuol Tax clearance certi&ated issued under Income Tax Act (Cap. Appendix No. 5 323\ Appendix No. 6 Any further in!onnati.oo whlch Oim:tor may n,quire , t•I Small-Scale Gemstone L!centt Appendix No. 1 Report on the development ot a mining area during pervious 1(\11 384 Statutory Instruments 12th September, 2008 tenure Proposed of mining operations(should mdude Appendix No. 2 forecast of investment and utimal2d r,covory nll! of on, ond ~--tones' Statement of ge,rutone depooits•in area over whld\ lia!:ca is Appendix No. 3 sou•~t Apjlffldi,r.No.4 Tax clearance certilicaled issued under Income Tax Act (Cap. 3231 • Appendix No. 5 Any further infotmation which Director may require I rn Artl8"n'a Mlnln-" •-~1 •~- c:itiuns of Zambia' Report on the development of mlnlng aree during pavious Appendix No. l lfflure Appendix No. 2 Envirorunenlal Commitment Plan Programme of intended mining operations (should include Append»<No.3 propooab for lhe proper converut!on and use of mineral resowa,s In minfno- area, In n>tkmal In-SIi _Al'pllcatlon-f~- Applicant Date Officer Date FOR OFFIOALUSEONLY Re<:!ived by.:·____ _ _ _ _ _ _ __ _ __ Officer STAMP Amount Received Serial No. of •PFlication: _ _ _ __ _ _ __ _ / 12th September, 2008 Statutory Instruments 385 form XXXVJ (&&11Wism26(2)) (fo be compl<1cd in triplicate) REPUBLIC OF ZAMBIA The Mines and Minerals Development Ad, 2008 (A~t No. 7 of 2008) The Mines and Mineral Development (General) Regulations, 2008 APPLICATION FOR RENEWAL OF A LARGE-SCALE MINING LICENCE IN RESPECT OF RADIOACTIVE MINERALS Shaded 6.t4 for offidal we Li(tnce code only Date and Thne bi"-"""• Q,_,,._, ·/n/i,mw'.on Plwiiltd ,/ 1 Mining Right No. 2 Minerals 3 Ren~! Period 4 (•) Nome(s) of •ppUantj,) (b) Typ• of oppllcant Individual I I Com-nvl I r~erative I Partnershlo I I (•) 011< of Birth 5 (dd/mm/yyyy) I I I I I I I I I I I I I I I (b) Nation11ity (c) Jda,tity cud (NRC. No. or p..,port No. - ottacb COt,fe,) 6 Appllcml's Addn:.. Td: Fu: E-mail: (a) Company R•glstntio.n No 7 Attach co'P1-e11 of c:utlflate Sb'l\ature of Applicant (individual or authorised e0mn.1nv 1'PDf'e5e(ltative) 386 Statutory Instruments 12th September, 2008 (b) Sharebolden NRC/Passport No- Shattholder Share, held NaHnnAHtv attac:h l"nnie, Shares held Nationalitv (d) Company Chief Executive Off!Hr Name Nationalitv (e) Company Sftfttuy Name Nal!onali• Cunent Mining Rights or Mining Right or Licenc,, Location Area (ion') 8 Ucences In Zalnbla. If any, by (Type &: lkence no.) applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) l~ (e) m m 9 Previously held mining rights Mining right or lkence Location Are• (Km') or licences in Zambia, if any, (Type &:Liceta No.) by applic:ant (a) (a) (•) (b) (b) (b) (c) (c) (c) (d) (d) (d) )~ 1l~ I~ A:rea(Km'} 10 Currently held mlning rights Mining right or licence Locatiai or licences in Zambia, if any, (Type <!<Licence No.) by submdiaJy CCD\po,uetl <•> /h1 fal (al 12th September, 2008 Statutory Instruments 387 (b) (b) (c) (c) (c) (d) (d) (d) (•) (e) (e) (I) (f\ Im 11 currenUy held mining rights or Mining right or licern Location Area (Km') licences in other counbies by (Type &Licence No.) applicant (a) (a) (a) (b) (bl (b) (c) (c) (c) (d) (d) (d) :~ (e) (f\ (e) (fl 12 Have you been convi~ of an offence involving fraud or dishonesty or of any offence under the Mines and Minerals Development Act No. 7 of 2008 or any other law within or outside Zambia? 11 yes specify details: Nature of offence: Dall? of Conviction: Sentence: 13 Have you ever applied for a mining right or licmce in Z.ambia, if yes please give details Status ofatrD!iation a Grantetl a RPiecu,d a Pendln• Mining right or licmce applied for Location Area kml Date of application 14 Arn applied for (aD coonlinates in exact multiple$ ol 6 second,, latitude/ longitude format O.gn,e-Mi-rute-Second formal Arc 1950) (a) Loation Province District I Locality (b) Size (ln Sq. Km.) "Large-scale Mining licence area- not exceedinR 250km' (c) CoordiMtn Laliludu (S) Longiluda (E) D D M M s s D D M M s s Comer 1 Comer 2 Comer 3 Comer 4 Comer s Comer 6 Comer 7 Comer 8 Comer 9 15 A-dlca A ppen di,c N 1 °· Iover A comprehensive slatement of the mineral deposits in the area ] which licence 50ll•ht d"""'" renewal - is <should 388 Statutory Instruments 12th September, 2008 include details of all known minerals proved, estimated or inferred, ore iesources and ..,,;...;.. coaclitions ,P Proposed programme for mining operations {should include a Appendix No. 2 forecast of capital investmen~ the estimated recovery rate of ore and mineral products, and the proposed treatment and I ~•-sat of ore and minerals recoveredl Report an execution of Environmental Management Plan in Appendix No. 3 accordance with the reqwranents of the Environmental Protection and Pollution Control Act Appendix No.4 Details of expected infrastructure requirements Proposals for employment and training of citizens of Zambia Appe:,dlxNo.5 durinir renewal ~;.., Proposals /or promotion of local business development during Appendix No. 6 rmewal--'od Tax clearance certificate (issued under Income J:ax Act {cap, Appendix No. 7 323ll Appendix No. 8 Plan of proposed mining area during renewal perlod Appendix No.10 Plan and description of mine; proc,,ssing fodlities aod I nro-ed ~•-osal sites Appendix No. 11 Copy of licence issued under the lonlzlng Radiation Protection A~ Programme to educate persons in the vicinity of the mine or Appendix No. U plant on safety, health and the environment in relation to radiation and ~rt on orevious oro=--• Progr=e to iWlst authorities outside the mining area in Appendix No, 13 I olannlni, and"-" """ lo limit adve,se elfects of radiation Proposed programme /or selecting, using and mainlenarce of Appendix No. 14 personal proll!dlve equipment and report on previous '----· Appendix No. 15 Proposed tll1ining progn,rune for wo,lcets in relation to radiation safe!:v and reoort on orevioas oro---• Appendix No. 16 Proposed ventilation and dust control methods and associated ' -·--t Proposed security measures durlng DUiiing, processiJ\g, Appendix No.17 storage, transportation (including measures to alert the holder of act, of sabota~• Storage, transportation and marketing anangement,; in Appendix No. 18 conformitv with the Nudilr Nan-Proliferation Treatv INPTl Appendix No. 19 Arly further i.n/ormation which Director may reqpJre .. Application fee Applicant Date Officer Date FOR OFFIOAL USE ONLY Received by.,.__ __ _ _ _ _ __ __ __ Officer STA.\o!P Amount Received Serial No. of application: _ _ _ _ _ _ _ _ __ 12th September, 2008 Statutory Instruments 389 FonnXXXVII (~26(3)) (To be completed in tripllate) ii REPUBUC OF ZAMBIA Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 APPLICATION FOR RENEWAL OF A MINERAL PROCESSING LICENCE Shade<I fields for offidal use Lkt.nce code only DmondTlme - ,/ b,/ornultim( R,auirr4· /nmm,,flon-PrOIJUkd 1 Licentt No. 2 Mlnual.o 3 Renewal Pa:iod 4 (•) Name{1) of appllcant(a) (b) Type of appllcatlt lndividuad I eom""""I •I r ~ th.-e I Partnnshlp I I (a) Date ofBlrth 5 (dd/ mm/yyyy) I I I I I I i I I I I I I I (b) Nationality {c) Identity card {NRQ No. or PueoortNo. 6 Appllc.ant'a Address Tc~ Fax: E-mail: (•) Compony Rcg!atratlon No. (a-11 cop!N of cutl.fleatt of regiatn.lion latued under the 7 Comft. .,.. Actl (b)ShAttholden Shareholder Shares held Naliooalitv NRC/Put""'"' No -----·-----·---------------- -----------··· --· ............ ···-················· 390 Statutory Instruments 12th September, 2008 (c)Dln!c1on Director Shares held Nationalitv NRCIPa<=rt No (cl) Company Chief Eucutlve OfBctt Name Nationalitv (e) Company S.cretvy Ni!D\<! Nationali• Cwm,t Mining Rights or Mining Right or Ucence Location Area (Jun') . _ in 2.ambia, if any, by (Type & licmce no.) applicant (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (e) (d) (e) (d) .. Im Im 1}~ 9 Previously held mining rights Mining right or licmce Location Area (Km-') or licences in Zambia, if any, (Type &Licence No.) by applia.nt (a) (•) {•) (b) (b) (b) (c) (c) (c) (d) (d) (d) ~~ (e) Im )~ 10 Cum,ntly held mining rights Mining right or lice:.-:e Location Area (Km') or licences in Zambia, if any, (Type &:Ucence No.) by subsidiary companies (a) (a) (a) lb) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (J) 1!~ Im 12th September, 2008 Statutory Instruments 391 11 Cunently h,id mlnlng rights Mining right or licm::e Location A,r:a (Ku,') OT licences in other countries (l'ype &Ucena! No.) by applicant (a) (a) (a) (b) (b) (b) (c) (c-) (c) (d) (d) (d) (•) (•) (e) IIO :en (I) 12 Have you been cmvfcted of an offence lnvoh,'ing fraud or clWwnesty or of any offence under the Mines and Minerals Act (Cap . 213), the Mina and MiNnls Developm,:nl Act No. 7of 2ll08 ounyolher lawwilhln or outside :z.mbia7 U yes lpecify details: Natu,e of offence: Dote of Coaunil5ian: Sen~ 13 Have you eve, applied for a mining right or licm::e in Z.amb!a, if yes pie..., give details Mining right or licence applied for !-.ocation Area Jan• Date of appacalion 14 Area appll<d fer (•U coordlNtes ir, exact multiples of 6 H<Onds, l&titudt/ longitude lcn:ma~ Dtgrtt-Mir,•re&cond format, Arc 1950) (a) Location Ptovtnu I District Loallty I (b) Coordinalfl Latltud<s (S) Longj.tud .. (E) D D M M s s D D M M s s Comer 1 Comer 2 3 Comer Corner • Comtt 5 Comer 6 Comer 7 Coau,r 8 i Coma 9 Comer 10 Comer 11 Comer 12 15 Appendic.. Appendix No. 1 Desaiptiorl and plan ol surrow,ding developments Propooed progr.,m,ne for miner1J processing operations for Appendix No. 2 m,ewai period (should include a foreaJt ol capital investmm~ n"""1<ed plant ca1>adtv, the estimated recoverv rate of mineral 392 Statutory Instruments 12th September 2008 products, and the propo50d treatment method., and dlsposlJ of ""' ond irunenJ., l'<COY....n ~ on execution of Envittllunental Manag,ment Plan (in Appendix No. 3 aa:,ordance with the requlftlnentl of the Environmental Protecttan and Pollution Control Act Details of expect,<! infrutructare requittxnents during ,_wa1 Appmdix No. 4 ,.-i.-.A Propooals for employment and training of dtizeru of Zaml,;a Appendix No. 5 durl•w ~ DPriod ' Tax deararice <mificate (issued und<r lncmne Tax Act (C.p. Appendix No. 6 323)) I Any further informatlm which Direcu,r of Geological Survey Appmdlx No. 7 mav""°uiff A llcatioi\'.lee 0 pp · ,·. . -· · ' • • "" ~ ---; • ~- ~:~~-'-~~ ,-~-~-~-~~?~ri~~~::-;-:~:., Appliant Offiar FOR OFHOAL USE ONLY R«eivedby;~ - -- - - -- - - - -- - STAMP AmountR«dved Saul No. of application: _ _ _ __ __ _ _ .. .- 12th September, 2008 Statutory Instruments 393 FormXXXVUJ ~ 31 (1)) (Tot,, oompl""'d i,r, ldpllcate) REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) Th~ Mines and Mineral Development (General) Regulations, 2008 APPLICATION TO ALTER AREA UNDER A MINING RIGHT Shadedlielils.loi:o!fic¥ use IJcence code only - . - ~ Dakat>dTime - -. l•'"""•liilri!Rfau;;;;,1 - ,::· p- ' - "· /~l/o,rf'imd,4 ~ 1 Mining right°" licence No. Ruson for •lt,ntion (•tta<h 2 additional 1beet If n-•~• 3 (a) Nune(s) of appllant(s) (b) Type of appliant Individual I I Coim,anvl I r-rative I Partnersluol I 4 (a) Date of Blrtb (dd/nun/ yyyy) I I I II I I I I I I I I I I (b) Nationilily (c) Identity cud (National Regitlntion Card No. or Pauport No.)- (attach cooiea) 5 Applicmrs Addreoo Td: Fax: E-mail (a) Compmy Regiotration No. {attach copies of regiolntion certt6cate lslued unda the 6 Comuaniea Ari. Cav. 388) 394 Statutory Instruments 12th September, 2008 (b) Sbreholde<&- (•Hxh caplet of ldenlity carda and romp.iii.. Form 2 luued andor the Compani,. Act. Cap.388) ~Shatthol::.:==d:::er,___ __ _ " ::.:=itv'---◄.!:N:.::R:::CL.;/Pe,:'•=•~::.:rt~Nc_::oe:_.---< 4-Shan!s:::="'h::,el;:::d,__-+"N::,ationali,:: (c) Dirttlora Director Shares held N•tioralitv NRC/Passt>0rt No. (d) Company Chief Eualtlve Offkor Name Naticmalitv (e) Campany Secretary Nuru, Naliooallht Mlnenl(a) 7 ... ~.· CUl?fflt mining rights or Mining right or Ucence 8 lkeneet in :Z.mbl,i, If any, by (Type and licence No.) Cowitry and !.ocation Area (Jan') . appll.anl (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (e) (f) (f) (f) 12th September, 2008 Statutory Instruments 395 9. Pnvlowly hdd mining righb Mining right or lkence Count,y and location Area(Km') ar Uce.nca in Zambia, if any., (rype and Ucenc:e No.) byapplic.1111 (a) (a) (•) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (e) (I) (I) (f) 10 Cw:rently hrld mining right, Mining right or licence Count,y and location Area (l<,n') or licences in Zambia.. if my, (rype and Ucertt No.) by oubeidwy compnde& (a) (a) (a) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (e) (f) (I) (f) 11 Cwrendy held mining righto Mining right or licence Count,y and location Area (Km') or licences ln othu countries (Type and licence No.) byapplkant (a) (a) (•) (b) (b) (b) (c) (c) (c) (d) (d) (d) (e) (e) (e) (f) (f) (f) 12 (a) Juve. you been convicted of an offence involving fnud or dishonesty or of any offenc-e under the Minn and Minenl., De'Velopment Act, No. 7 of 2008, or any other Law within or outside Za.mbia1 If yes, specify details: ............................................................................ ....................................................... . Nature ol offence:. ................................................ , ....................................................................... ...... ...•..•.•.• Dale of conviction:....... ............ ............... ..................... ......... .............................. . ...................................•...• Sentence:........................................ ......................................: ....... ... .............................. _............................. . (b) Have you been declared bankrupt, or If a compuy, have you been in llquid>don7 If ya, specify detail,....................................................... .................................-.......••••·• ••• •••••· .•••••••• •· ••••· ·•••· ········································•··•···••·····•···•·•••••••••••• ••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• 13 Have you ever applied for a mining right or licence in l.ambia? if ye• pleas<!, give delall5.............................................. Mining right or licence applied for Location Area km' Da:e of a.ppl!cation Sta.nu of am,lication 0 Grant o Pendino Are.a applied for (Ill coordlnalH in ex&ct multiples of 6 HCOn<1,, latitude/longitude lorma~ lleg=,e-Minutt-Serond fonN~ Arc 1950) 14 (a) Locadon j Province IDllllrid 1 I I 396 Statutory Instruments 12th September, 2008 (b) Siu of aurenl area (In Sq. Km.) (c) Coordin>lff of cwnnt area (Use additional sheet to indicate Lalilude• (S) Longitud., (E) coordinates if -uJredl D D M M 5 s D D M M s s Com,,r 1 Comer 2 Corner 3 Comer 4 Corner 5 Comer 6 Comer 7 Comer 8 Comer 9 Comer 10 Comer 11 Comer 12 (d) Aru propo.,d for altm,tlon lin - . kml (e) Coordlnah!o ohltettd area Latitudes (S) Longitudes CE\ D D M M s s D D I M M s s 1 Comer Comer 2 Comer 3 Comer 4 Comer 5 Comer 6 Comer 7 Comer 8 Comer 9 Comer 10 Comer 11 12th September, 2008 Statutory Instruments 397 ComerJ12 I I I I I I I I I I I 15 Ap,....u- (Adjw«pn,pwm, plam, p,vsi- 111 --propoee4oru alla-atioa) ,., P , a o - - LI<•- commitment pl.In (lhould Include propou!, for prevention of pollution, Appendix No. l IIUlment ol wuie, prot,octianancl ...:mnalion cl land and waler raomao and for dimwtlng or mlnlm!slng adve!R effects an !he e1wlron1111nt) Appendix No. 2 Propcoed prognanme of proopecting operation, (lhould Include an Indication ot !he lnvettmenl commitment) Appendix No. 3 Propooall for ~ t and tnlinlng of citizeN of z.a,,,bia. Appendix No. 4 PiopoMJs for promollonof local baoir,ou development. Tax cl,.,ana, artlfialte islw,d under Income Tu Act (Cap.. Appendix No.S 323) Appendix No. 6 Any &uther il\lmmallan whldl the Dindor ol C<ologial Smvnmav....,uire lbl - Mlllln,r Uomce A a,mprehensive , t a -of the mlnonl deposits in lhe area over which the 1Ja,nc,e II ooupt (shollld include details of all Appendix No. 1 known mil'lerall pnm,d, ~ or infemd,, ore raoun:es and mlnin« cmdltk,ns) Propoeecl prograznmo for ("proop,ctlng) and mining operalioN (ohould lnclwle a lore<Utof capUal lnv-.a,~ the Appendix No. 2 esllmaa!d recove,y rala of an, and miNlal products, and the ~treallllmtanddiopaulolareanclmlroeralo EnviJonm,ntaJMan&g,mentPlan (Should Include pn,pooab lot prevention ol pollution, Appendix No. 3 treatmml ol wattt, prot,octian and redaJnatian of 111\d and waler "'90Ulas and for tllmlnatlng or mlnlm!slng advene fffe::11 on !he envil0nmenl) Appendix No. 4 Details of expemd in&utructure ffijUlmnmts Apper,dix No. 5 Proposals for employment and training ol dtium of -Zambia Appendix No. 6 Proposals for promoticn of local i...u- development Appendix No. 7 Tax dearance cer1illcale (bNed under Income Tax Act (Cap. 3231 Appendix No. a Plano/ propmod minlnguea Appendix No. 9 My &uther information which the Director may " ' I - (cl 1.--...&.te C-lono u,._ A comprehensive sllltemmtaf the min<rll clepomll or probable clepoli.11 In the ona ovor whld\ lhe licmc,e ii ooughl Appendix No. 1 (should Include detail, of all known mlnfflh proved, est!maled or inferred. ore,_,_ anc1-a>ndillont) Propcoed pognmune for proopedirlg and miring open.liON (ohould Include a lorecut ol aipitlll invatmenl, the estunalai AppendJx No. 2 """"'">' ,ate of ore and miNlal producll. and tM propooed - l a n d d 1 - I oloreandmirmab reoov~· Environmental MaNgemmt Plan (Should lttlwle propoM1, for prevmllon of poDutior,, Appendix No. 3 - - o f -, protedlcn anclreclamation of land and water ttlOUia!II and for eliminating or minlmlllng adv.,. effects an the Appendix No. 4 Details of expemd infrutructw,, n,qulmnents Appendix No. 5 Proposals for empioy,nolt and tn1in1ng oldtizeN of Zambia 398 Statutory Instruments 12th September, 2008 Appendix No. 6 Propooala for p,omotion of local business dovelopm,r,t Appendix No. 7 Tax deuana, certllicate issued under Income Tax Act • (Can.3231 Appendix No. 8 Plan of propo,,ed mlnlng arn Appendix No. 9 Plan for cutting. poliahlng and faming of S!ft'Slones in Zambia ;r Appendix No. 10 Any further infonnl.tion which the Dire::tor may requiR 1ldl !'loo.....,. __ hnnll Environmental f'r!>j<ct Brief (llhould include proposals for pttv,:nlicnof pollution. Appendix No. l treatment of wute, proa,dion and n,clmnation of land and water raow:ce, and for elimlDAting or mlnimlsing adverse effects on the environment\ Appendbc No. 2 Statement of the oum the appllant inlends ID expend 011 Appendix No. 3 Propooed programme of pro<pecting operations AppendbcNo.4 Tax dean.nee certificate iosU<d under Income Tax Act (Cap. 323) I tel Small-Sale Mlnln~ Li<eJl<e Appendix No. l Copy of relevant prospecting permit and pr<lopecting report Propooed progrcune ofmining open,tions Appendix No. 2 (should include forecast of apltal inv<ttm,n~ the estimated r«ove,y nlle of ore and ~ ~uds, and the proposed - treatment and A ; _, of oreandminerala recov.,.d) Appendix No. 3 Dea::ripClon of the - . I deposit in area aver which the licence Is eoumt Appendix No. 4 Statement of dw-atlon for whkh licence Is IOtlgbt (should not e>ceedtenvursl Appendix No. 5 Tax cleannce certificate ls.-oed ander lno:>me Tax A<t (Cap. 323) Environmental Management Plan (Should irdude propou1a for p""'ention of polluliOr\, Appendix No. 6 treatment of wut\', prol<,djon and reclamation of land and wall!r iaoun:es and for eliminating or mmimising adver,e effeds on the emrizonmentl Appendix No. 7 Arly turth,r Information which the ~ may n,quire I1n Small·Sale Gtmllone Uten<e Propooed programme oE proopectitlg and mining oper.tions Appendix No. l (Should Include lottaat of lnvesttnent and estimated recoveq rate of Ott and - r i - ' Appendix No. 2 Statement aoumt of gemstone depooits in am, over which li<mee is Appendix No. 3 Tax cleannc:r certificate llsued under Income Tax Act (Cap. Appendix No. 4 3231 Environmonlal Commitlnent Pion .. Appendix No. 5 Any lurtha lnfonnation whim the Dittctor may requiR fol AIIINn'• Min'"• Ill""• Environmental Project Bria£ (Should ln:lude proposals for prevention of pollutitlll, Appendix No. l treatment of waste, protectioo and tecla,nation of land and wa.,,. reoow<es ar,d for eliminating or mlnimlsing adver,e effeds an the environment! Progranune of intend,d mlnlng open,liam Appendix No. 2 (Should include proposals for theproperconoervalion and use of mineral resourcm in mlnin• .,.., in the national interest! t 12th September, 2008 Statutory Instruments 399 Applicant Date Officer D•te FOR omCIAL USE ONbY R«eivedby:~-- - - - - - - - -- Officer STAMP AmowltReoeived _ _ _ _ _ __ __ _ Serial No. of opplicaticn: _ __ _ __ __ 400 Statutory Instruments 12th September, 2008 Form XXXDC /Regulatjro 34 (I)) (To be compl<ffll In triplicate) REPUBUC OF ZAMBIA The Mines and Minerab Development Act, 2008 (Act No. 7 of 2008) The Mine• and Mineral, Development (General) Regulations, 2008 APPLICATION FOR CONSENT TO TRANSFER A MINING RIGHT OR MINERAL PROCESSING UCENCE ·$laded !i!\fdr'for~ ' µse, Ucmcccode .O<lly ~-~- ... ·-·~::' • .., .••· :,;,;-;.-~::::_ ,_; -:.·~ "~: :. DatemdTlme -~ " - _.... r i f :-: "' ~~.--~z., .......... -~~ '-.,· ~ :., *•~ - .- ... ..J 1 Mllllag Right o r ~ No: 2 . Cmrmt bolder No.me of propooed aulgnff 3 4 (o) Namt(1) of applicant(•) (b) Type of applkant Individual I I Com.,.,,., I a..ooe.ative I Partnenhip I I (a) DateofB.l rtb 5 (dd/mm/yyyy) I I I I I I I I I I I I I I I (b) Notlonallty (c) ldmllty cud (Nallorw lleglat,atlcm Can! No. or Pauport No.) - Atlacb -la 6 Appllcont's Adclttm Tel: .. Fu: 'E-mail: (•) Company Regiltntlon No. (alladl copi.. of certlflca.t, of ttgimatlon iff11ed under tbe • 7 Co,nnanleo Actl, COi>, 3881 S!=•ture of A=licant (individual or authorued com~~ _ , . l ivel 12th September, 2008 Statutory Instruments 401 (b) Cm,nt obatthoJ.i-- {Alladl copla of ldoatlty cudo ud <vmp&nlN Form 2 INUtd ll'Dda !be Comi-ru.. A<t,C.p. 388) l-=Sharehol==~der:e,__ _ _ _4-"S!wa==hel:::d~~N:::•tloNll=~l~tv-~N~RC=:/=Pusoor=~'t!::No~-~ (c)Dlncton Oirec10r 5hatts held Naliooalitv NRCl ""-•axwtNo. (cl) Compu,y Chkf &Kutin om- N"""' Nallar.alitv <•> Company Secr<wy N1me Natianalilv Appe,dix No. l Minu... of CD"'J'lll1}' boud ,,,..ting Appe,dix No. 2 Raolulkm of the a,mp&ny'I boo.zd ~ Appe,dix No. 3 - for traNfming or usfpng Appe,dix No. 4 ~ l ! a a !onn for I mining right a,mp~ by p,opos,d Applianl Dabe Offloor Dabe FOR oma.u. USE ONLY Reaivedby:_ _ _ _ _ _ _ __ _ _ _ Officer Amount Received Serial No. of application: _ _ __ _ __ __ 402 Statutory Instruments 12th September, 2008 FonnXL ~ 3 6) (To be completed in triplicat<) i REPUBLIC OF ZAMBIA The Mines and Mineral!I Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2.008 APPLICATION FOR ABANDONMENT CERTlFJCATE Shaded fields foe offida1 use oruy • Licence code - Date and Time II 1 Mla.ing Right or Ucenc:e No. 2 Mlnenla (a) Propos,d abandoninent 3 date (b) Nun•(•) oI applicant{•) (c) Type of•ppllcant 4 (a) Date of Birth (dd/mm/ yyyy) I I I I I I I I I I I I I I I I (b) NaHonality (c) Identity uni lNRC No. .,. Pua~No. I 5 Applicant'a Addtt11 Tel; Fu: E-nwl: {a) Company RegistnHon No. attach coplea of <ertlflcate of l':giltntion iaaued UDder the 6 Co.m.,.nl<1 A<t. Can. 3881 (b) Shan,h oldHB ~Share= ~ho = lder~- - - - ~~Shareo==h<l=:d:!.__µ:N~a!!!tiooali=~tvz__ ~NRC =:1.. / !.!Pu~•-=c!..t!N.!o~·---1 12th September, 2008 Statutory Instruments 403 (c)Dlffclon Director Shares held NatioNJity NRC/ l'>ss!>ort No, (d) Company Chld FJcKatlv• I Officer 1-"N~"""'=+-------------f-'N~•~tio'-Nll-'--'-- ltv " + - - - - - - - - +---f (e) Company s.a.ta,y Name NatioNlitv I Alu applied for abandonment (all """'1u\ata in,...,. multiplo ol 6 HCOndi, t.titude/langitd, lo"""t, Degr,e-Mblu- 7 lo11N1t, Arc 19501 (a) Location Provine• I Dutrtct j 1.oca111y I (b) Odghw lliu (IA Sq. Km.) (c) Propooed abandonmait vu 1111. .a.kml (d) Propoa<d date of abandonmau (•) Coordlnatta Lultade, (S) Langltadea (E) D D M M s s D D M s s Comer 1 Comer 2 Comer 3 Comer 4 Comtt s Comer 6 Comer 7 Comer 8 8 Appa,dku (a) Photocopy of identity document such a, ZAn,bian ID or passport App«>dh,No.l (b) Report on exocution of programme of op,rations Appendi>No.2 (c) A oopy of Coot1tt Certiflcat, grantod by Duec1or Mina Sa!dy (d) The .-pt of poym,nt of the applic4tlon r.e. (e) Company registration dotails Appendb:No. 5 Application.fee . 404 Statutory Instruments 12th September, 2008 • (c) Dlnclorw DlrK1or ShAreo held Natkmalitv (cl) Compa:ny Chiu Eactrt!Ye Off!cu ~ Name=:...+- - - - - - - - - - • N a = · t---------- tionali=aa•tv._ (e) Compony Secntuy Name Natlonalitv 7 Ana applied for abuldonment (•ll coordlnatea in fonna.~ Arc 19501 • °""" muldplei of 6 oecond,, i.titude/ langitude lonna~ ~Minut..Sec<lCld (a) i.o<atlon Provwe I Olalrlrt I Loc&llty I (b) Original - (In Sq. Km.) (c) Propooed _ , area I,1n .... 1an1 __ (d) , _ dal2 of i'mpoKd (•) Coo-ta Lotituc!H (S) LoDgUud.. (E) D D M M ·s 5 D D M M s 5 Comer 1 1---i---i---i--+--+--+--1---1---1---1---1---1-----l Comer 2 l-+-- ~---ll----+--+--+-+---l--+--~-1----+-~ Comer 3 1---i---i--+--+--+--+--1---1---1---1---1---1-----l Comer 4 Comer s Comer 6 Comer 7 Comer 8 Comer 9 8 • Appendlcu (a) Photocopy of idenlity docummt IUCh u Zambian !Dor puoport Appendix No. 1 (b) Report on execution of prognmme of operatlom Appendix No. 2 (c) A copy of ClooUtt Certiliaite ~ by Director Minel Safely AppendixNo.3 (d) ~ nalpl of JMYID"'ll of ltir application fft; Appendil< No. 4 (•) Company n,gistntion details Appendix No. 5 12th September, 2008 Statutory Instruments 405 s,gnature................ .............................. ... Oat,................................... Applicant FonnXU (RmiWa l7) i REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No: 7 of 2008) The Mines and Minerals Development (Genera]) Regulations, 2008 CERTIFICATE NO...... CERTIFICATE OF ABANDONMENT (Section 101 oft~ Mines and MinmilsDevelop,ruml Ar:t, No. 7 o/2008) Holder's .name .......... ..... .. . , ............ .... ... ........................ ...................... ....... ........... . Adc.lress... .. ........ ..... ............ ........................................... .............. ... ...... .. ... ...... .. . The abandoned area shall be the area described in the Schedule and annexed hereto and bordered .......... .............. ......................... on the Plan. The area abandoued was in respect of lhe following minerals ....... .............. ... ...... .. . The aba.ndonmcttt certificate takes effect commencing on the ..... ................ ........................ . .. .. . . . . . .. . .. . . . . . . ...............day of ..... ........ ..... .. ............. ............... and I herelr/ impose the attached condition:. of abandonment Issued at ............ ...... ... ... .... .. ... this ........... ... .............. day of ... .......... .. ..... . Director ENDORSEMENT OF REGISTRATION This Certificate of Abandonment has this ..................... _ .. day of ............ .............. .. ..... .., .. .................................... ..... been registX?red in the Register. Dire<.1 or 406 Statutory Instruments 12th September, 2008 FormXUI (Regulation 38) -... REPUBLIC OF ZAMBIA The Mines and Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 NOTICE OF APPEAL TO THE MINISTER IN THE MATIER OF .......................................... ,......................... . (Application reference and matter of appeal) I hereby give notice of appeal against the decision of the Director/ Director of Mines Safety/ Director of Geological Survey due to the following reasons: (a) ................................................................. ......... ............ ............ .. (b)....................................................... .............. ............... ..... ......... .. (c) ..... .. ...... ................. .......... ........................ , ................. , ...... .. ........ . (d)....................... , ......................................................................... . 1' Dated this ..... ......................... day of ..... ........................ 20 ...... . Signature of Appellant 12th September, 2008 Statutory Instruments 407 FormXUD (Regulation 43) i REPUBLIC OF ZAMBIA The Mines And Minerals Development Act, 2008 (Act No. 7 of 2008) The Mines and Minerals Development (General) Regulations, 2008 PEGGING CERTIFICATE Sid• Dhtance Angles of CO-ORDINATES SYSTEM:............... ... ..................... ............... (Unit,: ..... ) Direction Point Ea• tlng.,/ Northing,/ Diagram No. (de11, min, ..c) Latitude Lon,dtudn Approved By: Dlrec1or/ Director of Geologial Survey Sign:.. .................. . Date: .. ... .. ...... .... , .. . SCALE:.. ... .. ......... ...... . ...... ............ FIGURE:........................ REPRESENTS .............................. HECTARES OP Lo\ND SITCATEDIN ......................................... ..............DlSTRICT OF ....... ...................... ........ .......... PROVINCE OF ZAJl.iBIA SURVEYED BY:........................................... DATE:.............. ................................... SIGN:......................... .. CHECKED BY:.............................. ............. DATE:....................................... ......... SIG:-1:......................... UCENCE NO:........ ................ I BEACONS DESCRIPTION:...................................................·-·············-··. 408 Statutory Instruments 12th September, 2008

SIXTH SCHEDULE {Regulations 31 (3) and 39) PRESCRIBED FEES, AREA CHARGES AND MAXIMUM AREAS FEES APPLICATION LICENCE FEE 1YPE OF MINING RIGIIT OR APPUCATION FEE INFEE IN FEE UNITS UNITS Pros"""ri"o Llcence 2000 10,000 La.r•e--Scale "-finm O Licence 2000 10,000 la.r•e--Scale Gemstone Licence 2000 10,000 Permit 500 2000 Small-5cale Mining Licence 500 2000 SmaD-5cale Gemstone Llcence 500 2000 Artisan's Mining Righi 250 500 Transfer of Pros1>ecliiw. Lan?e&ale Minin• and Llr11:e-Scale Gexnstone Licence 2000 10,000 Transfer ofSmall-&:ale Mining, Prospecting Permit or Small.sc.Je Gexnstone 500 2000 Licences Alteration of Prospecting, IArge-Sc:ale Mining and Large-Scale Gemstone 500 2,500 Ucenres Alteration of Small-Scale Mining, Prospecting Permit or Small-&:ale Gemstone 200 750 Licences Alteration of Artisan's Minino Richt 100 200 NON-MINING RIGHTS/OTHER CATEGORIES LICENCE, CERTIFICATE OR PERMIT APPLICATION FEE IN- CERTIPICATI. LICENCE OR FEE UNITS PERMIT FEE IN FEE UNITS Mineral Processino Licence 2000 10,000 Transfer of Mineral Process-in" Licence 2000 10,000 Alteration of Mineral Processin2 Licence 500 2,500 Allnual '.m,,ratin2 Permit fLaroe Scale) 500 5,000 Annual On.ratin2 Permit /Small Scale\ 250 1,500 Gemstone Sales Certificate 250 1,000 Mineral lmoort Permit 500 3,000 Mineral Exoort Permit 250 500 Geolol!ical or Mining Consulta~ Permit Mineral Analvsis Laboratory Permit Mineral Analvsis Certificate Valuation Certificate 500 500 100 250 2,500 2,500 500 1000 . , Reolacement of licence, permit or certificate - 750 Tonna•e fee for building materials - 5 12th September, 2008 Statutory Instruments 409 AREA CHARGES GRZ Fee Unit■ Yeul-2 Yeu3- 4 YeuS - 6 Yeu 1 .and lat-er yun l'rwpecting License (per square km per year) 56 112 224 448 Large scale Mining Licence (per square km per year) 200 200 200 200 Large scale Gemstone Uc:eoce (per hectare per year) 56 100 150 200 Prospecting permit (per hectare per year) 10 15 20 - Small scale Mining Uc,,nsee (per hectan, per yea,) 10 10 10 10 Small scale Gemstone Licence - exl!mpt in Yea, I 100 100 1S0 200 (per hectare per year) Artisan's mining right (per lirena area) 10 LO - - PRESCRIBED MAXIMUM AREAS TYPE OF MINING RIGHT OR Uc.ENCE l\.1AXIMUM AREA Square Cacwtre Unlls l<ilmtP-tets Prospecting Licence 1000 29,940 Large scale Mining l.kence or Large scale Gemstone Ucenc, 250 7,4&5 !'ro.<pecting Permit 10 300 Small scale Mining Licence 4 120 Small scale Gemstone Licence 4 120 Arti>an's Mining right 0.0668 2 K. T. MWANS A. .Minister of Mines and lv.finerals Development L USAKA I 8th August, 2008 I 1 J