Amendment of the Regulations under the Precious Metals Act, 2005 (GN R.387)

part 1

STAATSKOERANT, 4 APRl L 2008 No. 30942 13 No. R. 387 4 April 2008 PRECIOUS METALS REGULATIONS AMENDMENT OF REGULATIONS The Minister of Minerals and Energy has after consultation with the South African Diamonds and Precious Metals Regulator, under section 23 of the Precious Metals Act, 2005 (Act No. 37 of 2005), made the regulations in the Schedule. SCHEDULE 1 Definitions In this Schedule, "the Regulations" mean the Regulations promulgated by Government Notice No. R. 570 of 9 July 2007. Amendment of Regulation 6 of the Regulations 1. Regulation 6 of the Regulations is hereby amended by the substitution of sub- regulation (2)(d) for the following sub-regulation - "(2)(d) keep a true and correct register of all unwrought and semi-fabricated precious metals deposited for safekeeping, received, dispatched or otherwise disposed of by the holder of the refining licence." Amendment of Regulation 10 of the Regulations 2. Regulation 10 of the Regulations is hereby amended by the substitution of sub- regulation 2(c) for the following sub-regulation-  14 No. 30942 GOVERNMENT GAZETTE, 4 APRIL 2008 "(2)(c) keep a true and correct register of all unwrought and semi-fabricated precious metals deposited for safekeeping, received, dispatched or otherwise disposed of by the holder of the precious metals licence ." Amendment of Regulation 14 of the Regulations (a) by the substitution of sub-regulation (2)(a) for the following sub-regulation: "(2)(a) keep proper books of accounts in accordance with generally accepted accounting practice, as well as records of the total quantities of metals purchased and sold, (b) by the insertion of paragraph (aA) in sub-regulation (2) after paragraph (a): (aA) complete and submit form PMR 4 and a copy of the financial statements to the Regulator annually by not later than 90 days after the end of the financial year of the business of the holder of a jeweller' permit." Amendment of Regulation 16 of the Regulations 4. Regulation 16 of the Regulations is hereby amended by the substitution for sub-regulation (1) of the following sub-regulation- "(1) The Regulator may, subject to subregulation (2), within 30 days of the lodgement of an application, issue a certificate contemplated in section 4(l)(d) of the Act." Amendment of Regulation 17 of the Regulations 5. Regulation 17 of the Regulations is hereby amended - (a) by the substitution in paragraph (c) for the following paragraph: "(c) keep a true and correct register of all unwrought and semi- fabricated precious metals deposited, received, dispatched, or otherwise disposed of by the holder of the certificate." (b) by the addition of the following paragraph:  STAATSKOERANT, 4 APR lL 2008 No. 30942 15 "(d) the certificate is valid for a period not exceeding 3 months from the date of issue by the Regulator." Amendment of Regulation 20 of the Regulations 6. Regulation 20 of the Regulations is hereby amended by the substitution of subparagraph (c) for the following subparagraph - "(c) keep a true and correct register of all unwrought precious metals and semi- fabricated precious metals deposited for safekeeping, received, dispatched or otherwise disposed of the holder of a special permit".

part 2

Amendment of Regulation 23 of the Regulations 7. Regulation 23 of the Regulations is hereby amended by substitution in sub- regulation'(3) for paragraph (a) of the following paragraph: "(a)the applicant has provided information to the satisfaction of the Minister that provision has been made to meet local demand for the beneficiation of unwrought and semi-fabricated precious metal as local demand may indicate, and that there are reasonable grounds to believe that such local demand will continue to be met during the period for which the consent to export is valid". Amendment of Regulation 24 of the Regulations 8. Regulation 24 of the Regulations is hereby amended by substitution for sub- regulation (2) of the following sub-regulation: "(2) The applicant must retain a copy of the Bill of Entry for Export issued in terms of the Customs and Excise Act, 1964 (Act 91 of 1964), together with all supporting documents in respect of each consignment of the precious metal exported in terms of the approval granted by the Minister for a period of three years after the date of export".  16 No. 30942 GOVERNMENT GAZETE, 4 APRIL 2008 Insertion of regulation 27A 9. The following regulations are hereby inserted in the Regulations after regulation 27: "Registration of Producer in the South African Diamond and Precious Metals Regulator's National Register 27A(1) In order to keep proper records of production and sale of precious metals,- (2) Every producer must complete and submit form PM REG1 contained in Annexure A for registration with the Regulator on or before 1May 2008; and (3) The Regulator shall issue a unique registration number which must be reflected always in-the registers or information to be submitted by the registered producer to the Regulator." Insertion of Regulation 278 10. The following regulations are hereby inserted in the Regulations after regulation 27A: "Manufacturers of minted bars 276.(1) Any holder of a refining licence or precious metal beneficiation licence who intends to manufacture minted bars may apply to the Regulator for registration as an approved manufacturer of minted bars and for a quota of minted bars to be manufactured in the Republic; (2) An application c~~itemplated in sub-regulation (1) must be lodged by submitting a completed Form MI31 to the Regulator; (3) The following documents must be lodged together with Form MI31 contemplated in sub-regulation (1):  STAATSKOERANT, 4 APRIL 2008 No. 30942 17 (a) business plan; (b) documentary proof of accreditation from national or international organisation relating to manufacture of precious metals bars; (c) track record of the manufacture of high quality precious metal bars; (d) target market; and (e) quality assurance system relating to precious metals bars. (4) The quantity of minted bars that maybe manufactured in the Republic may not exceed 500 000 troy ounces in a calendar year and this quantity may from time to time be adjusted by the Minister in consultation with the National Treasury by notice in the Gazette; (5) The maximum number of approved manufactures shall be determined by the Regulator in consultation with National Treasury, based on exchange control, security and market considerations; (6) The Regulator may within 30 days after lodgement of Form MB1 and subject to sub-regulation (3) register a holder of a refining licence or precious metal beneficiation licence as an approved manufacturer of minted bars; (7) If the Regulator refuses an application referred to in sub-regulation (I), the Regulator shall notify the applicant and provide the reason for his or her decision;

part 3

(8) The Minister may after consultation with the Regulator publish from time to time in the Gazette, the names of approved manufacturers of minted bar". Acquisition, Possession, Use and Disposal Of Minted Bar 27C (1) An approved manufacturer of minted bar contemplated in regulation 27B (6) may sell a minted bar manufactured by him or her to any person, provided that it is accompanied by a certificate containing: (i) the name of the approved manufacturer; (ii) certification of the mass and purity; and (iii) the serial number of the minted bar.  18 No. 30942 GOVERNMENT GAZElTE, 4 APRIL 2008 (2) No person other than the holder of a refining licence, a precious metal beneficiation licence or a jeweller's permit may change the form of a minted bar. Amendment of Regulation 33 of the Regulations 11. Regulation 33 of the Regulations is hereby amended- (a) by the substitution of sub-regulation (1) for the following sub-regulation: 33. (1) Form PMR 1 is a precious metals register for producer; (a) Form PMR 2 is a precious metals register for refining licence; (b) Form PMR 3 is a precious metals register for beneficiation licence; (c) Form PMR 4 is declaration form of information of precious metals transactions for jeweller's permit; (d) Form PMR 5 is a precious metals register for special permit; (e) Form PMR 6 is a precious metals register for certificate ; (f) Form PMR 7 is a declaration form of import transactions of precious metals for import permit; (g) Form PMR 8 is a declaration form of monthly export transactions of precious metals for export approval; and (h) The Regulator may amend when deem fit, the form of the registers and other information from time to time. (b) by the substitution of sub-regulation (3) for the following sub-regulation: (3)(a) Form PMR 1, PMR 2, PMR 3, PMR 5, PMR 6 or PMR 7 contemplated in sub- regulation (1) must be submitted quarterly to the Regulator;  STAATSKOERANT, 4 APRl L 2008 No. 30942 19 (b) Form PMR 4 contemplated in sub-regulation (1) must be submitted annually to the Regulator not later than 90 days after the end of the financial year of business of the holder of a permit; (c) Form PMR 8 contemplated in sub-regulation (1) must be submitted to the Regulator every six calendar months. (c) by the addition of sub-regulation (4) : (4) Sub-regulations (1) and (3), apply mutatis mutandis to a holder of a recovery works licence, special permit holder, certificate holder or jeweller's permit holder whose licence, permit or certificate, as the case may be, continues in force in terms of section 24(3) of the Precious Metals Act, 2005 (Act 37 of 2005). Amendment of Annexure A of the Regulations 12. Annexure A of the Regulations is hereby amended by the insertion after item (d) of the following item: (dA) Registers contemplated in regulation 278 shall be obtainable from the office of the Regulator at a prescribed fee of R120 per register book. Amendment of Annexure B of the Regulations 13. Annexure B of the Regulations is hereby amended by the insertion below Table 1 (a) of the Table number "1 (b)" below the first Table.  20 No. 30942 GOVERNMENT GAZETTE, 4 APRIL 2008 Amendment of Annexure C of the Regulations 14. Annexure C of the Regulations is hereby amended by the deletion of Form PR and the insertion after Form PEA of the following Forms: "Form PM REG1 SOUTHAFRICANDIAMONDAND PRECIOUS METALS REGULATOR SA Diamond Centre, Cnr Main and Phillip Streets Johannesburg. P. 0. Box 16001, Doornfontein, 2028

part 4

REGISTRATION IN THE SA DIAMOND AND PRECIOUS METALS REGULATOR'S NATIONAL REGISTER Instructions: 1. For any enquiries, contact the office of the Regulator during office hours. 2. Complete the form in block letters and in black pen. 3. Where options are given, mark the appropriate block. 4. Complete the form in English and do not use abbreviations. 5. Although the application forms are made available in electronic format, only a signed original hard copy shall be acceptable. 6. Ensure that all the required documentations accompany the application. 7. The ap-plication must be submitted to the business premises of the Regulator (given above). 1 PARTA : PARTICULARS OF APPLICANT 1 1.(a) In case of a natural person, please provide the following: (i) Surname: (ii) First name (s) (iii) Identity number: *(certified copy of the identity document must be attached) (b) In case of a person other than a natural person, please indicate: CC.- PartnershiplJoint venture Co.- Other (specify) (i) Name of company, close corporation, partnership or joint venture: (ii) Registration number of Co. or CC: (iii) Name and identity number of Managing Director, Member: (v) Type of precious metalls mined or worked with?  STAATSKOERANT, 4 APRIL 2008 No. 30942 21 *(in case of a company or close corporation, certified copy of a certificate of incorporation must be attached) (c) Please provide: (i) Mining right or mining permit number, or the number of the mining authorisation which continues in force in terms of the Mineral and Petroleum Resources Development Act, 2002 (Act 28 of 2002), as the case may be. (ii) A certified copy of the mining right, permit or other authorisation, as the case may be, contemplated in c(i). 2. (a) Business address: (i) Building Name: (ii) Building Number: (iii) Street Number: (iv) Street Name: (v) SuburbIDistrict: (vi) TownlCity: (vii) Postal code: (viii) Province: (ix) Country: (x) Txlephone number: (xi) Fax no.: (xii) Cell phone no: (xiii) E-mail address: (b) Relevant postal address: (i) Postal Address: (ii) TownICity: (iii) Postal code: (c) Primary Contact Person: (i)Full Name: \.., Title: lii) - - (iii) Work Contact Number: (iv) email address: (v) Mobile number: I, the applicant for registration hereby declare that the contents of this application .. are true and correct. Capacity: Signed at on the day of SIGNATURE OF APPLICANT1 REPRESENTATIVE (IF APPLICABLE)  22 NO. 30942 GOVERNMENT GAZETTE, 4 APRIL 2008 Form ME1 SOUTHAFRICANDIAMONDAND PRECIOUSMETALSREGULATOR SA Diamond Centre, Cnr Main and Phillip Streets Johannesburg. P. 0. Box 16001, Doornfontein, 2028 REGISTRATION AS AN APPROVED MANUFACTURER OF MINTED BARS Instructions: 1 . For any enquiries, contact the office of the Regulator during office hours. 2. Complete the form in block letters and in black pen. 3. Where options are given mark the appropriate block. 4. Complete the form in English and do not use abbreviations. 5. Although the application forms are made available in electronic format, only a signed original hard copy shall be acceptable. 6. Ensure that all the required documentations accompany the application 7. The application must be submitted to the business premises of the Regulator (given above).

part 5

1.(a) In case of a natural person, please provide the following: (i) Surname: (ii) First name (s) (iii) Identity number: *(certified copy of the identity document must be attached) (b) In case of a person other than a natural person, please indicate: CC.- PartnershipIJoint venture Go.- Other (specify) (i) Name of company, close corporation, partnership or joint venture: - - (ii) Registration number of Co. or CC: (iii) Name and identity number of Managing Director, Member: *( in case of a company or close corporation, certified copy of a certificate of incorporation must be attached) 2. Specify the type of licence (refining licence or precious metal beneficiation licence) held (attach certified copy) 3. Licence number and the validity period (start and end date) 4. State the quantity of minted bars and mass designations you intend to manufacture in a year; Note that the Regulator in consultation with National Treasury shall, as it  STAATSKOERANT, 4 APRIL 2008 No. 30942 23 may deem fit, limit the total amount per manufacturer to ensure that the aggregate total mass manufactured in the country does not exceed 500 000 ounces per annum. 5. State the source of the precious metal blanktstrip of at least 99,99% purity that will be stampedtpunched out to the required dimensions and minted into minted bars (State full name of supplier, licence number and contact details and contact person) 6. Provide details of registered trade mark (that will be stamped on the minted bar, if approval is granted) and documentation to prove registration of registered trade mark. 7. Provide a copy of the form of the certificate (or equivalent, which is subject to approval) that will accompany the sale of each minted bar. 8. Provide details of the South African Bureau Standards (SABS) accredited hallmarking or quality management system (attach a certified copy of the certificate of accreditation as proof of the above; e.g, IS0 9001 or SANS 29:2004, if applicable) used in the manufacture of minted bars. 9. Provide a detailed business plan inclusive of broad-based socio-economic empowerment and other details to support the application including but not limited to:: accreditation from national or international organisations relating to manufacture of precious metal bars; track record of the manufacture of high quality precious metal bars; target market; or quality assurance system relating to precious metal bars. 10. (a) Business address: (i) Building Name: (ii) Building Number: (iii) Street Number: (iv) Street Namc: (v) SuburbIDistrict: (vi) Town/City: (vii) Postal code: (viii) Province: (ix) Country:  24 No. 30942 GOVERNMENT GAZETTE, 4 APRIL 2008 (x) Telephone number: (xi) Fax no.: (xii) Cell phone no: (xiii) E-mail address: (b) Relevant postal address: (i) Postal Address: (ii) TowdCity: (iii) Postal code: (c) Primary Contact Person: Full Name:

part 6

(iii) Work Contact Number: (iv) Email address: (v) Mobile number: 11. I, the undersigned declare that - - (1) the contents of this application are true and correct; and (2) minted bars to be manufactured, if approval is granted, will be in accordance with the Precious Metals Act, 2005 (Act 37 of 2005) and Regulations made under the Act. SIGNATURE: DATE: CAPACITY:  SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 1 5th Floor - Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. 0. Box 16001, Doornfontein2028 South Africa - Tel (011) 334-098016 Fax (011) 334-889819001 PRECIOUS METAL PRODUCER Register of precious metal (won or recovered) disposed of, pursuant to section 15 of the Precious Metals Act, 2005 8 Regulation 27B made under the Act QuarterNeai: Name of Producer: Mining RighUPermit Number: P h p l c a l address: Telephone numberls: 1, the undersigned precious metal producer, solemnly declare Fax number: that the transactions in this register are correct and complete E-mail address: Signed: I Registration NumberIClient code: Date of declaration: I Precious Metal (won or recovered) disposed of /sold Details of buye? / purchase? (unwrought and semi-fabricated) Nature of Precious Metal' Registrationor Fine mass/weight3 Price Licence/permiIfcerIificate Date Name of buyef / purchasef Metal form; purity (kg) (R) number of buyer I purchaser I I I I I I 'A true copy of this register tor each quarter (Q) of a calendar year must be submitted to the Regulator by 15 April (for 01). by 15 July ( tor Q2), by 15 October (for Q3), and by 15 January (for Q4) 1: Metal (gold, platinum, palladium, rhodium, iridium, osmium ruthen~um),Form and Purity (e.9.. bar of 99.9% purity) 2: Name of Licensee, permiVcenificateholder. If exported, state so. 3. Fine masskioht: the mass of lhe preciws metal contained in the aR~cle,as determined by muniplying the gross weight of the article by its fineness or purity On %) Page 1 of -

part 7

SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 2 5th Floor — Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. O. Box 16001, Doornfontein 2028 - South Africa Tel (011) 334-8980/6 Fax (011) 334-8898 / 9001 REFINING OR RECOVERY WORKS LICENSEE Register of transactions pursuant to section 15 of the Precious Metals Act, 2005 and Regulations 6(2)(d), 278 and 27C Quarter/Year : Name of Licensee: Licence Number: Physical address: Telephone number/s: i, the undersigned licensee, solemnly declare that the transactions In this register are Fax number: correct and complete E-mall address: Signed: Registration Number/Cilent code: Date of declaration: Preclous Metal Recelved/Bought (unwrought and semi-fabricated) Precious Metal Disposed of /sold (unwrought and semi-fabricated) Seller Supplier’ mass/weight” Price (R) Date Buyer’ masspweight® * A true Copy of this register for each quarter (Q) of a calendar year must be submitted to the Regulator by 15 April (for Q1), by 15 July (for Q2), by 15 October (for Q3), and by 15 January (for Q4) 1; Name of Licensee & ragistrationficence number. If imported or exported, please state so. 2: Metal (gold, platinum, palladium, rhodium, iridium, oamium ruthenium), Form and Purity (e.g., bar of 99.9% purity) ; 3. Fine mass/weight: the mass of the precious metal contained in the article, as determined by multiplying the grass weight of the article by its fineness or purity (in %) p tof ‘age 10  1% UI)b i n d lo sseueu!l611Aq clap eql lo rq6!em s m 6 e q 6u!Ald1unurAq pau!mmap se 'alwe aqi u! pau!sluoa IUU sno!=~d aur 40 Eseuaul :iuB~a~mlau au!j '5 lellenb a q Jam paloldura saabldma lo leqtunu e6elehv :r (64) hundg W J O ~ w a n (BY) (n) phng alga (u) ,pa~n13ebnueui sap!^ (14a311d p e w hundg l u o j letaw p ! ~ d d n sw/ l e s atea a3ud smn p l a n s n o ! m d 40 a m e N eu!d anleh au!j ,IWW sno!3a1d 40 a W e N (pateollqep~rnas pue ~6normun)plos/ io pasadsla lelaw snoloard ~arn13e)nuewl~aw1o!1auaa lelalfl snol3ard heo!lqw-!mas pue ~6norraun)i @ w / p a ~ l a ~ a1~4 a w snopad  SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 3 5th Floor — Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. O. Box 16001, Doornfontein 2028 — South Africa Tel (011) 334-8980/6 Fax (011) 334-8898 / 9001 PRECIOUS METAL BENEFICIATION LICENSEE Register of transactions pursuant to section 15 of the Precious Metals Act, 2005 and Regulations 10(2)(c), 27B and 27C Quarter/Year’: Name of Licensee: Licence Number: Physical address: Telephone number/s: I, the undersigned licensee, solemnly deciare that the transactions In this register are accurate and Fax number: complete E-mail address: Signed: [ Registration Number/Client code: Date of declaration: L Precious Metal Recelved/Bought (unwrought and semi-fabricated) Precious Metal Disposed of /sold (unwrought and semi-fabricated) Beneficiated/Manufactured Nature A 2 Seller /Supplier Metal Form & Purity | Mass® | Price (R) Articles manufactured? (A) | Date Buyer! Nature of Precious Metal Metal Form & Purity Number of employees’: * A true copy of this register for each quarter (Q) of a calendar year must be submitted to the Regulator by 15 April (for Q1), by 15 July (for Q2), by 15 October (for Q3), and by 15 January (for Q4) 1: Name of Licensee/permit holder & registration/licence/permi number. If imported or exported, please slate so. 2: Metal (gold, platinum, palladium, rhodium, iridium, osmium ruthenium), Form and Purity (e.g., granules of 99.9% purity) 3: Type & fine mass of articles manufactured 4: Average number of employees employed over the quarter 5. Fine mass/weight: the mass of the precious metal contained in the article, as determined by multiplying the gross weight of the article by its fineness or purity (in %) p lot age 1 0!

part 8

SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR I 5th Floor - Suite 501 SA Diamond Centre, 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. 0. Box 16001, Doornfontein 2025 -South Africa Tel(011) 334-898016 Fax (011) 334-8895 / 9001 JEWELLER'S PERMIT HOLDER Submission of prescribed information pursuant to section 9(8) of the Precious Metals Act, 2005 and Regulations 14(2)(a), 278 and 27C Financial Year': \ ( Physical address: I I Telephone numberls: I,the undersigned permit holder, solemnly declare that the information Fax number: recorded herein is accurate and complete E-mail address: Signed: 1 Registration NumberIClient code Date of declaration: I I Precious Metal BoughtJRecelved Total fine rnass(Kg1by Precious Metal Articles & labour employed Precious Metal Disposed of or sold /exportedo [list local sales . and emorts (wlth destination1, se~aratelvl Total fine mass(Kg1 by .. Total Value Labour precious metal type (for Value precious metal type (for employed in Arlicles manufactured2in month Total Destination Month month) (4 value (R) Month month) (R) (country) for month month for month Metal Fine mass Metal Fine mass ': ': Notes: Fine mass of gold, platinum, palladium, rhodium etc.; Type & f i e mass of arricles manufactured; Includingprecious metal in scrap and waste Fine mass: .Fine madweight: the mass of the precious metal contained in the article, as determined by multiplying the gross weight of the article by its fineness or purity (in %)

part 9

Atrue copy of this document must be submined to the Regulator no later than 90 days after the end of the financial year of the permit holder's business Page 1 of -  -10 c a6ed 'lawnb erg lam pdoldlue saaAo!dlua lo laqtunu a h m v .S (% u!) hwnd lo ssauauy q!Aq al3!ve am jo 1q8!am ssol6 a41 6ujld!unru Aq pau!rulalap se ' e l w e alp u p a u ! w m (slaw sno!lald arg io ssew arg :~q&awssuuau!j .r ~ausnba q J~ a x paAoldwa seaAo~dwajo laqlunu a b m v :6 ' p a m w p u u u sapus jo s s w auy g edhl :E I m n d %6'66 40 sa1nuw6'Wa) 4 l n d pue w ~ o'(lunluargru j lun!luso 'lun!p!J! 'wn!poqJ 'un!psl~ed'wnuuPld '~106) ~ e l a ~:Zy laqwnu elulad/a3~3!1/uo!1~~1s!6a~ 8 mppq ewled/easua3!1jo eweN :L ~ (PD JOJ)henuer S L Aq pue '(ED J O Jaqopo S L Ag '(ZD JOJ)Alnr S L Aq '(10 JOJ) SL Aq ~oleln6atlaw 01p a w q n s aq qsnu ~eaA~ e p u a pe JO (0) ~apenb43ea JOJ ~ a l s ! b s!ql~o ~ Ado3 anllv, :,saaAoldua 80 JaqlllflN (HI (67) h!~nd9 ul0j lelafl (64) vSSeW ,~aAng ales (HI ,palnlaejnuew s a p w (H)awd pew Qlnd u ~ o j !e~aw p!lddns/ w a s ale aa!ld ,lelaw snopald lo ameN au!j we/( au!j ,Iaaw SnO!3ald 40 aJWN ~a~ntae)nuew/pa1e13!~auae (pate31lqe~-was pue wfino~mun)plos/ LO pasods!~lsaw snopa~d leta~~110]3ald (pate3!~qel-!uras pue I U ~ ~ O J M 146noe/pa~!aaa~ U~) leww sno13ald

part 10

SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 5 5th Floor — Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. O. Box 16001, Doornfontein 2028 — South Africa Tel (011) 334-8980/6 Fax (011) 334-8898 / 9001 SPECIAL PERMIT HOLDER Register of transactions pursuant to section 15 of the Precious Metals Act, 2005 and Regulations 20(c), 27B and 27C Quarter/Year: Name of permit holder: Permit Number: Physical address: Telephone number/s: |, the undersigned permit holder, solemnly declare that the transactions in this register are correct Fax number: and complete E-mail address: Signed: Registration Number/Client code: Date of declaration: I Precious Metal Received/Bought (unwrought and semi-fabricated) Precious Metal Disposed of /sold (unwrought and seml-fabricated) Beneficlated/Manufactured Value : 2 - Seller /Supplier’ Metat Form & Purity Mass* Price (R) Articles manufactured? (R) Date Buyer’ Nature of Precious Metal Mass* Price Metal Form & Purity (R) Number of employees”: * A true copy of this register for each quarter (Q) of a calendar year must be submitted to the Regulator by 15 April (for Q1), by 15 July (for Q2), by 15 October (for Q3), and by 15 January (for Q4) 1; Name of licensee/permit holder & registration/licence/permit number 2: Metal (gold, platinum, palladium, rhodium, iridium, osmium ruthenium), Form and Purity (e.g., granules of 99.9% purity) 3: Type & fine mass of articles manufactured. 5: Average number of employees employed over the quarter 4, Fine mass/weight: the mass of the precious metal contained in the article, as determined by multiplying the gross weight of the article by its fineness or purity (in %) 5, Average number of employees employed over the quarter. Page 1 of  SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 6 5th Floor - Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. 0. Box 16001, Doornfontein 2028 - South Africa Tel (01 1) 3344398016 Fax (01 1) 334-8898 / 9001 PRECIOUS METAL CERTIFICATE HOLDER Register of transactions pursuant to Regulations 17(c), 278 and 27C made under the Precious Metals Act, 2005 QuarterNeai: 1 Name of Certificate Holder: Certificate Number: I I P h p i c a l address: I I Telephone number/s: I,the undersigned certificate holder, solemnly declare that the Fax number: transactions In this register are correct and complete C-mail --,..ca,. d m .- ""# a-. e. Registration Number/Client code: I ,( Date of declaration: I @I...-rrl. a,ymasu. I I

part 11

Precious Metal Received/Bought Precious Metal Disposed of /soid (unwrought and semi-fabricated) (unwrought and semi-fabricated) Nature of Precious ~etaf Fine ass^ Nature of Precious ~ e t a f Fine Price Date SellerlSuppl~er' Price (R) Date Buyer' (kg) Metal Form 8 pur~ty M a ~ s ( k g ) ~ (R) Metal Form 8 purRy 'A true copy of thls register for each quarter (Q) of a calendar year must be submitted to the Regulator by 15 April (for Ql), by 15 July (for 02). by 15 October (forQ3), and by 15 January (for Q4) 1: Name of liaensee/permilholder 8 registrationjiaence/pmIt number. If imported or exported, please slate so. 2: Metal (gold. platinum, palladium, rhodium, indium, osmlum ruthenium), Form and Purity (e.g.. granules of 99.9% purity) 3. Fme masr/neight: the mass of the prmious melal conlained in the article, as determined by multiplyingthe gmss weight of the artlcle by its fineness or purity (In %) Page 1 of -  SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 7 5th Floor - Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa P. 0 . Box 16Gil1, Doornfontein 2028 - South Africa Tel (011) 334-898016 Fax (011) 334-8898 I9001; Instructions, guidelines and forms at Website: www.sadpmr.co.za IMPORT PERMIT HOLDER Declaration of import transactions in terms of Regulation 22(2), made uncder the Precious Metals Act, 2005 QuarterNeaf : Name of Permit Holder: 1 Permlt Number: I I Physlcal address: I.the undersianed wrmlt holder. solemnlv declare that the imwrt .. t'ransactions Fecorded herein are correct and complete, and that Telephone numbefls: documentary proof of each such transaction Is aitached Fax number: E-mail address: Signed: I Registration NumberICiient Code: Date of declaration: I

part 12

(unwrought and semi-fabricated precious metal) Nature of Precious Metal' Fine Mass3 Value Date Origin2 Metal Form B. Purity (kg) (R) A true copy of this declaration of import transactionsfor each quarter (Q) of a calendar year must be submitted to the Regulator by 15 April (for Ql), by 15 July ( for Q2), by 15 October (for Q3), and by 15 January (for Q4) 1: Metal (gold, platinum, palladium, dlodium, iridium. osmium or ruthen~um).Form and Purity (e.g., unmought waste and scrap of 1% purity) 2: Country imported tmm (Attach blll of entry) 3. Fine massfmight: Ihe mass of the precious metal contained in the article/product, as delemined by rnultiplyng the gross weight of the erlide/product by its fineness or purity (in %) Page -of   SOUTH AFRICAN DIAMOND AND PRECIOUS METALS REGULATOR Form PMR 8 Sth Floor — Suite 501 SA Diamond Centre; 225 Main (cnr Phillip) Street; Johannesburg 2001, South Africa - P, O. Box 16001, Doornfontein 2028 — South Africa Tel (011) 334-8980/6 Fax (011) 334-8898 / 9001; Instructions, guidelines and forms at Website: www.sadpmr.co.za EXPORT APPROVAL HOLDER Declaration of monthly export transactions in terms of Regulation 24{3), made under the Precious Metals Act, 2005 |, the undersigned export approval holder, solemnly deciare that the number/s: export transactions recorded herein are accurate and complete Nature of Precious Metal Destination Form & * A true copy of this decizvation of export transactions for each 6-month (half-year) period (H) of a calendar year must be submitted to the Requiator by 15 July ( for H1) and by 15 January (for H2) 1: Metal (gold, platinum, palladium, rhodium, iridium, asmium or ruthenium), Form and Punty (e.g., unwrought bars of 99.5% purity) 2: Source of precious metal ; ; 3, Fine mass/weight: the mass of the precious metal conlained in the article/product, as determined by multiplying the gross weight of the articie/product by its fineness or purity (in %) Page of __—