Organic Foods Production Act Provisions (7 CFR 205.1-205.690)

390 SUBCHAPTER M—ORGANIC FOODS PRODUCTION ACT PROVISIONS PART 205—NATIONAL ORGANIC PROGRAM Subpart A—Definitions Sec. 205.1 Meaning of words. 205.2 Terms defined. 205.3 Incorporation by reference. Subpart B—Applicability 205.100 What has to be certified. 205.101 Exemptions and exclusions from cer tification. 205.102 Use of the term, ‘‘organic.’’ 205.103 Recordkeeping by certified oper ations. 205.104 [Reserved] 205.105 Allowed and prohibited substances, methods, and ingredients in organic pro duction and handling. 205.106–205.199 [Reserved] Subpart C—Organic Production and Handling Requirements 205.200 General. 205.201 Organic production and handling system plan. 205.202 Land requirements. 205.203 Soil fertility and crop nutrient man agement practice standard. 205.204 Seeds and planting stock practice standard. 205.205 Crop rotation practice standard. 205.206 Crop pest, weed, and disease manage ment practice standard. 205.207 Wild-crop harvesting practice stand ard. 205.208–205.235 [Reserved] 205.236 Origin of livestock. 205.237 Livestock feed. 205.238 Livestock health care practice standard. 205.239 Livestock living conditions. 205.240 Pasture practice standard. 205.241–205.269 [Reserved] 205.270 Organic handling requirements. 205.271 Facility pest management practice standard. 205.272 Commingling and contact with pro hibited substance prevention practice standard. 205.273–205.289 [Reserved] 205.290 Temporary variances. 205.291–205.299 [Reserved] Subpart D—Labels, Labeling, and Market Information 205.300 Use of the term, ‘‘organic.’’ 205.301 Product composition. 205.302 Calculating the percentage of or ganically produced ingredients. 205.303 Packaged products labeled ‘‘100 per cent organic’’ or ‘‘organic.’’ 205.304 Packaged products labeled ‘‘made with organic (specified ingredients or food group(s)).’’ 205.305 Multiingredient packaged products with less that 70 percent organically pro duced ingredients. 205.306 Labeling of livestock feed. 205.307 Labeling of nonretail containers used for only shipping or storage of raw or processed agricultural products la beled as ‘‘100 percent organic,’’ ‘‘or ganic,’’ or ‘‘made with organic (specified ingredients or food group(s)).’’ 205.308 Agricultural products in other than packaged form at the point of retail sale that are sold, labeled, or represented as ‘‘100 percent organic’’ or ‘‘organic.’’ 205.309 Agricultural products in other than packaged form at the point of retail sale that are sold, labeled, or represented as ‘‘made with organic (specified ingredi ents or food group(s)).’’ 205.310 Agricultural products produced on an exempt or excluded operation. 205.311 USDA Seal. 205.312–205.399 [Reserved] Subpart E—Certification 205.400 General requirements for certifi cation. 205.401 Application for certification. 205.402 Review of application. 205.403 On-site inspections. 205.404 Granting certification. 205.405 Denial of certification. 205.406 Continuation of certification. 205.407–205.499 [Reserved] Subpart F—Accreditation of Certifying Agents 205.500 Areas and duration of accreditation. 205.501 General requirements for accredita tion. 205.502 Applying for accreditation. 205.503 Applicant information. 205.504 Evidence of expertise and ability. 205.505 Statement of agreement. 205.506 Granting accreditation. 205.507 Denial of accreditation. 205.508 Site evaluations. 205.509 Peer review panel. 205.510 Annual report, recordkeeping, and renewal of accreditation. 205.511–205.599 [Reserved] VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00400 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 391 Agricultural Marketing Service, USDA § 205.2 Subpart G—Administrative THE NATIONAL LIST OF ALLOWED AND PROHIBITED SUBSTANCES 205.600 Evaluation criteria for allowed and prohibited substances, methods, and in gredients. 205.601 Synthetic substances allowed for use in organic crop production. 205.602 Nonsynthetic substances prohibited for use in organic crop production. 205.603 Synthetic substances allowed for use in organic livestock production. 205.604 Nonsynthetic substances prohibited for use in organic livestock production. 205.605 Nonagricultural (nonorganic) sub stances allowed as ingredients in or on processed products labeled as ‘‘organic,’’ or ‘‘made with organic (specified ingredi ents or food group(s)).’’ 205.606 Nonorganically produced agricul tural products allowed as ingredients in or on processed products labeled as ‘‘or ganic.’’ 205.607 Amending the National List. 205.608–205.619 [Reserved] STATE ORGANIC PROGRAMS 205.620 Requirements of State organic pro grams. 205.621 Submission and determination of proposed State organic programs and amendments to approved State organic programs. 205.622 Review of approved State organic programs. 205.623–205.639 [Reserved] FEES 205.640 Fees and other charges for accredita tion. 205.641 Payment of fees and other charges. 205.642 Fees and other charges for certifi cation. 205.643–205.649 [Reserved] COMPLIANCE 205.660 General. 205.661 Investigation of certified operations. 205.662 Noncompliance procedure for cer tified operations. 205.663 Mediation. 205.664 [Reserved] 205.665 Noncompliance procedure for certi fying agents. 205.666–205.667 [Reserved] 205.668 Noncompliance procedures under State Organic Programs. 205.699 [Reserved] INSPECTION AND TESTING, REPORTING, AND EXCLUSION FROM SALE 205.670 Inspection and testing of agricul tural products to be sold or labeled as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredi ents or food group(s)).’’ 205.671 Exclusion from organic sale. 205.672 Emergency pest or disease treat ment. 205.673–205.679 [Reserved] ADVERSE ACTION APPEAL PROCESS 205.680 General. 205.681 Appeals. 205.682–205.689 [Reserved] MISCELLANEOUS 205.690 OMB control number. 205.691–205.699 [Reserved] AUTHORITY: 7 U.S.C. 6501–6522. SOURCE: 65 FR 80637, Dec. 21, 2000, unless otherwise noted. Subpart A—Definitions § 205.1 Meaning of words. For the purpose of the regulations in this subpart, words in the singular form shall be deemed to impart the plural and vice versa, as the case may demand. § 205.2 Terms defined. Accreditation. A determination made by the Secretary that authorizes a pri vate, foreign, or State entity to con duct certification activities as a certi fying agent under this part. Act. The Organic Foods Production Act of 1990, as amended (7 U.S.C. 6501 et seq.). Action level. The limit at or above which the Food and Drug Administra tion will take legal action against a product to remove it from the market. Action levels are based on unavoidability of the poisonous or del eterious substances and do not rep resent permissible levels of contamina tion where it is avoidable. Administrator. The Administrator for the Agricultural Marketing Service, United States Departure of Agri culture, or the representative to whom authority has been delegated to act in the stead of the Administrator. Agricultural inputs. All substances or materials used in the production or handling of organic agricultural prod ucts. Agricultural product. Any agricultural commodity or product, whether raw or processed, including any commodity or product derived from livestock, that is VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00401 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 392 7 CFR Ch. I (1–1–17 Edition) § 205.2 marketed in the United States for human or livestock consumption. Agricultural Marketing Service (AMS). The Agricultural Marketing Service of the United States Department of Agri culture. Allowed synthetic. A substance that is included on the National List of syn thetic substances allowed for use in or ganic production or handling. AMDUCA. The Animal Medicinal Drug Use Clarification Act of 1994 (Pub. L. 103–396). Animal drug. Any drug as defined in section 201 of the Federal Food, Drug, and Cosmetic Act, as amended (21 U.S.C. 321), that is intended for use in livestock, including any drug intended for use in livestock feed but not includ ing such livestock feed. Annual seedling. A plant grown from seed that will complete its life cycle or produce a harvestable yield within the same crop year or season in which it was planted. Area of operation. The types of oper ations: crops, livestock, wild-crop har vesting or handling, or any combina tion thereof that a certifying agent may be accredited to certify under this part. Audit trail. Documentation that is sufficient to determine the source, transfer of ownership, and transpor tation of any agricultural product la beled as ‘‘100 percent organic,’’ the or ganic ingredients of any agricultural product labeled as ‘‘organic’’ or ‘‘made with organic (specified ingredients)’’ or the organic ingredients of any agricul tural product containing less than 70 percent organic ingredients identified as organic in an ingredients statement. Biodegradable. Subject to biological decomposition into simpler bio chemical or chemical components. Biodegradable biobased mulch film. A synthetic mulch film that meets the following criteria: (1) Meets the compostability speci fications of one of the following stand ards: ASTM D6400, ASTM D6868, EN 13432, EN 14995, or ISO 17088 (all incor porated by reference; see § 205.3); (2) Demonstrates at least 90% bio degradation absolute or relative to microcrystalline cellulose in less than two years, in soil, according to one of the following test methods: ISO 17556 or ASTM D5988 (both incorporated by reference; see § 205.3); and (3) Must be biobased with content de termined using ASTM D6866 (incor porated by reference; see § 205.3). Biologics. All viruses, serums, toxins, and analogous products of natural or synthetic origin, such as diagnostics, antitoxins, vaccines, live microorga nisms, killed microorganisms, and the antigenic or immunizing components of microorganisms intended for use in the diagnosis, treatment, or prevention of diseases of animals. Breeder stock. Female livestock whose offspring may be incorporated into an organic operation at the time of their birth. Buffer zone. An area located between a certified production operation or por tion of a production operation and an adjacent land area that is not main tained under organic management. A buffer zone must be sufficient in size or other features (e.g., windbreaks or a di version ditch) to prevent the possi bility of unintended contact by prohib ited substances applied to adjacent land areas with an area that is part of a certified operation. Bulk. The presentation to consumers at retail sale of an agricultural product in unpackaged, loose form, enabling the consumer to determine the indi vidual pieces, amount, or volume of the product purchased. Certification or certified. A determina tion made by a certifying agent that a production or handling operation is in compliance with the Act and the regu lations in this part, which is docu mented by a certificate of organic op eration. Certified operation. A crop or live stock production, wild-crop harvesting or handling operation, or portion of such operation that is certified by an accredited certifying agent as utilizing a system of organic production or han dling as described by the Act and the regulations in this part. Certifying agent. Any entity accred ited by the Secretary as a certifying agent for the purpose of certifying a production or handling operation as a certified production or handling oper ation. Certifying agent’s operation. All sites, facilities, personnel, and records used VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00402 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 393 Agricultural Marketing Service, USDA § 205.2 by a certifying agent to conduct cer tification activities under the Act and the regulations in this part. Claims. Oral, written, implied, or symbolic representations, statements, or advertising or other forms of com munication presented to the public or buyers of agricultural products that re late to the organic certification proc ess or the term, ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredients or food group(s)),’’ or, in the case of agricul tural products containing less than 70 percent organic ingredients, the term, ‘‘organic,’’ on the ingredients panel. Class of animal. A group of livestock that shares a similar stage of life or production. The classes of animals are those that are commonly listed on feed labels. Commercially available. The ability to obtain a production input in an appro priate form, quality, or quantity to ful fill an essential function in a system of organic production or handling, as de termined by the certifying agent in the course of reviewing the organic plan. Commingling. Physical contact be tween unpackaged organically pro duced and nonorganically produced ag ricultural products during production, processing, transportation, storage or handling, other than during the manu facture of a multiingredient product containing both types of ingredients. Compost. The product of a managed process through which microorganisms break down plant and animal materials into more available forms suitable for application to the soil. Compost must be produced through a process that combines plant and animal materials with an initial C:N ratio of between 25:1 and 40:1. Producers using an in-ves sel or static aerated pile system must maintain the composting materials at a temperature between 131 °F and 170 °F for 3 days. Producers using a wind row system must maintain the composting materials at a temperature between 131 °F and 170 °F for 15 days, during which time, the materials must be turned a minimum of five times. Control. Any method that reduces or limits damage by populations of pests, weeds, or diseases to levels that do not significantly reduce productivity. Crop. Pastures, cover crops, green manure crops, catch crops, or any plant or part of a plant intended to be marketed as an agricultural product, fed to livestock, or used in the field to manage nutrients and soil fertility. Crop residues. The plant parts remain ing in a field after the harvest of a crop, which include stalks, stems, leaves, roots, and weeds. Crop rotation. The practice of alter nating the annual crops grown on a specific field in a planned pattern or sequence in successive crop years so that crops of the same species or fam ily are not grown repeatedly without interruption on the same field. Peren nial cropping systems employ means such as alley cropping, intercropping, and hedgerows to introduce biological diversity in lieu of crop rotation. Crop year. That normal growing sea son for a crop as determined by the Secretary. Cultivation. Digging up or cutting the soil to prepare a seed bed; control weeds; aerate the soil; or work organic matter, crop residues, or fertilizers into the soil. Cultural methods. Methods used to en hance crop health and prevent weed, pest, or disease problems without the use of substances; examples include the selection of appropriate varieties and planting sites; proper timing and den sity of plantings; irrigation; and ex tending a growing season by manipu lating the microclimate with green houses, cold frames, or wind breaks. Detectable residue. The amount or presence of chemical residue or sample component that can be reliably ob served or found in the sample matrix by current approved analytical meth odology. Disease vectors. Plants or animals that harbor or transmit disease orga nisms or pathogens which may attack crops or livestock. Drift. The physical movement of pro hibited substances from the intended target site onto an organic operation or portion thereof. Dry lot. A fenced area that may be covered with concrete, but that has lit tle or no vegetative cover. Dry matter. The amount of a feedstuff remaining after all the free moisture is evaporated out. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00403 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 394 7 CFR Ch. I (1–1–17 Edition) § 205.2 Dry matter demand. The expected dry matter intake for a class of animal. Dry matter intake. Total pounds of all feed, devoid of all moisture, consumed by a class of animals over a given pe riod of time. Emergency pest or disease treatment program. A mandatory program author ized by a Federal, State, or local agen cy for the purpose of controlling or eradicating a pest or disease. Employee. Any person providing paid or volunteer services for a certifying agent. Excipients. Any ingredients that are intentionally added to livestock medi cations but do not exert therapeutic or diagnostic effects at the intended dos age, although they may act to improve product delivery (e.g., enhancing ab sorption or controlling release of the drug substance). Examples of such in gredients include fillers, extenders, diluents, wetting agents, solvents, emulsifiers, preservatives, flavors, ab sorption enhancers, sustained-release matrices, and coloring agents. Excluded methods. A variety of meth ods used to genetically modify orga nisms or influence their growth and de velopment by means that are not pos sible under natural conditions or proc esses and are not considered compat ible with organic production. Such methods include cell fusion, micro encapsulation and macroencapsulation, and recombinant DNA technology (in cluding gene deletion, gene doubling, introducing a foreign gene, and chang ing the positions of genes when achieved by recombinant DNA tech nology). Such methods do not include the use of traditional breeding, con jugation, fermentation, hybridization, in vitro fertilization, or tissue culture. Feed. Edible materials which are con sumed by livestock for their nutri tional value. Feed may be concentrates (grains) or roughages (hay, silage, fod der). The term, ‘‘feed,’’ encompasses all agricultural commodities, including pasture ingested by livestock for nutri tional purposes. Feed additive. A substance added to feed in micro quantities to fulfill a spe cific nutritional need; i.e., essential nutrients in the form of amino acids, vitamins, and minerals. Feedlot. A dry lot for the controlled feeding of livestock. Feed supplement. A combination of feed nutrients added to livestock feed to improve the nutrient balance or per formance of the total ration and in tended to be: (1) Diluted with other feeds when fed to livestock; (2) Offered free choice with other parts of the ration if separately avail able; or (3) Further diluted and mixed to produce a complete feed. Fertilizer. A single or blended sub stance containing one or more recog nized plant nutrient(s) which is used primarily for its plant nutrient content and which is designed for use or claimed to have value in promoting plant growth. Field. An area of land identified as a discrete unit within a production oper ation. Forage. Vegetative material in a fresh, dried, or ensiled state (pasture, hay, or silage), which is fed to live stock. Governmental entity. Any domestic government, tribal government, or for eign governmental subdivision pro viding certification services. Graze. (1) The consumption of stand ing or residual forage by livestock. (2) To put livestock to feed on stand ing or residual forage. Grazing. To graze. Grazing season. The period of time when pasture is available for grazing, due to natural precipitation or irriga tion. Grazing season dates may vary because of mid-summer heat/humidity, significant precipitation events, floods, hurricanes, droughts or winter weather events. Grazing season may be ex tended by the grazing of residual forage as agreed in the operation’s organic system plan. Due to weather, season, or climate, the grazing season may or may not be continuous. Grazing season may range from 120 days to 365 days, but not less than 120 days per year. Handle. To sell, process, or package agricultural products, except such term shall not include the sale, trans portation, or delivery of crops or live stock by the producer thereof to a han dler. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00404 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 395 Agricultural Marketing Service, USDA § 205.2 Handler. Any person engaged in the business of handling agricultural prod ucts, including producers who handle crops or livestock of their own produc tion, except such term shall not in clude final retailers of agricultural products that do not process agricul tural products. Handling operation. Any operation or portion of an operation (except final retailers of agricultural products that do not process agricultural products) that receives or otherwise acquires ag ricultural products and processes, packages, or stores such products. Immediate family. The spouse, minor children, or blood relatives who reside in the immediate household of a certi fying agent or an employee, inspector, contractor, or other personnel of the certifying agent. For the purpose of this part, the interest of a spouse, minor child, or blood relative who is a resident of the immediate household of a certifying agent or an employee, in spector, contractor, or other personnel of the certifying agent shall be consid ered to be an interest of the certifying agent or an employee, inspector, con tractor, or other personnel of the certi fying agent. Inclement weather. Weather that is violent, or characterized by tempera tures (high or low), or characterized by excessive precipitation that can cause physical harm to a given species of livestock. Production yields or growth rates of livestock lower than the max imum achievable do not qualify as physical harm. Inert ingredient. Any substance (or group of substances with similar chem ical structures if designated by the En vironmental Protection Agency) other than an active ingredient which is in tentionally included in any pesticide product (40 CFR 152.3(m)). Information panel. That part of the label of a packaged product that is im mediately contiguous to and to the right of the principal display panel as observed by an individual facing the principal display panel, unless another section of the label is designated as the information panel because of package size or other package attributes (e.g., irregular shape with one usable sur face). Ingredient. Any substance used in the preparation of an agricultural product that is still present in the final com mercial product as consumed. Ingredients statement. The list of in gredients contained in a product shown in their common and usual names in the descending order of predominance. Inspection. The act of examining and evaluating the production or handling operation of an applicant for certifi cation or certified operation to deter mine compliance with the Act and the regulations in this part. Inspector. Any person retained or used by a certifying agent to conduct inspections of certification applicants or certified production or handling op erations. Label. A display of written, printed, or graphic material on the immediate container of an agricultural product or any such material affixed to any agri cultural product or affixed to a bulk container containing an agricultural product, except for package liners or a display of written, printed, or graphic material which contains only informa tion about the weight of the product. Labeling. All written, printed, or graphic material accompanying an ag ricultural product at any time or writ ten, printed, or graphic material about the agricultural product displayed at retail stores about the product. Livestock. Any cattle, sheep, goats, swine, poultry, or equine animals used for food or in the production of food, fiber, feed, or other agricultural-based consumer products; wild or domes ticated game; or other nonplant life, except such term shall not include aquatic animals for the production of food, fiber, feed, or other agricultural based consumer products. Lot. Any number of containers which contain an agricultural product of the same kind located in the same convey ance, warehouse, or packing house and which are available for inspection at the same time. Manure. Feces, urine, other excre ment, and bedding produced by live stock that has not been composted. Market information. Any written, printed, audiovisual, or graphic infor mation, including advertising, pam phlets, flyers, catalogues, posters, and signs, distributed, broadcast, or made VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00405 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 396 7 CFR Ch. I (1–1–17 Edition) § 205.2 available outside of retail outlets that are used to assist in the sale or pro motion of a product. Mulch. Any nonsynthetic material, such as wood chips, leaves, or straw, or any synthetic material included on the National List for such use, such as newspaper or plastic that serves to sup press weed growth, moderate soil tem perature, or conserve soil moisture. Narrow range oils. Petroleum deriva tives, predominately of paraffinic and napthenic fractions with 50 percent boiling point (10 mm Hg) between 415 °F and 440 °F. National List. A list of allowed and prohibited substances as provided for in the Act. National Organic Program (NOP). The program authorized by the Act for the purpose of implementing its provisions. National Organic Standards Board (NOSB). A board established by the Secretary under 7 U.S.C. 6518 to assist in the development of standards for substances to be used in organic pro duction and to advise the Secretary on any other aspects of the implementa tion of the National Organic Program. Natural resources of the operation. The physical, hydrological, and biological features of a production operation, in cluding soil, water, wetlands, wood lands, and wildlife. Nonagricultural substance. A sub stance that is not a product of agri culture, such as a mineral or a bac terial culture, that is used as an ingre dient in an agricultural product. For the purposes of this part, a non agricultural ingredient also includes any substance, such as gums, citric acid, or pectin, that is extracted from, isolated from, or a fraction of an agri cultural product so that the identity of the agricultural product is unrecogniz able in the extract, isolate, or fraction. Nonsynthetic (natural). A substance that is derived from mineral, plant, or animal matter and does not undergo a synthetic process as defined in section 6502(21) of the Act (7 U.S.C. 6502(21)). For the purposes of this part, nonsyn thetic is used as a synonym for natural as the term is used in the Act. Nonretail container. Any container used for shipping or storage of an agri cultural product that is not used in the retail display or sale of the product. Nontoxic. Not known to cause any ad verse physiological effects in animals, plants, humans, or the environment. Organic. A labeling term that refers to an agricultural product produced in accordance with the Act and the regu lations in this part. Organic matter. The remains, resi dues, or waste products of any orga nism. Organic production. A production sys tem that is managed in accordance with the Act and regulations in this part to respond to site-specific condi tions by integrating cultural, biologi cal, and mechanical practices that fos ter cycling of resources, promote eco logical balance, and conserve biodiver sity. Organic system plan. A plan of man agement of an organic production or handling operation that has been agreed to by the producer or handler and the certifying agent and that in cludes written plans concerning all as pects of agricultural production or handling described in the Act and the regulations in subpart C of this part. Pasture. Land used for livestock graz ing that is managed to provide feed value and maintain or improve soil, water, and vegetative resources. Peer review panel. A panel of individ uals who have expertise in organic pro duction and handling methods and cer tification procedures and who are ap pointed by the Administrator to assist in evaluating applicants for accredita tion as certifying agents. Person. An individual, partnership, corporation, association, cooperative, or other entity. Pesticide. Any substance which alone, in chemical combination, or in any for mulation with one or more substances is defined as a pesticide in section 2(u) of the Federal Insecticide, Fungicide, and Rodenticide Act (7 U.S.C. 136(u) et seq). Petition. A request to amend the Na tional List that is submitted by any person in accordance with this part. Planting stock. Any plant or plant tis sue other than annual seedlings but in cluding rhizomes, shoots, leaf or stem cuttings, roots, or tubers, used in plant production or propagation. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00406 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 397 Agricultural Marketing Service, USDA § 205.2 Practice standard. The guidelines and requirements through which a produc tion or handling operation implements a required component of its production or handling organic system plan. A practice standard includes a series of allowed and prohibited actions, mate rials, and conditions to establish a minimum level performance for plan ning, conducting, and maintaining a function, such as livestock health care or facility pest management, essential to an organic operation. Principal display panel. That part of a label that is most likely to be dis played, presented, shown, or examined under customary conditions of display for sale. Private entity. Any domestic or for eign nongovernmental for-profit or not-for-profit organization providing certification services. Processing. Cooking, baking, curing, heating, drying, mixing, grinding, churning, separating, extracting, slaughtering, cutting, fermenting, dis tilling, eviscerating, preserving, dehy drating, freezing, chilling, or otherwise manufacturing and includes the pack aging, canning, jarring, or otherwise enclosing food in a container. Processing aid. (1) Substance that is added to a food during the processing of such food but is removed in some manner from the food before it is pack aged in its finished form; (2) a substance that is added to a food during processing, is converted into constituents normally present in the food, and does not significantly in crease the amount of the constituents naturally found in the food; and (3) a substance that is added to a food for its technical or functional effect in the processing but is present in the fin ished food at insignificant levels and does not have any technical or func tional effect in that food. Producer. A person who engages in the business of growing or producing food, fiber, feed, and other agricul tural-based consumer products. Production lot number/identifier. Iden tification of a product based on the production sequence of the product showing the date, time, and place of production used for quality control purposes. Prohibited substance. A substance the use of which in any aspect of organic production or handling is prohibited or not provided for in the Act or the regu lations of this part. Records. Any information in written, visual, or electronic form that docu ments the activities undertaken by a producer, handler, or certifying agent to comply with the Act and regulations in this part. Residual forage. Forage cut and left to lie, or windrowed and left to lie, in place in the pasture. Residue testing. An official or vali dated analytical procedure that de tects, identifies, and measures the presence of chemical substances, their metabolites, or degradation products in or on raw or processed agricultural products. Responsibly connected. Any person who is a partner, officer, director, hold er, manager, or owner of 10 percent or more of the voting stock of an appli cant or a recipient of certification or accreditation. Retail food establishment. A res taurant; delicatessen; bakery; grocery store; or any retail outlet with an in store restaurant, delicatessen, bakery, salad bar, or other eat-in or carry-out service of processed or prepared raw and ready-to-eat-food. Routine use of parasiticide. The reg ular, planned, or periodic use of parasiticides. Secretary. The Secretary of Agri culture or a representative to whom authority has been delegated to act in the Secretary’s stead. Sewage sludge. A solid, semisolid, or liquid residue generated during the treatment of domestic sewage in a treatment works. Sewage sludge in cludes but is not limited to: domestic septage; scum or solids removed in pri mary, secondary, or advanced waste water treatment processes; and a mate rial derived from sewage sludge. Sew age sludge does not include ash gen erated during the firing of sewage sludge in a sewage sludge incinerator or grit and screenings generated during preliminary treatment of domestic sewage in a treatment works. Shelter. Structures such as barns, sheds, or windbreaks; or natural areas such as woods, tree lines, large hedge VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00407 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 398 7 CFR Ch. I (1–1–17 Edition) § 205.3 rows, or geographic land features, that are designed or selected to provide physical protection or housing to all animals. Slaughter stock. Any animal that is intended to be slaughtered for con sumption by humans or other animals. Soil and water quality. Observable in dicators of the physical, chemical, or biological condition of soil and water, including the presence of environ mental contaminants. Split operation. An operation that pro duces or handles both organic and non organic agricultural products. Stage of life. A discrete time period in an animal’s life which requires specific management practices different than during other periods (e.g., poultry dur ing feathering). Breeding, freshening, lactation and other recurring events are not a stage of life. State. Any of the several States of the United States of America, its terri tories, the District of Columbia, and the Commonwealth of Puerto Rico. State certifying agent. A certifying agent accredited by the Secretary under the National Organic Program and operated by the State for the pur poses of certifying organic production and handling operations in the State. State organic program (SOP). A State program that meets the requirements of section 6506 of the Act, is approved by the Secretary, and is designed to en sure that a product that is sold or la beled as organically produced under the Act is produced and handled using organic methods. State organic program’s governing State official. The chief executive official of a State or, in the case of a State that provides for the statewide election of an official to be responsible solely for the administration of the agricultural operations of the State, such official who administers a State organic cer tification program. Synthetic. A substance that is formu lated or manufactured by a chemical process or by a process that chemically changes a substance extracted from naturally occurring plant, animal, or mineral sources, except that such term shall not apply to substances created by naturally occurring biological proc esses. Temporary and Temporarily. Occurring for a limited time only (e.g., overnight, throughout a storm, during a period of illness, the period of time specified by the Administrator when granting a temporary variance), not permanent or lasting. Tolerance. The maximum legal level of a pesticide chemical residue in or on a raw or processed agricultural com modity or processed food. Transplant. A seedling which has been removed from its original place of pro duction, transported, and replanted. Unavoidable residual environmental contamination (UREC). Background lev els of naturally occurring or synthetic chemicals that are present in the soil or present in organically produced ag ricultural products that are below es tablished tolerances. Wild crop. Any plant or portion of a plant that is collected or harvested from a site that is not maintained under cultivation or other agricultural management. Yards/Feeding pad. An area for feed ing, exercising, and outdoor access for livestock during the non-grazing sea son and a high traffic area where ani mals may receive supplemental feeding during the grazing season. [65 FR 80637, Dec. 21, 2000, as amended at 72 FR 70484, Dec. 12, 2007; 75 FR 7192, Feb. 17, 2010; 79 FR 58662, Sept. 30, 2014; 80 FR 6429, Feb. 5, 2015] § 205.3 Incorporation by reference. (a) Certain material is incorporated by reference into this part with the ap proval of the Director of the Federal Register under 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that specified in this sec tion, we must publish notice of change in the FEDERAL REGISTER and the ma terial must be available to the public. All approved material is available for inspection at the USDA Agricultural Marketing Service, National Organic Program, 1400 Independence Avenue SW., Washington, DC 20250; (202) 720– 3252, and is available from the sources listed below. It is also available for in spection at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call (202) 741–6030 or go to http://www.archives.gov/ VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00408 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 399 Agricultural Marketing Service, USDA § 205.100 federallregister/ codeloflfederallregulations/ ibrllocations.html. (b) ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428; phone 1–877– 909–2786; http://www.astm.org/. (1) ASTM D5988–12 (‘‘ASTM D5988’’), ‘‘Standard Test Method for Deter mining Aerobic Biodegradation of Plas tic Materials in Soil,’’ approved May 1, 2012, IBR approved for § 205.2. (2) ASTM D6400–12 (‘‘ASTM D6400’’), ‘‘Standard Specification for Labeling of Plastics Designed to be Aerobically Composted in Municipal or Industrial Facilities,’’ approved May 15, 2012, IBR approved for § 205.2. (3) ASTM D6866–12 (‘‘ASTM D6866’’), ‘‘Standard Test Methods for Deter mining the Biobased Content of Solid, Liquid, and Gaseous Samples Using Ra diocarbon Analysis,’’ approved April 1, 2012, IBR approved for § 205.2. (4) ASTM D6868–11 (‘‘ASTM D6868’’), ‘‘Standard Specification for Labeling of End Items that Incorporate Plastics and Polymers as Coatings or Additives with Paper and Other Substrates De signed to be Aerobically Composted in Municipal or Industrial Facilities,’’ ap proved February 1, 2011, IBR approved for § 205.2. (c) European Committee for Stand ardization; Avenue Marnix, 17–B–1000 Brussels; phone 32 2 550 08 11; www.cen.eu. (1) EN 13432:2000:E (‘‘EN 13432’’), Sep tember, 2000, ‘‘Requirements for pack aging recoverable through composting and biodegradation—Test scheme and evaluation criteria for the final accept ance of packaging,’’ IBR approved for § 205.2. (2) EN 14995:2006:E (‘‘EN 14995’’), De cember, 2006, ‘‘Plastics—Evaluation of compostability—Test scheme and spec ifications,’’ IBR approved for § 205.2. (d) International Organization for Standardization, 1, ch. de la Voie Creuse, CP 56, CH–1211 Geneva 20, Swit zerland; phone 41 22 749 01 11; www.iso.org. (1) ISO 17088:2012(E), (‘‘ISO 17088’’), ‘‘Specifications for compostable plas tics,’’ June 1, 2012, IBR approved for § 205.2. (2) ISO 17556:2012(E) (‘‘ISO 17556’’), ‘‘Plastics—Determination of the ulti mate aerobic biodegradability of plas tic materials in soil by measuring the oxygen demand in a respirometer or the amount of carbon dioxide evolved,’’ August 15, 2012, IBR approved for § 205.2. [79 FR 58662, Sept. 30, 2014] Subpart B—Applicability § 205.100 What has to be certified. (a) Except for operations exempt or excluded in § 205.101, each production or handling operation or specified portion of a production or handling operation that produces or handles crops, live stock, livestock products, or other ag ricultural products that are intended to be sold, labeled, or represented as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredi ents or food group(s))’’ must be cer tified according to the provisions of subpart E of this part and must meet all other applicable requirements of this part. (b) Any production or handling oper ation or specified portion of a produc tion or handling operation that has been already certified by a certifying agent on the date that the certifying agent receives its accreditation under this part shall be deemed to be cer tified under the Act until the oper ation’s next anniversary date of certifi cation. Such recognition shall only be available to those operations certified by a certifying agent that receives its accreditation within 18 months from February 20, 2001. (c) Any operation that: (1) Knowingly sells or labels a prod uct as organic, except in accordance with the Act, shall be subject to a civil penalty of not more than the amount specified in § 3.91(b)(1) of this title per violation. (2) Makes a false statement under the Act to the Secretary, a governing State official, or an accredited certi fying agent shall be subject to the pro visions of section 1001 of title 18, United States Code. [65 FR 80637, Dec. 21, 2000, as amended at 70 FR 29579, May 24, 2005; 80 FR 6429, Feb. 5, 2015] VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00409 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 400 7 CFR Ch. I (1–1–17 Edition) § 205.101 § 205.101 Exemptions and exclusions from certification. (a) Exemptions. (1) A production or handling operation that sells agricul tural products as ‘‘organic’’ but whose gross agricultural income from organic sales totals $5,000 or less annually is exempt from certification under sub part E of this part and from submitting an organic system plan for acceptance or approval under § 205.201 but must comply with the applicable organic production and handling requirements of subpart C of this part and the label ing requirements of § 205.310. The prod ucts from such operations shall not be used as ingredients identified as or ganic in processed products produced by another handling operation. (2) A handling operation that is a re tail food establishment or portion of a retail food establishment that handles organically produced agricultural prod ucts but does not process them is ex empt from the requirements in this part. (3) A handling operation or portion of a handling operation that only handles agricultural products that contain less than 70 percent organic ingredients by total weight of the finished product (excluding water and salt) is exempt from the requirements in this part, ex cept: (i) The provisions for prevention of contact of organic products with pro hibited substances set forth in § 205.272 with respect to any organically pro duced ingredients used in an agricul tural product; (ii) The labeling provisions of §§ 205.305 and 205.310; and (iii) The recordkeeping provisions in paragraph (c) of this section. (4) A handling operation or portion of a handling operation that only identi fies organic ingredients on the infor mation panel is exempt from the re quirements in this part, except: (i) The provisions for prevention of contact of organic products with pro hibited substances set forth in § 205.272 with respect to any organically pro duced ingredients used in an agricul tural product; (ii) The labeling provisions of §§ 205.305 and 205.310; and (iii) The recordkeeping provisions in paragraph (c) of this section. (b) Exclusions. (1) A handling oper ation or portion of a handling oper ation is excluded from the require ments of this part, except for the re quirements for the prevention of com mingling and contact with prohibited substances as set forth in § 205.272 with respect to any organically produced products, if such operation or portion of the operation only sells organic agri cultural products labeled as ‘‘100 per cent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredients or food group(s))’’ that: (i) Are packaged or otherwise en closed in a container prior to being re ceived or acquired by the operation; and (ii) Remain in the same package or container and are not otherwise proc essed while in the control of the han dling operation. (2) A handling operation that is a re tail food establishment or portion of a retail food establishment that proc esses, on the premises of the retail food establishment, raw and ready-to-eat food from agricultural products that were previously labeled as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with or ganic (specified ingredients or food group(s))’’ is excluded from the require ments in this part, except: (i) The requirements for the preven tion of contact with prohibited sub stances as set forth in § 205.272; and (ii) The labeling provisions of § 205.310. (c) Records to be maintained by exempt operations. (1) Any handling operation exempt from certification pursuant to paragraph (a)(3) or (a)(4) of this section must maintain records sufficient to: (i) Prove that ingredients identified as organic were organically produced and handled; and (ii) Verify quantities produced from such ingredients. (2) Records must be maintained for no less than 3 years beyond their cre ation and the operations must allow representatives of the Secretary and the applicable State organic programs’ governing State official access to these records for inspection and copying dur ing normal business hours to determine compliance with the applicable regula tions set forth in this part. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00410 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 401 Agricultural Marketing Service, USDA § 205.201 § 205.102 Use of the term, ‘‘organic.’’ Any agricultural product that is sold, labeled, or represented as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with or ganic (specified ingredients or food group(s))’’ must be: (a) Produced in accordance with the requirements specified in § 205.101 or §§ 205.202 through 205.207 or §§ 205.236 through 205.240 and all other applicable requirements of part 205; and (b) Handled in accordance with the requirements specified in § 205.101 or §§ 205.270 through 205.272 and all other applicable requirements of this part 205. [65 FR 80637, Dec. 21, 2000, as amended at 75 FR 7193, Feb. 17, 2010] § 205.103 Recordkeeping by certified operations. (a) A certified operation must main tain records concerning the production, harvesting, and handling of agricul tural products that are or that are in tended to be sold, labeled, or rep resented as ‘‘100 percent organic,’’ ‘‘or ganic,’’ or ‘‘made with organic (speci fied ingredients or food group(s)).’’ (b) Such records must: (1) Be adapted to the particular busi ness that the certified operation is con ducting; (2) Fully disclose all activities and transactions of the certified operation in sufficient detail as to be readily un derstood and audited; (3) Be maintained for not less than 5 years beyond their creation; and (4) Be sufficient to demonstrate com pliance with the Act and the regula tions in this part. (c) The certified operation must make such records available for inspec tion and copying during normal busi ness hours by authorized representa tives of the Secretary, the applicable State program’s governing State offi cial, and the certifying agent. § 205.104 [Reserved] § 205.105 Allowed and prohibited sub stances, methods, and ingredients in organic production and han dling. To be sold or labeled as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with or ganic (specified ingredients or food group(s)),’’ the product must be pro duced and handled without the use of: (a) Synthetic substances and ingredi ents, except as provided in § 205.601 or § 205.603; (b) Nonsynthetic substances prohib ited in § 205.602 or § 205.604; (c) Nonagricultural substances used in or on processed products, except as otherwise provided in § 205.605; (d) Nonorganic agricultural sub stances used in or on processed prod ucts, except as otherwise provided in § 205.606; (e) Excluded methods, except for vac cines: Provided, That, the vaccines are approved in accordance with § 205.600(a); (f) Ionizing radiation, as described in Food and Drug Administration regula tion, 21 CFR 179.26; and (g) Sewage sludge. §§ 205.106–205.199 [Reserved] Subpart C—Organic Production and Handling Requirements § 205.200 General. The producer or handler of a produc tion or handling operation intending to sell, label, or represent agricultural products as ‘‘100 percent organic,’’ ‘‘or ganic,’’ or ‘‘made with organic (speci fied ingredients or food group(s))’’ must comply with the applicable provisions of this subpart. Production practices implemented in accordance with this subpart must maintain or improve the natural resources of the operation, in cluding soil and water quality. § 205.201 Organic production and han dling system plan. (a) The producer or handler of a pro duction or handling operation, except as exempt or excluded under § 205.101, intending to sell, label, or represent ag ricultural products as ‘‘100 percent or ganic,’’ ‘‘organic,’’ or ‘‘made with or ganic (specified ingredients or food group(s))’’ must develop an organic production or handling system plan that is agreed to by the producer or handler and an accredited certifying agent. An organic system plan must meet the requirements set forth in this VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00411 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 402 7 CFR Ch. I (1–1–17 Edition) § 205.202 section for organic production or han dling. An organic production or han dling system plan must include: (1) A description of practices and pro cedures to be performed and main tained, including the frequency with which they will be performed; (2) A list of each substance to be used as a production or handling input, indi cating its composition, source, loca tion(s) where it will be used, and docu mentation of commercial availability, as applicable; (3) A description of the monitoring practices and procedures to be per formed and maintained, including the frequency with which they will be per formed, to verify that the plan is effec tively implemented; (4) A description of the recordkeeping system implemented to comply with the requirements established in § 205.103; (5) A description of the management practices and physical barriers estab lished to prevent commingling of or ganic and nonorganic products on a split operation and to prevent contact of organic production and handling op erations and products with prohibited substances; and (6) Additional information deemed necessary by the certifying agent to evaluate compliance with the regula tions. (b) A producer may substitute a plan prepared to meet the requirements of another Federal, State, or local gov ernment regulatory program for the or ganic system plan: Provided, That, the submitted plan meets all the require ments of this subpart. § 205.202 Land requirements. Any field or farm parcel from which harvested crops are intended to be sold, labeled, or represented as ‘‘organic,’’ must: (a) Have been managed in accordance with the provisions of §§ 205.203 through 205.206; (b) Have had no prohibited sub stances, as listed in § 205.105, applied to it for a period of 3 years immediately preceding harvest of the crop; and (c) Have distinct, defined boundaries and buffer zones such as runoff diver sions to prevent the unintended appli cation of a prohibited substance to the crop or contact with a prohibited sub stance applied to adjoining land that is not under organic management. § 205.203 Soil fertility and crop nutri ent management practice standard. (a) The producer must select and im plement tillage and cultivation prac tices that maintain or improve the physical, chemical, and biological con dition of soil and minimize soil ero sion. (b) The producer must manage crop nutrients and soil fertility through ro tations, cover crops, and the applica tion of plant and animal materials. (c) The producer must manage plant and animal materials to maintain or improve soil organic matter content in a manner that does not contribute to contamination of crops, soil, or water by plant nutrients, pathogenic orga nisms, heavy metals, or residues of pro hibited substances. Animal and plant materials include: (1) Raw animal manure, which must be composted unless it is: (i) Applied to land used for a crop not intended for human consumption; (ii) Incorporated into the soil not less than 120 days prior to the harvest of a product whose edible portion has direct contact with the soil surface or soil particles; or (iii) Incorporated into the soil not less than 90 days prior to the harvest of a product whose edible portion does not have direct contact with the soil sur face or soil particles; (2) Composted plant and animal ma terials produced though a process that: (i) Established an initial C:N ratio of between 25:1 and 40:1; and (ii) Maintained a temperature of be tween 131 °F and 170 °F for 3 days using an in-vessel or static aerated pile sys tem; or (iii) Maintained a temperature of be tween 131 °F and 170 °F for 15 days using a windrow composting system, during which period, the materials must be turned a minimum of five times. (3) Uncomposted plant materials. (d) A producer may manage crop nu trients and soil fertility to maintain or improve soil organic matter content in a manner that does not contribute to contamination of crops, soil, or water VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00412 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 403 Agricultural Marketing Service, USDA § 205.206 by plant nutrients, pathogenic orga nisms, heavy metals, or residues of pro hibited substances by applying: (1) A crop nutrient or soil amend ment included on the National List of synthetic substances allowed for use in organic crop production; (2) A mined substance of low solu bility; (3) A mined substance of high solu bility: Provided, That, the substance is used in compliance with the conditions established on the National List of nonsynthetic materials prohibited for crop production; (4) Ash obtained from the burning of a plant or animal material, except as prohibited in paragraph (e) of this sec tion: Provided, That, the material burned has not been treated or com bined with a prohibited substance or the ash is not included on the National List of nonsynthetic substances prohib ited for use in organic crop production; and (5) A plant or animal material that has been chemically altered by a man ufacturing process: Provided, That, the material is included on the National List of synthetic substances allowed for use in organic crop production es tablished in § 205.601. (e) The producer must not use: (1) Any fertilizer or composted plant and animal material that contains a synthetic substance not included on the National List of synthetic sub stances allowed for use in organic crop production; (2) Sewage sludge (biosolids) as de fined in 40 CFR part 503; and (3) Burn ing as a means of disposal for crop resi dues produced on the operation: Except, That, burning may be used to suppress the spread of disease or to stimulate seed germination. § 205.204 Seeds and planting stock practice standard. (a) The producer must use organi cally grown seeds, annual seedlings, and planting stock: Except, That, (1) Nonorganically produced, un treated seeds and planting stock may be used to produce an organic crop when an equivalent organically pro duced variety is not commercially available: Except, That, organically produced seed must be used for the pro duction of edible sprouts; (2) Nonorganically produced seeds and planting stock that have been treated with a substance included on the National List of synthetic sub stances allowed for use in organic crop production may be used to produce an organic crop when an equivalent or ganically produced or untreated vari ety is not commercially available; (3) Nonorganically produced annual seedlings may be used to produce an or ganic crop when a temporary variance has been granted in accordance with § 205.290(a)(2); (4) Nonorganically produced planting stock to be used to produce a perennial crop may be sold, labeled, or rep resented as organically produced only after the planting stock has been main tained under a system of organic man agement for a period of no less than 1 year; and (5) Seeds, annual seedlings, and planting stock treated with prohibited substances may be used to produce an organic crop when the application of the materials is a requirement of Fed eral or State phytosanitary regula tions. (b) [Reserved] § 205.205 Crop rotation practice stand ard. The producer must implement a crop rotation including but not limited to sod, cover crops, green manure crops, and catch crops that provide the fol lowing functions that are applicable to the operation: (a) Maintain or improve soil organic matter content; (b) Provide for pest management in annual and perennial crops; (c) Manage deficient or excess plant nutrients; and (d) Provide erosion control. § 205.206 Crop pest, weed, and disease management practice standard. (a) The producer must use manage ment practices to prevent crop pests, weeds, and diseases including but not limited to: (1) Crop rotation and soil and crop nutrient management practices, as pro vided for in §§ 205.203 and 205.205; VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00413 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 404 7 CFR Ch. I (1–1–17 Edition) § 205.207 (2) Sanitation measures to remove disease vectors, weed seeds, and habi tat for pest organisms; and (3) Cultural practices that enhance crop health, including selection of plant species and varieties with regard to suitability to site-specific condi tions and resistance to prevalent pests, weeds, and diseases. (b) Pest problems may be controlled through mechanical or physical meth ods including but not limited to: (1) Augmentation or introduction of predators or parasites of the pest spe cies; (2) Development of habitat for nat ural enemies of pests; (3) Nonsynthetic controls such as lures, traps, and repellents. (c) Weed problems may be controlled through: (1) Mulching with fully biodegradable materials; (2) Mowing; (3) Livestock grazing; (4) Hand weeding and mechanical cul tivation; (5) Flame, heat, or electrical means; or (6) Plastic or other synthetic mulches: Provided, That, they are re moved from the field at the end of the growing or harvest season. (d) Disease problems may be con trolled through: (1) Management practices which sup press the spread of disease organisms; or (2) Application of nonsynthetic bio logical, botanical, or mineral inputs. (e) When the practices provided for in paragraphs (a) through (d) of this sec tion are insufficient to prevent or con trol crop pests, weeds, and diseases, a biological or botanical substance or a substance included on the National List of synthetic substances allowed for use in organic crop production may be applied to prevent, suppress, or con trol pests, weeds, or diseases: Provided, That, the conditions for using the sub stance are documented in the organic system plan. (f) The producer must not use lumber treated with arsenate or other prohib ited materials for new installations or replacement purposes in contact with soil or livestock. § 205.207 Wild-crop harvesting practice standard. (a) A wild crop that is intended to be sold, labeled, or represented as organic must be harvested from a designated area that has had no prohibited sub stance, as set forth in § 205.105, applied to it for a period of 3 years imme diately preceding the harvest of the wild crop. (b) A wild crop must be harvested in a manner that ensures that such har vesting or gathering will not be de structive to the environment and will sustain the growth and production of the wild crop. §§ 205.208–205.235 [Reserved] § 205.236 Origin of livestock. (a) Livestock products that are to be sold, labeled, or represented as organic must be from livestock under contin uous organic management from the last third of gestation or hatching: Ex cept, That: (1) Poultry. Poultry or edible poultry products must be from poultry that has been under continuous organic man agement beginning no later than the second day of life; (2) Dairy animals. Milk or milk prod ucts must be from animals that have been under continuous organic man agement beginning no later than 1 year prior to the production of the milk or milk products that are to be sold, la beled, or represented as organic, Ex cept, (i) That, crops and forage from land, included in the organic system plan of a dairy farm, that is in the third year of organic management may be con sumed by the dairy animals of the farm during the 12-month period imme diately prior to the sale of organic milk and milk products; and (ii) That, when an entire, distinct herd is converted to organic produc tion, the producer may, provided no milk produced under this subparagraph enters the stream of commerce labeled as organic after June 9, 2007: (a) For the first 9 months of the year, provide a minimum of 80-percent feed that is either organic or raised from land in cluded in the organic system plan and managed in compliance with organic crop requirements; and (b) Provide feed VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00414 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 405 Agricultural Marketing Service, USDA § 205.237 in compliance with § 205.237 for the final 3 months. (iii) Once an entire, distinct herd has been converted to organic production, all dairy animals shall be under or ganic management from the last third of gestation. (3) Breeder stock. Livestock used as breeder stock may be brought from a nonorganic operation onto an organic operation at any time: Provided, That, if such livestock are gestating and the offspring are to be raised as organic livestock, the breeder stock must be brought onto the facility no later than the last third of gestation. (b) The following are prohibited: (1) Livestock or edible livestock products that are removed from an or ganic operation and subsequently man aged on a nonorganic operation may be not sold, labeled, or represented as or ganically produced. (2) Breeder or dairy stock that has not been under continuous organic management since the last third of ges tation may not be sold, labeled, or rep resented as organic slaughter stock. (c) The producer of an organic live stock operation must maintain records sufficient to preserve the identity of all organically managed animals and edible and nonedible animal products produced on the operation. [65 FR 80637, Dec. 21, 2000, as amended at 71 FR 32807, June 7, 2006] § 205.237 Livestock feed. (a) The producer of an organic live stock operation must provide livestock with a total feed ration composed of agricultural products, including pas ture and forage, that are organically produced and handled by operations certified to the NOP, except as pro vided in § 205.236(a)(2)(i), except, that, synthetic substances allowed under § 205.603 and nonsynthetic substances not prohibited under § 205.604 may be used as feed additives and feed supple ments, Provided, That, all agricultural ingredients included in the ingredients list, for such additives and supple ments, shall have been produced and handled organically. (b) The producer of an organic oper ation must not: (1) Use animal drugs, including hor mones, to promote growth; (2) Provide feed supplements or addi tives in amounts above those needed for adequate nutrition and health maintenance for the species at its spe cific stage of life; (3) Feed plastic pellets for roughage; (4) Feed formulas containing urea or manure; (5) Feed mammalian or poultry slaughter by-products to mammals or poultry; (6) Use feed, feed additives, and feed supplements in violation of the Federal Food, Drug, and Cosmetic Act; (7) Provide feed or forage to which any antibiotic including ionophores has been added; or (8) Prevent, withhold, restrain, or otherwise restrict ruminant animals from actively obtaining feed grazed from pasture during the grazing sea son, except for conditions as described under § 205.239(b) and (c). (c) During the grazing season, pro ducers shall: (1) Provide not more than an average of 70 percent of a ruminant’s dry mat ter demand from dry matter fed (dry matter fed does not include dry matter grazed from residual forage or vegeta tion rooted in pasture). This shall be calculated as an average over the en tire grazing season for each type and class of animal. Ruminant animals must be grazed throughout the entire grazing season for the geographical re gion, which shall be not less than 120 days per calendar year. Due to weath er, season, and/or climate, the grazing season may or may not be continuous. (2) Provide pasture of a sufficient quality and quantity to graze through out the grazing season and to provide all ruminants under the organic sys tem plan with an average of not less than 30 percent of their dry matter in take from grazing throughout the graz ing season: Except, That, (i) Ruminant animals denied pasture in accordance with § 205.239(b)(1) through (8), and § 205.239(c)(1) through (3), shall be provided with an average of not less than 30 percent of their dry matter intake from grazing throughout the periods that they are on pasture during the grazing season; (ii) Breeding bulls shall be exempt from the 30 percent dry matter intake VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00415 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 406 7 CFR Ch. I (1–1–17 Edition) § 205.238 from grazing requirement of this sec tion and management on pasture re quirement of § 205.239(c)(2); Provided, That, any animal maintained under this exemption shall not be sold, la beled, used, or represented as organic slaughter stock. (d) Ruminant livestock producers shall: (1) Describe the total feed ration for each type and class of animal. The de scription must include: (i) All feed produced on-farm; (ii) All feed purchased from off-farm sources; (iii) The percentage of each feed type, including pasture, in the total ration; and (iv) A list of all feed supplements and additives. (2) Document the amount of each type of feed actually fed to each type and class of animal. (3) Document changes that are made to all rations throughout the year in response to seasonal grazing changes. (4) Provide the method for calcu lating dry matter demand and dry mat ter intake. [65 FR 80637, Dec. 21, 2000, as amended at 75 FR 7193, Feb. 17, 2010] § 205.238 Livestock health care prac tice standard. (a) The producer must establish and maintain preventive livestock health care practices, including: (1) Selection of species and types of livestock with regard to suitability for site-specific conditions and resistance to prevalent diseases and parasites; (2) Provision of a feed ration suffi cient to meet nutritional require ments, including vitamins, minerals, protein and/or amino acids, fatty acids, energy sources, and fiber (ruminants); (3) Establishment of appropriate housing, pasture conditions, and sani tation practices to minimize the occur rence and spread of diseases and parasites; (4) Provision of conditions which allow for exercise, freedom of move ment, and reduction of stress appro priate to the species; (5) Performance of physical alter ations as needed to promote the ani mal’s welfare and in a manner that minimizes pain and stress; and (6) Administration of vaccines and other veterinary biologics. (b) When preventive practices and veterinary biologics are inadequate to prevent sickness, a producer may ad minister synthetic medications: Pro vided, That, such medications are al lowed under § 205.603. Parasiticides al lowed under § 205.603 may be used on: (1) Breeder stock, when used prior to the last third of gestation but not dur ing lactation for progeny that are to be sold, labeled, or represented as organi cally produced; and (2) Dairy stock, when used a min imum of 90 days prior to the produc tion of milk or milk products that are to be sold, labeled, or represented as organic. (c) The producer of an organic live stock operation must not: (1) Sell, label, or represent as organic any animal or edible product derived from any animal treated with anti biotics, any substance that contains a synthetic substance not allowed under § 205.603, or any substance that contains a nonsynthetic substance prohibited in § 205.604. (2) Administer any animal drug, other than vaccinations, in the absence of illness; (3) Administer hormones for growth promotion; (4) Administer synthetic parasiticides on a routine basis; (5) Administer synthetic parasiticides to slaughter stock; (6) Administer animal drugs in viola tion of the Federal Food, Drug, and Cosmetic Act; or (7) Withhold medical treatment from a sick animal in an effort to preserve its organic status. All appropriate medications must be used to restore an animal to health when methods accept able to organic production fail. Live stock treated with a prohibited sub stance must be clearly identified and shall not be sold, labeled, or rep resented as organically produced. § 205.239 Livestock living conditions. (a) The producer of an organic live stock operation must establish and maintain year-round livestock living conditions which accommodate the health and natural behavior of ani mals, including: VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00416 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 407 Agricultural Marketing Service, USDA § 205.239 (1) Year-round access for all animals to the outdoors, shade, shelter, exer cise areas, fresh air, clean water for drinking, and direct sunlight, suitable to the species, its stage of life, the cli mate, and the environment: Except, that, animals may be temporarily de nied access to the outdoors in accord ance with §§ 205.239(b) and (c). Yards, feeding pads, and feedlots may be used to provide ruminants with access to the outdoors during the non-grazing season and supplemental feeding dur ing the grazing season. Yards, feeding pads, and feedlots shall be large enough to allow all ruminant livestock occu pying the yard, feeding pad, or feedlot to feed simultaneously without crowd ing and without competition for food. Continuous total confinement of any animal indoors is prohibited. Contin uous total confinement of ruminants in yards, feeding pads, and feedlots is pro hibited. (2) For all ruminants, management on pasture and daily grazing through out the grazing season(s) to meet the requirements of § 205.237, except as pro vided for in paragraphs (b), (c), and (d) of this section. (3) Appropriate clean, dry bedding. When roughages are used as bedding, they shall have been organically pro duced in accordance with this part by an operation certified under this part, except as provided in § 205.236(a)(2)(i), and, if applicable, organically handled by operations certified to the NOP. (4) Shelter designed to allow for: (i) Natural maintenance, comfort be haviors, and opportunity to exercise; (ii) Temperature level, ventilation, and air circulation suitable to the spe cies; and (iii) Reduction of potential for live stock injury; (5) The use of yards, feeding pads, feedlots and laneways that shall be well-drained, kept in good condition (including frequent removal of wastes), and managed to prevent runoff of wastes and contaminated waters to ad joining or nearby surface water and across property boundaries. (b) The producer of an organic live stock operation may provide tem porary confinement or shelter for an animal because of: (1) Inclement weather; (2) The animal’s stage of life: Except, that lactation is not a stage of life that would exempt ruminants from any of the mandates set forth in this regula tion; (3) Conditions under which the health, safety, or well-being of the ani mal could be jeopardized; (4) Risk to soil or water quality; (5) Preventive healthcare procedures or for the treatment of illness or injury (neither the various life stages nor lac tation is an illness or injury); (6) Sorting or shipping animals and livestock sales: Provided, that, the ani mals shall be maintained under contin uous organic management, including organic feed, throughout the extent of their allowed confinement; (7) Breeding: Except, that, bred ani mals shall not be denied access to the outdoors and, once bred, ruminants shall not be denied access to pasture during the grazing season; or (8) 4–H, Future Farmers of America and other youth projects, for no more than one week prior to a fair or other demonstration, through the event and up to 24 hours after the animals have arrived home at the conclusion of the event. These animals must have been maintained under continuous organic management, including organic feed, during the extent of their allowed con finement for the event. (c) The producer of an organic live stock operation may, in addition to the times permitted under § 205.239(b), tem porarily deny a ruminant animal pas ture or outdoor access under the fol lowing conditions: (1) One week at the end of a lactation for dry off (for denial of access to pas ture only), three weeks prior to partu rition (birthing), parturition, and up to one week after parturition; (2) In the case of newborn dairy cat tle for up to six months, after which they must be on pasture during the grazing season and may no longer be individually housed: Provided, That, an animal shall not be confined or teth ered in a way that prevents the animal from lying down, standing up, fully ex tending its limbs, and moving about freely; (3) In the case of fiber bearing ani mals, for short periods for shearing; and VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00417 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 408 7 CFR Ch. I (1–1–17 Edition) § 205.240 (4) In the case of dairy animals, for short periods daily for milking. Milk ing must be scheduled in a manner to ensure sufficient grazing time to pro vide each animal with an average of at least 30 percent DMI from grazing throughout the grazing season. Milking frequencies or duration practices can not be used to deny dairy animals pas ture. (d) Ruminant slaughter stock, typi cally grain finished, shall be main tained on pasture for each day that the finishing period corresponds with the grazing season for the geographical lo cation: Except, that, yards, feeding pads, or feedlots may be used to pro vide finish feeding rations. During the finishing period, ruminant slaughter stock shall be exempt from the min imum 30 percent DMI requirement from grazing. Yards, feeding pads, or feedlots used to provide finish feeding rations shall be large enough to allow all ruminant slaughter stock occu pying the yard, feeding pad, or feed lot to feed simultaneously without crowd ing and without competition for food. The finishing period shall not exceed one-fifth (1⁄5) of the animal’s total life or 120 days, whichever is shorter. (e) The producer of an organic live stock operation must manage manure in a manner that does not contribute to contamination of crops, soil, or water by plant nutrients, heavy met als, or pathogenic organisms and opti mizes recycling of nutrients and must manage pastures and other outdoor ac cess areas in a manner that does not put soil or water quality at risk. [65 FR 80637, Dec. 21, 2000, as amended at 75 FR 7193, Feb. 17, 2010] § 205.240 Pasture practice standard. The producer of an organic livestock operation must, for all ruminant live stock on the operation, demonstrate through auditable records in the or ganic system plan, a functioning man agement plan for pasture. (a) Pasture must be managed as a crop in full compliance with §§ 205.202, 205.203(d) and (e), 205.204, and 205.206(b) through (f). Land used for the produc tion of annual crops for ruminant graz ing must be managed in full compli ance with §§ 205.202 through 205.206. Irri gation shall be used, as needed, to pro mote pasture growth when the oper ation has irrigation available for use on pasture. (b) Producers must provide pasture in compliance with § 205.239(a)(2) and man age pasture to comply with the re quirements of: § 205.237(c)(2), to annu ally provide a minimum of 30 percent of a ruminant’s dry matter intake (DMI), on average, over the course of the grazing season(s); § 205.238(a)(3), to minimize the occurrence and spread of diseases and parasites; and § 205.239(e) to refrain from putting soil or water quality at risk. (c) A pasture plan must be included in the producer’s organic system plan, and be updated annually in accordance with § 205.406(a). The producer may re submit the previous year’s pasture plan when no change has occurred in the plan. The pasture plan may consist of a pasture/rangeland plan developed in co operation with a Federal, State, or local conservation office: Provided, that, the submitted plan addresses all of the requirements of § 205.240(c)(1) through (8). When a change to an ap proved pasture plan is contemplated, which may affect the operation’s com pliance with the Act or the regulations in this part, the producer shall seek the certifying agent’s agreement on the change prior to implementation. The pasture plan shall include a de scription of the: (1) Types of pasture provided to en sure that the feed requirements of § 205.237 are being met. (2) Cultural and management prac tices to be used to ensure pasture of a sufficient quality and quantity is avail able to graze throughout the grazing season and to provide all ruminants under the organic system plan, except exempted classes identified in § 205.239(c)(1) through (3), with an aver age of not less than 30 percent of their dry matter intake from grazing throughout the grazing season. (3) Grazing season for the livestock operation’s regional location. (4) Location and size of pastures, in cluding maps giving each pasture its own identification. (5) The types of grazing methods to be used in the pasture system. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00418 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 409 Agricultural Marketing Service, USDA § 205.271 (6) Location and types of fences, ex cept for temporary fences, and the lo cation and source of shade and the lo cation and source of water. (7) Soil fertility and seeding systems. (8) Erosion control and protection of natural wetlands and riparian areas practices. [75 FR 7194, Feb. 17, 2010] §§ 205.241–205.269 [Reserved] § 205.270 Organic handling require ments. (a) Mechanical or biological methods, including but not limited to cooking, baking, curing, heating, drying, mix ing, grinding, churning, separating, distilling, extracting, slaughtering, cutting, fermenting, eviscerating, pre serving, dehydrating, freezing, chilling, or otherwise manufacturing, and the packaging, canning, jarring, or other wise enclosing food in a container may be used to process an organically pro duced agricultural product for the pur pose of retarding spoilage or otherwise preparing the agricultural product for market. (b) Nonagricultural substances al lowed under § 205.605 and nonorgani cally produced agricultural products allowed under § 205.606 may be used: (1) In or on a processed agricultural product intended to be sold, labeled, or represented as ‘‘organic,’’ pursuant to § 205.301(b), if not commercially avail able in organic form. (2) In or on a processed agricultural product intended to be sold, labeled, or represented as ‘‘made with organic (specified ingredients or food group(s)),’’ pursuant to § 205.301(c). (c) The handler of an organic han dling operation must not use in or on agricultural products intended to be sold, labeled, or represented as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredients or food group(s)),’’ or in or on any ingredi ents labeled as organic: (1) Practices prohibited under para graphs (e) and (f) of § 205.105. (2) A volatile synthetic solvent or other synthetic processing aid not al lowed under § 205.605: Except, That, non organic ingredients in products labeled ‘‘made with organic (specified ingredi ents or food group(s))’’ are not subject to this requirement. § 205.271 Facility pest management practice standard. (a) The producer or handler of an or ganic facility must use management practices to prevent pests, including but not limited to: (1) Removal of pest habitat, food sources, and breeding areas; (2) Prevention of access to handling facilities; and (3) Management of environmental factors, such as temperature, light, hu midity, atmosphere, and air circula tion, to prevent pest reproduction. (b) Pests may be controlled through: (1) Mechanical or physical controls including but not limited to traps, light, or sound; or (2) Lures and repellents using non synthetic or synthetic substances con sistent with the National List. (c) If the practices provided for in paragraphs (a) and (b) of this section are not effective to prevent or control pests, a nonsynthetic or synthetic sub stance consistent with the National List may be applied. (d) If the practices provided for in paragraphs (a), (b), and (c) of this sec tion are not effective to prevent or con trol facility pests, a synthetic sub stance not on the National List may be applied: Provided, That, the handler and certifying agent agree on the sub stance, method of application, and measures to be taken to prevent con tact of the organically produced prod ucts or ingredients with the substance used. (e) The handler of an organic han dling operation who applies a nonsyn thetic or synthetic substance to pre vent or control pests must update the operation’s organic handling plan to reflect the use of such substances and methods of application. The updated organic plan must include a list of all measures taken to prevent contact of the organically produced products or ingredients with the substance used. (f) Notwithstanding the practices provided for in paragraphs (a), (b), (c), and (d) of this section, a handler may otherwise use substances to prevent or control pests as required by Federal, State, or local laws and regulations: VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00419 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 410 7 CFR Ch. I (1–1–17 Edition) § 205.272 Provided, That, measures are taken to prevent contact of the organically pro duced products or ingredients with the substance used. § 205.272 Commingling and contact with prohibited substance preven tion practice standard. (a) The handler of an organic han dling operation must implement meas ures necessary to prevent the commin gling of organic and nonorganic prod ucts and protect organic products from contact with prohibited substances. (b) The following are prohibited for use in the handling of any organically produced agricultural product or ingre dient labeled in accordance with sub part D of this part: (1) Packaging materials, and storage containers, or bins that contain a syn thetic fungicide, preservative, or fumi gant; (2) The use or reuse of any bag or container that has been in contact with any substance in such a manner as to compromise the organic integrity of any organically produced product or ingredient placed in those containers, unless such reusable bag or container has been thoroughly cleaned and poses no risk of contact of the organically produced product or ingredient with the substance used. §§ 205.273–205.289 [Reserved] § 205.290 Temporary variances. (a) Temporary variances from the re quirements in §§ 205.203 through 205.207, 205.236 through 205.240 and 205.270 through 205.272 may be established by the Administrator for the following reasons: (1) Natural disasters declared by the Secretary; (2) Damage caused by drought, wind, flood, excessive moisture, hail, tor nado, earthquake, fire, or other busi ness interruption; and (3) Practices used for the purpose of conducting research or trials of tech niques, varieties, or ingredients used in organic production or handling. (b) A State organic program’s gov erning State official or certifying agent may recommend in writing to the Administrator that a temporary variance from a standard set forth in subpart C of this part for organic pro duction or handling operations be es tablished: Provided, That, such vari ance is based on one or more of the rea sons listed in paragraph (a) of this sec tion. (c) The Administrator will provide written notification to certifying agents upon establishment of a tem porary variance applicable to the certi fying agent’s certified production or handling operations and specify the pe riod of time it shall remain in effect, subject to extension as the Adminis trator deems necessary. (d) A certifying agent, upon notifica tion from the Administrator of the es tablishment of a temporary variance, must notify each production or han dling operation it certifies to which the temporary variance applies. (e) Temporary variances will not be granted for any practice, material, or procedure prohibited under § 205.105. [65 FR 80637, Dec. 21, 2000, as amended at 75 FR 7194, Feb. 17, 2010] §§ 205.291–205.299 [Reserved] Subpart D—Labels, Labeling, and Market Information § 205.300 Use of the term, ‘‘organic.’’ (a) The term, ‘‘organic,’’ may only be used on labels and in labeling of raw or processed agricultural products, in cluding ingredients, that have been produced and handled in accordance with the regulations in this part. The term, ‘‘organic,’’ may not be used in a product name to modify a nonorganic ingredient in the product. (b) Products for export, produced and certified to foreign national organic standards or foreign contract buyer re quirements, may be labeled in accord ance with the organic labeling require ments of the receiving country or con tract buyer: Provided, That, the ship ping containers and shipping docu ments meet the labeling requirements specified in § 205.307(c). (c) Products produced in a foreign country and exported for sale in the United States must be certified pursu ant to subpart E of this part and la beled pursuant to this subpart D. (d) Livestock feeds produced in ac cordance with the requirements of this VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00420 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 411 Agricultural Marketing Service, USDA § 205.302 part must be labeled in accordance with the requirements of § 205.306. § 205.301 Product composition. (a) Products sold, labeled, or rep resented as ‘‘100 percent organic.’’ A raw or processed agricultural product sold, labeled, or represented as ‘‘100 percent organic’’ must contain (by weight or fluid volume, excluding water and salt) 100 percent organically produced ingre dients. If labeled as organically pro duced, such product must be labeled pursuant to § 205.303. (b) Products sold, labeled, or rep resented as ‘‘organic.’’ A raw or proc essed agricultural product sold, la beled, or represented as ‘‘organic’’ must contain (by weight or fluid vol ume, excluding water and salt) not less than 95 percent organically produced raw or processed agricultural products. Any remaining product ingredients must be organically produced, unless not commercially available in organic form, or must be nonagricultural sub stances or nonorganically produced ag ricultural products produced consistent with the National List in subpart G of this part. If labeled as organically pro duced, such product must be labeled pursuant to § 205.303. (c) Products sold, labeled, or rep resented as ‘‘made with organic (specified ingredients or food group(s)).’’ Multi ingredient agricultural product sold, labeled, or represented as ‘‘made with organic (specified ingredients or food group(s))’’ must contain (by weight or fluid volume, excluding water and salt) at least 70 percent organically pro duced ingredients which are produced and handled pursuant to requirements in subpart C of this part. No ingredi ents may be produced using prohibited practices specified in paragraphs (f)(1), (2), and (3) of § 205.301. Nonorganic in gredients may be produced without re gard to paragraphs (f)(4), (5), (6), and (7) of § 205.301. If labeled as containing or ganically produced ingredients or food groups, such product must be labeled pursuant to § 205.304. (d) Products with less than 70 percent organically produced ingredients. The or ganic ingredients in multiingredient agricultural product containing less than 70 percent organically produced ingredients (by weight or fluid volume, excluding water and salt) must be pro duced and handled pursuant to require ments in subpart C of this part. The nonorganic ingredients may be pro duced and handled without regard to the requirements of this part. Multi ingredient agricultural product con taining less than 70 percent organically produced ingredients may represent the organic nature of the product only as provided in § 205.305. (e) Livestock feed. (1) A raw or proc essed livestock feed product sold, la beled, or represented as ‘‘100 percent organic’’ must contain (by weight or fluid volume, excluding water and salt) not less than 100 percent organically produced raw or processed agricultural product. (2) A raw or processed livestock feed product sold, labeled, or represented as ‘‘organic’’ must be produced in con formance with § 205.237. (f) All products labeled as ‘‘100 per cent organic’’ or ‘‘organic’’ and all in gredients identified as ‘‘organic’’ in the ingredient statement of any product must not: (1) Be produced using excluded meth ods, pursuant to § 205.105(e); (2) Be produced using ionizing radi ation, pursuant to § 205.105(f); (3) Be processed using sewage sludge, pursuant to § 205.105(g); (4) Be processed using processing aids not approved on the National List of Allowed and Prohibited Substances in subpart G of this part: Except, That, products labeled as ‘‘100 percent or ganic,’’ if processed, must be processed using organically produced processing aids; (5) Contain sulfites, nitrates, or nitrites added during the production or handling process, Except, that, wine containing added sulfites may be la beled ‘‘made with organic grapes’’; (6) Be produced using nonorganic in gredients when organic ingredients are available; or (7) Include organic and nonorganic forms of the same ingredient. [65 FR 80637, Dec. 21, 2000, as amended at 80 FR 6429, Feb. 5, 2015] § 205.302 Calculating the percentage of organically produced ingredients. (a) The percentage of all organically produced ingredients in an agricultural VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00421 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 412 7 CFR Ch. I (1–1–17 Edition) § 205.303 product sold, labeled, or represented as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredi ents or food group(s)),’’ or that include organic ingredients must be calculated by: (1) Dividing the total net weight (ex cluding water and salt) of combined or ganic ingredients at formulation by the total weight (excluding water and salt) of the finished product. (2) Dividing the fluid volume of all organic ingredients (excluding water and salt) by the fluid volume of the fin ished product (excluding water and salt) if the product and ingredients are liquid. If the liquid product is identi fied on the principal display panel or information panel as being reconsti tuted from concentrates, the calcula tion should be made on the basis of sin gle-strength concentrations of the in gredients and finished product. (3) For products containing organi cally produced ingredients in both solid and liquid form, dividing the combined weight of the solid ingredients and the weight of the liquid ingredients (ex cluding water and salt) by the total weight (excluding water and salt) of the finished product. (b) The percentage of all organically produced ingredients in an agricultural product must be rounded down to the nearest whole number. (c) The percentage must be deter mined by the handler who affixes the label on the consumer package and verified by the certifying agent of the handler. The handler may use informa tion provided by the certified operation in determining the percentage. § 205.303 Packaged products labeled ‘‘100 percent organic’’ or ‘‘organic.’’ (a) Agricultural products in packages described in § 205.301(a) and (b) may dis play, on the principal display panel, in formation panel, and any other panel of the package and on any labeling or market information concerning the product, the following: (1) The term, ‘‘100 percent organic’’ or ‘‘organic,’’ as applicable, to modify the name of the product; (2) For products labeled ‘‘organic,’’ the percentage of organic ingredients in the product; (The size of the percent age statement must not exceed one half the size of the largest type size on the panel on which the statement is displayed and must appear in its en tirety in the same type size, style, and color without highlighting.) (3) The term, ‘‘organic,’’ to identify the organic ingredients in multiingre dient products labeled ‘‘100 percent or ganic’’; (4) The USDA seal; and/or (5) The seal, logo, or other identi fying mark of the certifying agent which certified the production or han dling operation producing the finished product and any other certifying agent which certified production or handling operations producing raw organic prod uct or organic ingredients used in the finished product: Provided, That, the handler producing the finished product maintain records, pursuant to this part, verifying organic certification of the operations producing such ingredi ents, and: Provided further, That, such seals or marks are not individually dis played more prominently than the USDA seal. (b) Agricultural products in packages described in § 205.301(a) and (b) must: (1) For products labeled ‘‘organic,’’ identify each organic ingredient in the ingredient statement with the word, ‘‘organic,’’ or with an asterisk or other reference mark which is defined below the ingredient statement to indicate the ingredient is organically produced. Water or salt included as ingredients cannot be identified as organic. (2) On the information panel, below the information identifying the han dler or distributor of the product and preceded by the statement, ‘‘Certified organic by * * *,’’ or similar phrase, identify the name of the certifying agent that certified the handler of the finished product and may display the business address, Internet address, or telephone number of the certifying agent in such label. § 205.304 Packaged products labeled ‘‘made with organic (specified in gredients or food group(s)).’’ (a) Agricultural products in packages described in § 205.301(c) may display on the principal display panel, informa tion panel, and any other panel and on any labeling or market information concerning the product: VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00422 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 413 Agricultural Marketing Service, USDA § 205.306 (1) The statement: (i) ‘‘Made with organic (specified in gredients)’’: Provided, That, the state ment does not list more than three or ganically produced ingredients; or (ii) ‘‘Made with organic (specified food groups)’’: Provided, That, the statement does not list more than three of the following food groups: beans, fish, fruits, grains, herbs, meats, nuts, oils, poultry, seeds, spices, sweet eners, and vegetables or processed milk products; and, Provided further, That, all ingredients of each listed food group in the product must be organi cally produced; and (iii) Which appears in letters that do not exceed one-half the size of the larg est type size on the panel and which appears in its entirety in the same type size, style, and color without high lighting. (2) The percentage of organic ingredi ents in the product. The size of the per centage statement must not exceed one-half the size of the largest type size on the panel on which the state ment is displayed and must appear in its entirety in the same type size, style, and color without highlighting. (3) The seal, logo, or other identi fying mark of the certifying agent that certified the handler of the finished product. (b) Agricultural products in packages described in § 205.301(c) must: (1) In the ingredient statement, iden tify each organic ingredient with the word, ‘‘organic,’’ or with an asterisk or other reference mark which is defined below the ingredient statement to indi cate the ingredient is organically pro duced. Water or salt included as ingre dients cannot be identified as organic. (2) On the information panel, below the information identifying the han dler or distributor of the product and preceded by the statement, ‘‘Certified organic by * * *,’’ or similar phrase, identify the name of the certifying agent that certified the handler of the finished product: Except, That, the business address, Internet address, or telephone number of the certifying agent may be included in such label. (c) Agricultural products in packages described in § 205.301(c) must not dis play the USDA seal. § 205.305 Multi-ingredient packaged products with less than 70 percent organically produced ingredients. (a) An agricultural product with less than 70 percent organically produced ingredients may only identify the or ganic content of the product by: (1) Identifying each organically pro duced ingredient in the ingredient statement with the word, ‘‘organic,’’ or with an asterisk or other reference mark which is defined below the ingre dient statement to indicate the ingre dient is organically produced, and (2) If the organically produced ingre dients are identified in the ingredient statement, displaying the product’s percentage of organic contents on the information panel. (b) Agricultural products with less than 70 percent organically produced ingredients must not display: (1) The USDA seal; and (2) Any certifying agent seal, logo, or other identifying mark which rep resents organic certification of a prod uct or product ingredients. § 205.306 Labeling of livestock feed. (a) Livestock feed products described in § 205.301(e)(1) and (e)(2) may display on any package panel the following terms: (1) The statement, ‘‘100 percent or ganic’’ or ‘‘organic,’’ as applicable, to modify the name of the feed product; (2) The USDA seal; (3) The seal, logo, or other identi fying mark of the certifying agent which certified the production or han dling operation producing the raw or processed organic ingredients used in the finished product, Provided, That, such seals or marks are not displayed more prominently than the USDA seal; (4) The word, ‘‘organic,’’ or an aster isk or other reference mark which is defined on the package to identify in gredients that are organically pro duced. Water or salt included as ingre dients cannot be identified as organic. (b) Livestock feed products described in § 205.301(e)(1) and (e)(2) must: (1) On the information panel, below the information identifying the han dler or distributor of the product and preceded by the statement, ‘‘Certified organic by * * *,’’ or similar phrase, display the name of the certifying VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00423 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 414 7 CFR Ch. I (1–1–17 Edition) § 205.307 agent that certified the handler of the finished product. The business address, Internet address, or telephone number of the certifying agent may be included in such label. (2) Comply with other Federal agency or State feed labeling requirements as applicable. § 205.307 Labeling of nonretail con tainers used for only shipping or storage of raw or processed agricul tural products labeled as ‘‘100 per cent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredients or food group(s)).’’ (a) Nonretail containers used only to ship or store raw or processed agricul tural product labeled as containing or ganic ingredients may display the fol lowing terms or marks: (1) The name and contact informa tion of the certifying agent which cer tified the handler which assembled the final product; (2) Identification of the product as organic; (3) Special handling instructions needed to maintain the organic integ rity of the product; (4) The USDA seal; (5) The seal, logo, or other identi fying mark of the certifying agent that certified the organic production or handling operation that produced or handled the finished product. (b) Nonretail containers used to ship or store raw or processed agricultural product labeled as containing organic ingredients must display the produc tion lot number of the product if appli cable. (c) Shipping containers of domesti cally produced product labeled as or ganic intended for export to inter national markets may be labeled in ac cordance with any shipping container labeling requirements of the foreign country of destination or the container labeling specifications of a foreign con tract buyer: Provided, That, the ship ping containers and shipping docu ments accompanying such organic products are clearly marked ‘‘For Ex port Only’’ and: Provided further, That, proof of such container marking and export must be maintained by the han dler in accordance with recordkeeping requirements for exempt and excluded operations under § 205.101. § 205.308 Agricultural products in other than packaged form at the point of retail sale that are sold, la beled, or represented as ‘‘100 per cent organic’’ or ‘‘organic.’’ (a) Agricultural products in other than packaged form may use the term, ‘‘100 percent organic’’ or ‘‘organic,’’ as applicable, to modify the name of the product in retail display, labeling, and display containers: Provided, That, the term, ‘‘organic,’’ is used to identify the organic ingredients listed in the ingre dient statement. (b) If the product is prepared in a cer tified facility, the retail display, label ing, and display containers may use: (1) The USDA seal; and (2) The seal, logo, or other identi fying mark of the certifying agent that certified the production or handling op eration producing the finished product and any other certifying agent which certified operations producing raw or ganic product or organic ingredients used in the finished product: Provided, That, such seals or marks are not indi vidually displayed more prominently than the USDA seal. § 205.309 Agricultural products in other than packaged form at the point of retail sale that are sold, la beled, or represented as ‘‘made with organic (specified ingredients or food group(s)).’’ (a) Agricultural products in other than packaged form containing be tween 70 and 95 percent organically produced ingredients may use the phrase, ‘‘made with organic (specified ingredients or food group(s)),’’ to mod ify the name of the product in retail display, labeling, and display con tainers. (1) Such statement must not list more than three organic ingredients or food groups, and (2) In any such display of the prod uct’s ingredient statement, the organic ingredients are identified as ‘‘organic.’’ (b) If prepared in a certified facility, such agricultural products labeled as ‘‘made with organic (specified ingredi ents or food group(s))’’ in retail dis plays, display containers, and market information may display the certifying agent’s seal, logo, or other identifying mark. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00424 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 415 Agricultural Marketing Service, USDA § 205.400 § 205.310 Agricultural products pro duced on an exempt or excluded op eration. (a) An agricultural product organi cally produced or handled on an ex empt or excluded operation must not: (1) Display the USDA seal or any cer tifying agent’s seal or other identifying mark which represents the exempt or excluded operation as a certified or ganic operation, or (2) Be represented as a certified or ganic product or certified organic in gredient to any buyer. (b) An agricultural product organi cally produced or handled on an ex empt or excluded operation may be identified as an organic product or or ganic ingredient in a multiingredient product produced by the exempt or ex cluded operation. Such product or in gredient must not be identified or rep resented as ‘‘organic’’ in a product processed by others. (c) Such product is subject to re quirements specified in paragraph (a) of § 205.300, and paragraphs (f)(1) through (f)(7) of § 205.301. § 205.311 USDA Seal. (a) The USDA seal described in para graphs (b) and (c) of this section may be used only for raw or processed agri cultural products described in para graphs (a), (b), (e)(1), and (e)(2) of § 205.301. (b) The USDA seal must replicate the form and design of the example in fig ure 1 and must be printed legibly and conspicuously: (1) On a white background with a brown outer circle and with the term, ‘‘USDA,’’ in green overlaying a white upper semicircle and with the term, ‘‘organic,’’ in white overlaying the green lower half circle; or (2) On a white or transparent back ground with black outer circle and black ‘‘USDA’’ on a white or trans parent upper half of the circle with a contrasting white or transparent ‘‘or ganic’’ on the black lower half circle. (3) The green or black lower half cir cle may have four light lines running from left to right and disappearing at the point on the right horizon to re semble a cultivated field. §§ 205.312–205.399 [Reserved] Subpart E—Certification § 205.400 General requirements for certification. A person seeking to receive or main tain organic certification under the regulations in this part must: (a) Comply with the Act and applica ble organic production and handling regulations of this part; (b) Establish, implement, and update annually an organic production or han dling system plan that is submitted to an accredited certifying agent as pro vided for in § 205.200; (c) Permit on-site inspections with complete access to the production or handling operation, including noncer tified production and handling areas, structures, and offices by the certi fying agent as provided for in § 205.403; (d) Maintain all records applicable to the organic operation for not less than 5 years beyond their creation and allow authorized representatives of the Sec retary, the applicable State organic program’s governing State official, and the certifying agent access to such records during normal business hours for review and copying to determine compliance with the Act and the regu lations in this part, as provided for in § 205.103; (e) Submit the applicable fees charged by the certifying agent; and (f) Immediately notify the certifying agent concerning any: (1) Application, including drift, of a prohibited substance to any field, pro duction unit, site, facility, livestock, VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00425 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31 ER 2 1 D E 0 0 .0 0 1 < /G P H > lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 416 7 CFR Ch. I (1–1–17 Edition) § 205.401 or product that is part of an operation; and (2) Change in a certified operation or any portion of a certified operation that may affect its compliance with the Act and the regulations in this part. [65 FR 80637, Dec. 21, 2000, as amended at 80 FR 6429, Feb. 5, 2015] § 205.401 Application for certification. A person seeking certification of a production or handling operation under this subpart must submit an applica tion for certification to a certifying agent. The application must include the following information: (a) An organic production or han dling system plan, as required in § 205.200; (b) The name of the person com pleting the application; the applicant’s business name, address, and telephone number; and, when the applicant is a corporation, the name, address, and telephone number of the person author ized to act on the applicant’s behalf; (c) The name(s) of any organic certi fying agent(s) to which application has previously been made; the year(s) of application; the outcome of the appli cation(s) submission, including, when available, a copy of any notification of noncompliance or denial of certifi cation issued to the applicant for cer tification; and a description of the ac tions taken by the applicant to correct the noncompliances noted in the notifi cation of noncompliance, including evi dence of such correction; and (d) Other information necessary to determine compliance with the Act and the regulations in this part. § 205.402 Review of application. (a) Upon acceptance of an application for certification, a certifying agent must: (1) Review the application to ensure completeness pursuant to § 205.401; (2) Determine by a review of the ap plication materials whether the appli cant appears to comply or may be able to comply with the applicable require ments of subpart C of this part; (3) Verify that an applicant who pre viously applied to another certifying agent and received a notification of noncompliance or denial of certifi cation, pursuant to § 205.405, has sub mitted documentation to support the correction of any noncompliances iden tified in the notification of noncompli ance or denial of certification, as re quired in § 205.405(e); and (4) Schedule an on-site inspection of the operation to determine whether the applicant qualifies for certification if the review of application materials re veals that the production or handling operation may be in compliance with the applicable requirements of subpart C of this part. (b) The certifying agent shall within a reasonable time: (1) Review the application materials received and communicate its findings to the applicant; (2) Provide the applicant with a copy of the on-site inspection report, as ap proved by the certifying agent, for any on-site inspection performed; and (3) Provide the applicant with a copy of the test results for any samples taken by an inspector. (c) The applicant may withdraw its application at any time. An applicant who withdraws its application shall be liable for the costs of services provided up to the time of withdrawal of its ap plication. An applicant that volun tarily withdrew its application prior to the issuance of a notice of noncompli ance will not be issued a notice of non compliance. Similarly, an applicant that voluntarily withdrew its applica tion prior to the issuance of a notice of certification denial will not be issued a notice of certification denial. § 205.403 On-site inspections. (a) On-site inspections. (1) A certifying agent must conduct an initial on-site inspection of each production unit, fa cility, and site that produces or han dles organic products and that is in cluded in an operation for which cer tification is requested. An on-site in spection shall be conducted annually thereafter for each certified operation that produces or handles organic prod ucts for the purpose of determining whether to approve the request for cer tification or whether the certification of the operation should continue. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00426 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 417 Agricultural Marketing Service, USDA § 205.404 (2)(i) A certifying agent may conduct additional on-site inspections of appli cants for certification and certified op erations to determine compliance with the Act and the regulations in this part. (ii) The Administrator or State or ganic program’s governing State offi cial may require that additional in spections be performed by the certi fying agent for the purpose of deter mining compliance with the Act and the regulations in this part. (iii) Additional inspections may be announced or unannounced at the dis cretion of the certifying agent or as re quired by the Administrator or State organic program’s governing State offi cial. (b) Scheduling. (1) The initial on-site inspection must be conducted within a reasonable time following a determina tion that the applicant appears to com ply or may be able to comply with the requirements of subpart C of this part: Except, That, the initial inspection may be delayed for up to 6 months to comply with the requirement that the inspection be conducted when the land, facilities, and activities that dem onstrate compliance or capacity to comply can be observed. (2) All on-site inspections must be conducted when an authorized rep resentative of the operation who is knowledgeable about the operation is present and at a time when land, facili ties, and activities that demonstrate the operation’s compliance with or ca pability to comply with the applicable provisions of subpart C of this part can be observed, except that this require ment does not apply to unannounced on-site inspections. (c) Verification of information. The on site inspection of an operation must verify: (1) The operation’s compliance or ca pability to comply with the Act and the regulations in this part; (2) That the information, including the organic production or handling sys tem plan, provided in accordance with §§ 205.401, 205.406, and 205.200, accurately reflects the practices used or to be used by the applicant for certification or by the certified operation; (3) That prohibited substances have not been and are not being applied to the operation through means which, at the discretion of the certifying agent, may include the collection and testing of soil; water; waste; seeds; plant tis sue; and plant, animal, and processed products samples. (d) Exit interview. The inspector must conduct an exit interview with an au thorized representative of the oper ation who is knowledgeable about the inspected operation to confirm the ac curacy and completeness of inspection observations and information gathered during the on-site inspection. The in spector must also address the need for any additional information as well as any issues of concern. (e) Documents to the inspected oper ation. (1) At the time of the inspection, the inspector shall provide the oper ation’s authorized representative with a receipt for any samples taken by the inspector. There shall be no charge to the inspector for the samples taken. (2) A copy of the on-site inspection report and any test results will be sent to the inspected operation by the certi fying agent. § 205.404 Granting certification. (a) Within a reasonable time after completion of the initial on-site in spection, a certifying agent must re view the on-site inspection report, the results of any analyses for substances conducted, and any additional informa tion requested from or supplied by the applicant. If the certifying agent deter mines that the organic system plan and all procedures and activities of the applicant’s operation are in compliance with the requirements of this part and that the applicant is able to conduct operations in accordance with the plan, the agent shall grant certification. The certification may include requirements for the correction of minor noncompli ances within a specified time period as a condition of continued certification. (b) The certifying agent must issue a certificate of organic operation which specifies the: (1) Name and address of the certified operation; (2) Effective date of certification; (3) Categories of organic operation, including crops, wild crops, livestock, or processed products produced by the certified operation; and VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00427 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 418 7 CFR Ch. I (1–1–17 Edition) § 205.405 (4) Name, address, and telephone number of the certifying agent. (c) Once certified, a production or handling operation’s organic certifi cation continues in effect until surren dered by the organic operation or sus pended or revoked by the certifying agent, the State organic program’s governing State official, or the Admin istrator. § 205.405 Denial of certification. (a) When the certifying agent has reason to believe, based on a review of the information specified in § 205.402 or § 205.404, that an applicant for certifi cation is not able to comply or is not in compliance with the requirements of this part, the certifying agent must provide a written notification of non compliance to the applicant. When cor rection of a noncompliance is not pos sible, a notification of noncompliance and a notification of denial of certifi cation may be combined in one notifi cation. The notification of noncompli ance shall provide: (1) A description of each noncompli ance; (2) The facts upon which the notifica tion of noncompliance is based; and (3) The date by which the applicant must rebut or correct each noncompli ance and submit supporting docu mentation of each such correction when correction is possible. (b) Upon receipt of such notification of noncompliance, the applicant may: (1) Correct noncompliances and sub mit a description of the corrective ac tions taken with supporting docu mentation to the certifying agent; (2) Correct noncompliances and sub mit a new application to another certi fying agent: Provided, That, the appli cant must include a complete applica tion, the notification of noncompliance received from the first certifying agent, and a description of the correc tive actions taken with supporting doc umentation; or (3) Submit written information to the issuing certifying agent to rebut the noncompliance described in the no tification of noncompliance. (c) After issuance of a notification of noncompliance, the certifying agent must: (1) Evaluate the applicant’s correc tive actions taken and supporting doc umentation submitted or the written rebuttal, conduct an on-site inspection if necessary, and (i) When the corrective action or re buttal is sufficient for the applicant to qualify for certification, issue the ap plicant an approval of certification pursuant to § 205.404; or (ii) When the corrective action or re buttal is not sufficient for the appli cant to qualify for certification, issue the applicant a written notice of denial of certification. (2) Issue a written notice of denial of certification to an applicant who fails to respond to the notification of non compliance. (3) Provide notice of approval or de nial to the Administrator, pursuant to § 205.501(a)(14). (d) A notice of denial of certification must state the reason(s) for denial and the applicant’s right to: (1) Reapply for certification pursuant to §§ 205.401 and 205.405(e); (2) Request mediation pursuant to § 205.663 or, if applicable, pursuant to a State organic program; or (3) File an appeal of the denial of cer tification pursuant to § 205.681 or, if ap plicable, pursuant to a State organic program. (e) An applicant for certification who has received a written notification of noncompliance or a written notice of denial of certification may apply for certification again at any time with any certifying agent, in accordance with §§ 205.401 and 205.405(e). When such applicant submits a new application to a certifying agent other than the agent who issued the notification of non compliance or notice of denial of cer tification, the applicant for certifi cation must include a copy of the noti fication of noncompliance or notice of denial of certification and a descrip tion of the actions taken, with sup porting documentation, to correct the noncompliances noted in the notifica tion of noncompliance. (f) A certifying agent who receives a new application for certification, which includes a notification of non compliance or a notice of denial of cer tification, must treat the application as a new application and begin a new VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00428 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 419 Agricultural Marketing Service, USDA § 205.500 application process pursuant to § 205.402. (g) Notwithstanding paragraph (a) of this section, if a certifying agent has reason to believe that an applicant for certification has willfully made a false statement or otherwise purposefully misrepresented the applicant’s oper ation or its compliance with the cer tification requirements pursuant to this part, the certifying agent may deny certification pursuant to para graph (c)(1)(ii) of this section without first issuing a notification of non compliance. § 205.406 Continuation of certification. (a) To continue certification, a cer tified operation must annually pay the certification fees and submit the fol lowing information, as applicable, to the certifying agent: (1) An updated organic production or handling system plan which includes: (i) A summary statement, supported by documentation, detailing any devi ations from, changes to, modifications to, or other amendments made to the previous year’s organic system plan during the previous year; and (ii) Any additions or deletions to the previous year’s organic system plan, intended to be undertaken in the com ing year, detailed pursuant to § 205.200; (2) Any additions to or deletions from the information required pursuant to § 205.401(b); (3) An update on the correction of minor noncompliances previously iden tified by the certifying agent as requir ing correction for continued certifi cation; and (4) Other information as deemed nec essary by the certifying agent to deter mine compliance with the Act and the regulations in this part. (b) Following the receipt of the infor mation specified in paragraph (a) of this section, the certifying agent shall within a reasonable time arrange and conduct an on-site inspection of the certified operation pursuant to § 205.403: Except, That, when it is impos sible for the certifying agent to con duct the annual on-site inspection fol lowing receipt of the certified oper ation’s annual update of information, the certifying agent may allow con tinuation of certification and issue an updated certificate of organic oper ation on the basis of the information submitted and the most recent on-site inspection conducted during the pre vious 12 months: Provided, That, the annual on-site inspection, required pur suant to § 205.403, is conducted within the first 6 months following the cer tified operation’s scheduled date of an nual update. (c) If the certifying agent has reason to believe, based on the on-site inspec tion and a review of the information specified in § 205.404, that a certified op eration is not complying with the re quirements of the Act and the regula tions in this part, the certifying agent shall provide a written notification of noncompliance to the operation in ac cordance with § 205.662. (d) If the certifying agent determines that the certified operation is com plying with the Act and the regula tions in this part and that any of the information specified on the certificate of organic operation has changed, the certifying agent must issue an updated certificate of organic operation pursu ant to § 205.404(b). §§ 205.407–205.499 [Reserved] Subpart F—Accreditation of Certifying Agents § 205.500 Areas and duration of ac creditation. (a) The Administrator shall accredit a qualified domestic or foreign appli cant in the areas of crops, livestock, wild crops, or handling or any com bination thereof to certify a domestic or foreign production or handling oper ation as a certified operation. (b) Accreditation shall be for a period of 5 years from the date of approval of accreditation pursuant to § 205.506. (c) In lieu of accreditation under paragraph (a) of this section, USDA will accept a foreign certifying agent’s accreditation to certify organic pro duction or handling operations if: (1) USDA determines, upon the re quest of a foreign government, that the standards under which the foreign gov ernment authority accredited the for eign certifying agent meet the require ments of this part; or VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00429 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 420 7 CFR Ch. I (1–1–17 Edition) § 205.501 (2) The foreign government authority that accredited the foreign certifying agent acted under an equivalency agreement negotiated between the United States and the foreign govern ment. § 205.501 General requirements for ac creditation. (a) A private or governmental entity accredited as a certifying agent under this subpart must: (1) Have sufficient expertise in or ganic production or handling tech niques to fully comply with and imple ment the terms and conditions of the organic certification program estab lished under the Act and the regula tions in this part; (2) Demonstrate the ability to fully comply with the requirements for ac creditation set forth in this subpart; (3) Carry out the provisions of the Act and the regulations in this part, including the provisions of §§ 205.402 through 205.406 and § 205.670; (4) Use a sufficient number of ade quately trained personnel, including inspectors and certification review per sonnel, to comply with and implement the organic certification program es tablished under the Act and the regula tions in subpart E of this part; (5) Ensure that its responsibly con nected persons, employees, and con tractors with inspection, analysis, and decision-making responsibilities have sufficient expertise in organic produc tion or handling techniques to success fully perform the duties assigned. (6) Conduct an annual performance evaluation of all persons who review applications for certification, perform on-site inspections, review certifi cation documents, evaluate qualifica tions for certification, make rec ommendations concerning certifi cation, or make certification decisions and implement measures to correct any deficiencies in certification serv ices; (7) Have an annual program review of its certification activities conducted by the certifying agent’s staff, an out side auditor, or a consultant who has expertise to conduct such reviews and implement measures to correct any noncompliances with the Act and the regulations in this part that are identi fied in the evaluation; (8) Provide sufficient information to persons seeking certification to enable them to comply with the applicable re quirements of the Act and the regula tions in this part; (9) Maintain all records pursuant to § 205.510(b) and make all such records available for inspection and copying during normal business hours by au thorized representatives of the Sec retary and the applicable State organic program’s governing State official; (10) Maintain strict confidentiality with respect to its clients under the ap plicable organic certification program and not disclose to third parties (with the exception of the Secretary or the applicable State organic program’s governing State official or their au thorized representatives) any business related information concerning any cli ent obtained while implementing the regulations in this part, except as pro vided for in § 205.504(b)(5); (11) Prevent conflicts of interest by: (i) Not certifying a production or handling operation if the certifying agent or a responsibly connected party of such certifying agent has or has held a commercial interest in the produc tion or handling operation, including an immediate family interest or the provision of consulting services, within the 12-month period prior to the appli cation for certification; (ii) Excluding any person, including contractors, with conflicts of interest from work, discussions, and decisions in all stages of the certification proc ess and the monitoring of certified pro duction or handling operations for all entities in which such person has or has held a commercial interest, includ ing an immediate family interest or the provision of consulting services, within the 12-month period prior to the application for certification; (iii) Not permitting any employee, inspector, contractor, or other per sonnel to accept payment, gifts, or fa vors of any kind, other than prescribed fees, from any business inspected: Ex cept, That, a certifying agent that is a not-for-profit organization with an In ternal Revenue Code tax exemption or, in the case of a foreign certifying agent, a comparable recognition of not VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00430 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 421 Agricultural Marketing Service, USDA § 205.501 for-profit status from its government, may accept voluntary labor from cer tified operations; (iv) Not giving advice or providing consultancy services, to certification applicants or certified operations, for overcoming identified barriers to cer tification; (v) Requiring all persons who review applications for certification, perform on-site inspections, review certifi cation documents, evaluate qualifica tions for certification, make rec ommendations concerning certifi cation, or make certification decisions and all parties responsibly connected to the certifying agent to complete an annual conflict of interest disclosure report; and (vi) Ensuring that the decision to certify an operation is made by a per son different from those who conducted the review of documents and on-site in spection. (12)(i) Reconsider a certified oper ation’s application for certification and, if necessary, perform a new on-site inspection when it is determined, with in 12 months of certifying the oper ation, that any person participating in the certification process and covered under § 205.501(a)(11)(ii) has or had a conflict of interest involving the appli cant. All costs associated with a recon sideration of application, including on site inspection costs, shall be borne by the certifying agent. (ii) Refer a certified operation to a different accredited certifying agent for recertification and reimburse the operation for the cost of the recertifi cation when it is determined that any person covered under § 205.501(a)(11)(i) at the time of certification of the ap plicant had a conflict of interest in volving the applicant. (13) Accept the certification decisions made by another certifying agent ac credited or accepted by USDA pursuant to § 205.500; (14) Refrain from making false or misleading claims about its accredita tion status, the USDA accreditation program for certifying agents, or the nature or qualities of products labeled as organically produced; (15) Submit to the Administrator a copy of: (i) Any notice of denial of certifi cation issued pursuant to § 205.405, noti fication of noncompliance, notification of noncompliance correction, notifica tion of proposed suspension or revoca tion, and notification of suspension or revocation sent pursuant to § 205.662 si multaneously with its issuance; and (ii) A list, on January 2 of each year, including the name, address, and tele phone number of each operation grant ed certification during the preceding year; (16) Charge applicants for certifi cation and certified production and handling operations only those fees and charges for certification activities that it has filed with the Administrator; (17) Pay and submit fees to AMS in accordance with § 205.640; (18) Provide the inspector, prior to each on-site inspection, with previous on-site inspection reports and notify the inspector of its decision regarding certification of the production or han dling operation site inspected by the inspector and of any requirements for the correction of minor noncompli ances; (19) Accept all production or handling applications that fall within its area(s) of accreditation and certify all quali fied applicants, to the extent of its ad ministrative capacity to do so without regard to size or membership in any as sociation or group; and (20) Demonstrate its ability to com ply with a State’s organic program to certify organic production or handling operations within the State. (21) Comply with, implement, and carry out any other terms and condi tions determined by the Administrator to be necessary. (b) A private or governmental entity accredited as a certifying agent under this subpart may establish a seal, logo, or other identifying mark to be used by production and handling operations certified by the certifying agent to in dicate affiliation with the certifying agent: Provided, That, the certifying agent: (1) Does not require use of its seal, logo, or other identifying mark on any product sold, labeled, or represented as organically produced as a condition of certification and VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00431 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 422 7 CFR Ch. I (1–1–17 Edition) § 205.502 (2) Does not require compliance with any production or handling practices other than those provided for in the Act and the regulations in this part as a condition of use of its identifying mark: Provided, That, certifying agents certifying production or handling oper ations within a State with more re strictive requirements, approved by the Secretary, shall require compliance with such requirements as a condition of use of their identifying mark by such operations. (c) A private entity accredited as a certifying agent must: (1) Hold the Secretary harmless for any failure on the part of the certi fying agent to carry out the provisions of the Act and the regulations in this part; (2) Furnish reasonable security, in an amount and according to such terms as the Administrator may by regulation prescribe, for the purpose of protecting the rights of production and handling operations certified by such certifying agent under the Act and the regula tions in this part; and (3) Transfer to the Administrator and make available to any applicable State organic program’s governing State offi cial all records or copies of records concerning the person’s certification activities in the event that the certi fying agent dissolves or loses its ac creditation; Provided, That, such trans fer shall not apply to a merger, sale, or other transfer of ownership of a certi fying agent. (d) No private or governmental enti ty accredited as a certifying agent under this subpart shall exclude from participation in or deny the benefits of the National Organic Program to any person due to discrimination because of race, color, national origin, gender, re ligion, age, disability, political beliefs, sexual orientation, or marital or fam ily status. § 205.502 Applying for accreditation. (a) A private or governmental entity seeking accreditation as a certifying agent under this subpart must submit an application for accreditation which contains the applicable information and documents set forth in §§ 205.503 through 205.505 and the fees required in § 205.640 to: Program Manager, USDA– AMS–NOP, 1400 Independence Ave. SW., Room 2648 So. Bldg., Ag Stop 0268, Washington, DC 20250–0268. (b) Following the receipt of the infor mation and documents, the Adminis trator will determine, pursuant to § 205.506, whether the applicant for ac creditation should be accredited as a certifying agent. [65 FR 80637, Dec. 21, 2000, as amended at 80 FR 6429, Feb. 5, 2015] § 205.503 Applicant information. A private or governmental entity seeking accreditation as a certifying agent must submit the following infor mation: (a) The business name, primary office location, mailing address, name of the person(s) responsible for the certifying agent’s day-to-day operations, contact numbers (telephone, facsimile, and Internet address) of the applicant, and, for an applicant who is a private per son, the entity’s taxpayer identifica tion number; (b) The name, office location, mailing address, and contact numbers (tele phone, facsimile, and Internet address) for each of its organizational units, such as chapters or subsidiary offices, and the name of a contact person for each unit; (c) Each area of operation (crops, wild crops, livestock, or handling) for which accreditation is requested and the estimated number of each type of operation anticipated to be certified annually by the applicant along with a copy of the applicant’s schedule of fees for all services to be provided under these regulations by the applicant; (d) The type of entity the applicant is (e.g., government agricultural office, for-profit business, not-for-profit mem bership association) and for: (1) A governmental entity, a copy of the official’s authority to conduct cer tification activities under the Act and the regulations in this part, (2) A private entity, documentation showing the entity’s status and organi zational purpose, such as articles of in corporation and by-laws or ownership or membership provisions, and its date of establishment; and VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00432 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 423 Agricultural Marketing Service, USDA § 205.504 (e) A list of each State or foreign country in which the applicant cur rently certifies production and han dling operations and a list of each State or foreign country in which the applicant intends to certify production or handling operations. § 205.504 Evidence of expertise and ability. A private or governmental entity seeking accreditation as a certifying agent must submit the following docu ments and information to demonstrate its expertise in organic production or handling techniques; its ability to fully comply with and implement the or ganic certification program established in §§ 205.100 and 205.101, §§ 205.201 through 205.203, §§ 205.300 through 205.303, §§ 205.400 through 205.406, and §§ 205.661 and 205.662; and its ability to comply with the requirements for ac creditation set forth in § 205.501: (a) Personnel. (1) A copy of the appli cant’s policies and procedures for training, evaluating, and supervising personnel; (2) The name and position description of all personnel to be used in the cer tification operation, including admin istrative staff, certification inspectors, members of any certification review and evaluation committees, contrac tors, and all parties responsibly con nected to the certifying agent; (3) A description of the qualifica tions, including experience, training, and education in agriculture, organic production, and organic handling, for: (i) Each inspector to be used by the applicant and (ii) Each person to be designated by the applicant to review or evaluate ap plications for certification; and (4) A description of any training that the applicant has provided or intends to provide to personnel to ensure that they comply with and implement the requirements of the Act and the regu lations in this part. (b) Administrative policies and proce dures. (1) A copy of the procedures to be used to evaluate certification appli cants, make certification decisions, and issue certification certificates; (2) A copy of the procedures to be used for reviewing and investigating certified operation compliance with the Act and the regulations in this part and the reporting of violations of the Act and the regulations in this part to the Administrator; (3) A copy of the procedures to be used for complying with the record keeping requirements set forth in § 205.501(a)(9); (4) A copy of the procedures to be used for maintaining the confiden tiality of any business-related informa tion as set forth in § 205.501(a)(10); (5) A copy of the procedures to be used, including any fees to be assessed, for making the following information available to any member of the public upon request: (i) Certification certificates issued during the current and 3 preceding cal endar years; (ii) A list of producers and handlers whose operations it has certified, in cluding for each the name of the oper ation, type(s) of operation, products produced, and the effective date of the certification, during the current and 3 preceding calendar years; (iii) The results of laboratory anal yses for residues of pesticides and other prohibited substances conducted during the current and 3 preceding calendar years; and (iv) Other business information as permitted in writing by the producer or handler; and (6) A copy of the procedures to be used for sampling and residue testing pursuant to § 205.670. (c) Conflicts of interest. (1) A copy of procedures intended to be implemented to prevent the occurrence of conflicts of interest, as described in § 205.501(a)(11). (2) For all persons who review appli cations for certification, perform on site inspections, review certification documents, evaluate qualifications for certification, make recommendations concerning certification, or make cer tification decisions and all parties re sponsibly connected to the certifying agent, a conflict of interest disclosure report, identifying any food- or agri culture-related business interests, in cluding business interests of imme diate family members, that cause a conflict of interest. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00433 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 424 7 CFR Ch. I (1–1–17 Edition) § 205.505 (d) Current certification activities. An applicant who currently certifies pro duction or handling operations must submit: (1) A list of all production and handling operations currently certified by the applicant; (2) Copies of at least 3 different in spection reports and certification eval uation documents for production or handling operations certified by the ap plicant during the previous year for each area of operation for which ac creditation is requested; and (3) The results of any accreditation process of the applicant’s operation by an accrediting body during the pre vious year for the purpose of evalu ating its certification activities. (e) Other information. Any other infor mation the applicant believes may as sist in the Administrator’s evaluation of the applicant’s expertise and ability. § 205.505 Statement of agreement. (a) A private or governmental entity seeking accreditation under this sub part must sign and return a statement of agreement prepared by the Adminis trator which affirms that, if granted accreditation as a certifying agent under this subpart, the applicant will carry out the provisions of the Act and the regulations in this part, including: (1) Accept the certification decisions made by another certifying agent ac credited or accepted by USDA pursuant to § 205.500; (2) Refrain from making false or mis leading claims about its accreditation status, the USDA accreditation pro gram for certifying agents, or the na ture or qualities of products labeled as organically produced; (3) Conduct an annual performance evaluation of all persons who review applications for certification, perform on-site inspections, review certifi cation documents, evaluate qualifica tions for certification, make rec ommendations concerning certifi cation, or make certification decisions and implement measures to correct any deficiencies in certification serv ices; (4) Have an annual internal program review conducted of its certification activities by certifying agent staff, an outside auditor, or a consultant who has the expertise to conduct such re views and implement measures to cor rect any noncompliances with the Act and the regulations in this part; (5) Pay and submit fees to AMS in ac cordance with § 205.640; and (6) Comply with, implement, and carry out any other terms and condi tions determined by the Administrator to be necessary. (b) A private entity seeking accredi tation as a certifying agent under this subpart must additionally agree to: (1) Hold the Secretary harmless for any failure on the part of the certi fying agent to carry out the provisions of the Act and the regulations in this part; (2) Furnish reasonable security, in an amount and according to such terms as the Administrator may by regulation prescribe, for the purpose of protecting the rights of production and handling operations certified by such certifying agent under the Act and the regula tions in this part; and (3) Transfer to the Administrator and make available to the applicable State organic program’s governing State offi cial all records or copies of records concerning the certifying agent’s cer tification activities in the event that the certifying agent dissolves or loses its accreditation; Provided, That such transfer shall not apply to a merger, sale, or other transfer of ownership of a certifying agent. § 205.506 Granting accreditation. (a) Accreditation will be granted when: (1) The accreditation applicant has submitted the information required by §§ 205.503 through 205.505; (2) The accreditation applicant pays the required fee in accordance with § 205.640(c); and (3) The Administrator determines that the applicant for accreditation meets the requirements for accredita tion as stated in § 205.501, as deter mined by a review of the information submitted in accordance with §§ 205.503 through 205.505 and, if necessary, a re view of the information obtained from a site evaluation as provided for in § 205.508. (b) On making a determination to ap prove an application for accreditation, VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00434 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 425 Agricultural Marketing Service, USDA § 205.508 the Administrator will notify the ap plicant of the granting of accreditation in writing, stating: (1) The area(s) for which accredita tion is given; (2) The effective date of the accredi tation; (3) Any terms and conditions for the correction of minor noncompliances; and (4) For a certifying agent who is a private entity, the amount and type of security that must be established to protect the rights of production and handling operations certified by such certifying agent. (c) The accreditation of a certifying agent shall continue in effect until such time as the certifying agent fails to renew accreditation as provided in § 205.510(c), the certifying agent volun tarily ceases its certification activi ties, or accreditation is suspended or revoked pursuant to § 205.665. § 205.507 Denial of accreditation. (a) If the Program Manager has rea son to believe, based on a review of the information specified in §§ 205.503 through 205.505 or after a site evalua tion as specified in § 205.508, that an ap plicant for accreditation is not able to comply or is not in compliance with the requirements of the Act and the regulations in this part, the Program Manager shall provide a written notifi cation of noncompliance to the appli cant. Such notification shall provide: (1) A description of each noncompli ance; (2) The facts upon which the notifica tion of noncompliance is based; and (3) The date by which the applicant must rebut or correct each noncompli ance and submit supporting docu mentation of each such correction when correction is possible. (b) When each noncompliance has been resolved, the Program Manager will send the applicant a written notifi cation of noncompliance resolution and proceed with further processing of the application. (c) If an applicant fails to correct the noncompliances, fails to report the cor rections by the date specified in the no tification of noncompliance, fails to file a rebuttal of the notification of noncompliance by the date specified, or is unsuccessful in its rebuttal, the Pro gram Manager will provide the appli cant with written notification of ac creditation denial. An applicant who has received written notification of ac creditation denial may apply for ac creditation again at any time in ac cordance with § 205.502, or appeal the denial of accreditation in accordance with § 205.681 by the date specified in the notification of accreditation de nial. (d) If the certifying agent was accred ited prior to the site evaluation and the certifying agent fails to correct the noncompliances, fails to report the cor rections by the date specified in the no tification of noncompliance, or fails to file a rebuttal of the notification of noncompliance by the date specified, the Administrator will begin pro ceedings to suspend or revoke the cer tifying agent’s accreditation. A certi fying agent who has had its accredita tion suspended may at any time, unless otherwise stated in the notification of suspension, submit a request to the Secretary for reinstatement of its ac creditation. The request must be ac companied by evidence demonstrating correction of each noncompliance and corrective actions taken to comply with and remain in compliance with the Act and the regulations in this part. A certifying agent whose accredi tation is revoked will be ineligible for accreditation for a period of not less than 3 years following the date of such determination. § 205.508 Site evaluations. (a) Site evaluations of accredited cer tifying agents shall be conducted for the purpose of examining the certifying agent’s operations and evaluating its compliance with the Act and the regu lations of this part. Site evaluations shall include an on-site review of the certifying agent’s certification proce dures, decisions, facilities, administra tive and management systems, and production or handling operations cer tified by the certifying agent. Site evaluations shall be conducted by a representative(s) of the Administrator. (b) An initial site evaluation of an accreditation applicant shall be con ducted before or within a reasonable VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00435 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 426 7 CFR Ch. I (1–1–17 Edition) § 205.509 period of time after issuance of the ap plicant’s ‘‘notification of accredita tion.’’ A site evaluation shall be con ducted after application for renewal of accreditation but prior to the issuance of a notice of renewal of accreditation. One or more site evaluations will be conducted during the period of accredi tation to determine whether an accred ited certifying agent is complying with the general requirements set forth in § 205.501. § 205.509 Peer review panel. The Administrator shall establish a peer review panel pursuant to the Fed eral Advisory Committee Act (FACA) (5 U.S.C. App. 2 et seq.). The peer review panel shall be composed of not less than 3 members who shall annually evaluate the National Organic Pro gram’s adherence to the accreditation procedures in this subpart F and ISO/ IEC Guide 61, General requirements for assessment and accreditation of certifi cation/registration bodies, and the Na tional Organic Program’s accreditation decisions. This shall be accomplished through the review of accreditation procedures, document review and site evaluation reports, and accreditation decision documents or documentation. The peer review panel shall report its finding, in writing, to the National Or ganic Program’s Program Manager. § 205.510 Annual report, record keeping, and renewal of accredita tion. (a) Annual report and fees. An accred ited certifying agent must submit an nually to the Administrator, on or be fore the anniversary date of the issuance of the notification of accredi tation, the following reports and fees: (1) A complete and accurate update of information submitted pursuant to §§ 205.503 and 205.504; (2) Information supporting any changes being requested in the areas of accreditation described in § 205.500; (3) A description of the measures im plemented in the previous year and any measures to be implemented in the coming year to satisfy any terms and conditions determined by the Adminis trator to be necessary, as specified in the most recent notification of accredi tation or notice of renewal of accredi tation; (4) The results of the most recent performance evaluations and annual program review and a description of ad justments to the certifying agent’s op eration and procedures implemented or to be implemented in response to the performance evaluations and program review; and (5) The fees required in § 205.640(a). (b) Recordkeeping. Certifying agents must maintain records according to the following schedule: (1) Records obtained from applicants for certification and certified oper ations must be maintained for not less than 5 years beyond their receipt; (2) Records created by the certifying agent regarding applicants for certifi cation and certified operations must be maintained for not less than 10 years beyond their creation; and (3) Records created or received by the certifying agent pursuant to the ac creditation requirements of this sub part F, excluding any records covered by § 205.510(b)(2), must be maintained for not less than 5 years beyond their creation or receipt. (c) Renewal of accreditation. (1) The Administrator shall send the accred ited certifying agent a notice of pend ing expiration of accreditation approxi mately 1 year prior to the scheduled date of expiration. (2) An accredited certifying agent’s application for accreditation renewal must be received at least 6 months prior to the fifth anniversary of issuance of the notification of accredi tation and each subsequent renewal of accreditation. The accreditation of cer tifying agents who make timely appli cation for renewal of accreditation will not expire during the renewal process. The accreditation of certifying agents who fail to make timely application for renewal of accreditation will expire as scheduled unless renewed prior to the scheduled expiration date. Certifying agents with an expired accreditation must not perform certification activi ties under the Act and the regulations of this part. (3) Following receipt of the informa tion submitted by the certifying agent in accordance with paragraph (a) of this section and the results of a site VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00436 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 427 Agricultural Marketing Service, USDA § 205.601 evaluation, the Administrator will de termine whether the certifying agent remains in compliance with the Act and the regulations of this part and should have its accreditation renewed. (d) Notice of renewal of accreditation. Upon a determination that the certi fying agent is in compliance with the Act and the regulations of this part, the Administrator will issue a notice of renewal of accreditation. The notice of renewal will specify any terms and con ditions that must be addressed by the certifying agent and the time within which those terms and conditions must be satisfied. (e) Noncompliance. Upon a determina tion that the certifying agent is not in compliance with the Act and the regu lations of this part, the Administrator will initiate proceedings to suspend or revoke the certifying agent’s accredi tation. (f) Amending accreditation. Amend ment to scope of an accreditation may be requested at any time. The applica tion for amendment shall be sent to the Administrator and shall contain in formation applicable to the requested change in accreditation, a complete and accurate update of the information submitted pursuant to §§ 205.503 and 205.504, and the applicable fees required in § 205.640. [65 FR 80637, Dec. 21, 2000, as amended at 80 FR 6429, Feb. 5, 2015] §§ 205.511–205.599 [Reserved] Subpart G—Administrative THE NATIONAL LIST OF ALLOWED AND PROHIBITED SUBSTANCES § 205.600 Evaluation criteria for al lowed and prohibited substances, methods, and ingredients. The following criteria will be utilized in the evaluation of substances or in gredients for the organic production and handling sections of the National List: (a) Synthetic and nonsynthetic sub stances considered for inclusion on or deletion from the National List of al lowed and prohibited substances will be evaluated using the criteria specified in the Act (7 U.S.C. 6517 and 6518). (b) In addition to the criteria set forth in the Act, any synthetic sub stance used as a processing aid or adju vant will be evaluated against the fol lowing criteria: (1) The substance cannot be produced from a natural source and there are no organic substitutes; (2) The substance’s manufacture, use, and disposal do not have adverse ef fects on the environment and are done in a manner compatible with organic handling; (3) The nutritional quality of the food is maintained when the substance is used, and the substance, itself, or its breakdown products do not have an ad verse effect on human health as defined by applicable Federal regulations; (4) The substance’s primary use is not as a preservative or to recreate or improve flavors, colors, textures, or nutritive value lost during processing, except where the replacement of nutri ents is required by law; (5) The substance is listed as gen erally recognized as safe (GRAS) by Food and Drug Administration (FDA) when used in accordance with FDA’s good manufacturing practices (GMP) and contains no residues of heavy met als or other contaminants in excess of tolerances set by FDA; and (6) The substance is essential for the handling of organically produced agri cultural products. (c) Nonsynthetics used in organic processing will be evaluated using the criteria specified in the Act (7 U.S.C. 6517 and 6518). § 205.601 Synthetic substances allowed for use in organic crop production. In accordance with restrictions speci fied in this section, the following syn thetic substances may be used in or ganic crop production: Provided, That, use of such substances do not con tribute to contamination of crops, soil, or water. Substances allowed by this section, except disinfectants and sani tizers in paragraph (a) and those sub stances in paragraphs (c), (j), (k), and (l) of this section, may only be used when the provisions set forth in § 205.206(a) through (d) prove insuffi cient to prevent or control the target pest. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00437 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 428 7 CFR Ch. I (1–1–17 Edition) § 205.601 (a) As algicide, disinfectants, and sanitizer, including irrigation system cleaning systems. (1) Alcohols. (i) Ethanol. (ii) Isopropanol. (2) Chlorine materials—For pre-har vest use, residual chlorine levels in the water in direct crop contact or as water from cleaning irrigation systems applied to soil must not exceed the maximum residual disinfectant limit under the Safe Drinking Water Act, ex cept that chlorine products may be used in edible sprout production ac cording to EPA label directions. (i) Calcium hypochlorite. (ii) Chlorine dioxide. (iii) Sodium hypochlorite. (3) Copper sulfate—for use as an algicide in aquatic rice systems, is lim ited to one application per field during any 24-month period. Application rates are limited to those which do not in crease baseline soil test values for cop per over a timeframe agreed upon by the producer and accredited certifying agent. (4) Hydrogen peroxide. (5) Ozone gas—for use as an irrigation system cleaner only. (6) Peracetic acid—for use in dis infecting equipment, seed, and asexually propagated planting mate rial. Also permitted in hydrogen per oxide formulations as allowed in § 205.601(a) at concentration of no more than 6% as indicated on the pesticide product label. (7) Soap-based algicide/demossers. (8) Sodium carbonate peroxyhydrate (CAS #–15630–89–4)—Federal law re stricts the use of this substance in food crop production to approved food uses identified on the product label. (b) As herbicides, weed barriers, as applicable. (1) Herbicides, soap-based—for use in farmstead maintenance (roadways, ditches, right of ways, building perim eters) and ornamental crops. (2) Mulches. (i) Newspaper or other recycled paper, without glossy or colored inks. (ii) Plastic mulch and covers (petro leum-based other than polyvinyl chlo ride (PVC)). (iii) Biodegradable biobased mulch film as defined in § 205.2. Must be pro duced without organisms or feedstock derived from excluded methods. (c) As compost feedstocks—News papers or other recycled paper, without glossy or colored inks. (d) As animal repellents—Soaps, am monium—for use as a large animal re pellant only, no contact with soil or edible portion of crop. (e) As insecticides (including acaricides or mite control). (1) Ammonium carbonate—for use as bait in insect traps only, no direct con tact with crop or soil. (2) Aqueous potassium silicate (CAS #–1312–76–1)—the silica, used in the manufacture of potassium silicate, must be sourced from naturally occur ring sand. (3) Boric acid—structural pest con trol, no direct contact with organic food or crops. (4) Copper sulfate—for use as tadpole shrimp control in aquatic rice produc tion, is limited to one application per field during any 24-month period. Ap plication rates are limited to levels which do not increase baseline soil test values for copper over a timeframe agreed upon by the producer and ac credited certifying agent. (5) Elemental sulfur. (6) Lime sulfur—including calcium polysulfide. (7) Oils, horticultural—narrow range oils as dormant, suffocating, and sum mer oils. (8) Soaps, insecticidal. (9) Sticky traps/barriers. (10) Sucrose octanoate esters (CAS #s—42922–74–7; 58064–47–4)—in accord ance with approved labeling. (f) As insect management. Pheromones. (g) As rodenticides. Vitamin D3. (h) As slug or snail bait. Ferric phos phate (CAS # 10045–86–0). (i) As plant disease control. (1) Aqueous potassium silicate (CAS #–1312–76–1)—the silica, used in the manufacture of potassium silicate, must be sourced from naturally occur ring sand. (2) Coppers, fixed—copper hydroxide, copper oxide, copper oxychloride, in cludes products exempted from EPA tolerance, Provided, That, copper-based materials must be used in a manner VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00438 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 429 Agricultural Marketing Service, USDA § 205.602 that minimizes accumulation in the soil and shall not be used as herbicides. (3) Copper sulfate—Substance must be used in a manner that minimizes ac cumulation of copper in the soil. (4) Hydrated lime. (5) Hydrogen peroxide. (6) Lime sulfur. (7) Oils, horticultural, narrow range oils as dormant, suffocating, and sum mer oils. (8) Peracetic acid—for use to control fire blight bacteria. Also permitted in hydrogen peroxide formulations as al lowed in § 205.601(i) at concentration of no more than 6% as indicated on the pesticide product label. (9) Potassium bicarbonate. (10) Elemental sulfur. (j) As plant or soil amendments. (1) Aquatic plant extracts (other than hydrolyzed)—Extraction process is lim ited to the use of potassium hydroxide or sodium hydroxide; solvent amount used is limited to that amount nec essary for extraction. (2) Elemental sulfur. (3) Humic acids—naturally occurring deposits, water and alkali extracts only. (4) Lignin sulfonate—chelating agent, dust suppressant. (5) Magnesium sulfate—allowed with a documented soil deficiency. (6) Micronutrients—not to be used as a defoliant, herbicide, or desiccant. Those made from nitrates or chlorides are not allowed. Soil deficiency must be documented by testing. (i) Soluble boron products. (ii) Sulfates, carbonates, oxides, or silicates of zinc, copper, iron, man ganese, molybdenum, selenium, and co balt. (7) Liquid fish products—can be pH adjusted with sulfuric, citric or phos phoric acid. The amount of acid used shall not exceed the minimum needed to lower the pH to 3.5. (8) Vitamins, B1, C, and E. (9) Sulfurous acid (CAS # 7782–99–2) for on-farm generation of substance utilizing 99% purity elemental sulfur per paragraph (j)(2) of this section. (k) As plant growth regulators. Ethylene gas—for regulation of pine apple flowering. (l) As floating agents in postharvest handling. (1) Lignin sulfonate. (2) Sodium silicate—for tree fruit and fiber processing. (m) As synthetic inert ingredients as classified by the Environmental Pro tection Agency (EPA), for use with nonsynthetic substances or synthetic substances listed in this section and used as an active pesticide ingredient in accordance with any limitations on the use of such substances. (1) EPA List 4—Inerts of Minimal Concern. (2) EPA List 3—Inerts of unknown toxicity—for use only in passive pheromone dispensers. (n) Seed preparations. Hydrogen chlo ride (CAS # 7647–01–0)—for delinting cotton seed for planting. (o) As production aids. Microcrys talline cheesewax (CAS #’s 64742–42–3, 8009–03–08, and 8002–74–2)–for use in log grown mushroom production. Must be made without either ethylene-pro pylene co-polymer or synthetic colors. (p)–(z) [Reserved] [65 FR 80637, Dec. 21, 2000, as amended at 68 FR 61992, Oct. 31, 2003; 71 FR 53302 Sept. 11, 2006; 72 FR 69572, Dec. 10, 2007; 75 FR 38696, July 6, 2010; 75 FR 77524, Dec. 13, 2010; 77 FR 8092, Feb. 14, 2012; 77 FR 33298, June 6, 2012; 77 FR 45907, Aug. 2, 2012; 78 FR 31821, May 28, 2013; 79 FR 58663, Sept. 30, 2014; 80 FR 77234, Dec. 14, 2015] § 205.602 Nonsynthetic substances pro hibited for use in organic crop pro duction. The following nonsynthetic sub stances may not be used in organic crop production: (a) Ash from manure burning. (b) Arsenic. (c) Calcium chloride, brine process is natural and prohibited for use except as a foliar spray to treat a physio logical disorder associated with cal cium uptake. (d) Lead salts. (e) Potassium chloride—unless de rived from a mined source and applied in a manner that minimizes chloride accumulation in the soil. (f) Sodium fluoaluminate (mined). (g) Sodium nitrate—unless use is re stricted to no more than 20% of the crop’s total nitrogen requirement; use in spirulina production is unrestricted until October 21, 2005. (h) Strychnine. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00439 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 430 7 CFR Ch. I (1–1–17 Edition) § 205.603 (i) Tobacco dust (nicotine sulfate). (j)–(z) [Reserved] [68 FR 61992, Oct. 31, 2003] § 205.603 Synthetic substances allowed for use in organic livestock produc tion. In accordance with restrictions speci fied in this section the following syn thetic substances may be used in or ganic livestock production: (a) As disinfectants, sanitizer, and medical treatments as applicable. (1) Alcohols. (i) Ethanol-disinfectant and sanitizer only, prohibited as a feed additive. (ii) Isopropanol-disinfectant only. (2) Aspirin-approved for health care use to reduce inflammation. (3) Atropine (CAS #–51–55–8)—federal law restricts this drug to use by or on the lawful written or oral order of a li censed veterinarian, in full compliance with the AMDUCA and 21 CFR part 530 of the Food and Drug Administration regulations. Also, for use under 7 CFR part 205, the NOP requires: (i) Use by or on the lawful written order of a licensed veterinarian; and (ii) A meat withdrawal period of at least 56 days after administering to livestock intended for slaughter; and a milk discard period of at least 12 days after administering to dairy animals. (4) Biologics—Vaccines. (5) Butorphanol (CAS #–42408–82–2)— federal law restricts this drug to use by or on the lawful written or oral order of a licensed veterinarian, in full com pliance with the AMDUCA and 21 CFR part 530 of the Food and Drug Adminis tration regulations. Also, for use under 7 CFR part 205, the NOP requires: (i) Use by or on the lawful written order of a licensed veterinarian; and (ii) A meat withdrawal period of at least 42 days after administering to livestock intended for slaughter; and a milk discard period of at least 8 days after administering to dairy animals. (6) Chlorhexidine—Allowed for sur gical procedures conducted by a veteri narian. Allowed for use as a teat dip when alternative germicidal agents and/or physical barriers have lost their effectiveness. (7) Chlorine materials—disinfecting and sanitizing facilities and equip ment. Residual chlorine levels in the water shall not exceed the maximum residual disinfectant limit under the Safe Drinking Water Act. (i) Calcium hypochlorite. (ii) Chlorine dioxide. (iii) Sodium hypochlorite. (8) Electrolytes—without antibiotics. (9) Flunixin (CAS #–38677–85–9)—in accordance with approved labeling; ex cept that for use under 7 CFR part 205, the NOP requires a withdrawal period of at least two-times that required by the FDA. (10) Furosemide (CAS #–54–31–9)—in accordance with approved labeling; ex cept that for use under 7 CFR part 205, the NOP requires a withdrawal period of at least two-times that required that required by the FDA. (11) Glucose. (12) Glycerin—Allowed as a livestock teat dip, must be produced through the hydrolysis of fats or oils. (13) Hydrogen peroxide. (14) Iodine. (15) Magnesium hydroxide (CAS #– 1309–42–8)—federal law restricts this drug to use by or on the lawful written or oral order of a licensed veterinarian, in full compliance with the AMDUCA and 21 CFR part 530 of the Food and Drug Administration regulations. Also, for use under 7 CFR part 205, the NOP requires use by or on the lawful writ ten order of a licensed veterinarian. (16) Magnesium sulfate. (17) Oxytocin—use in postparturition therapeutic applications. (18) Parasiticides—Prohibited in slaughter stock, allowed in emergency treatment for dairy and breeder stock when organic system plan-approved preventive management does not pre vent infestation. Milk or milk products from a treated animal cannot be la beled as provided for in subpart D of this part for 90 days following treat ment. In breeder stock, treatment can not occur during the last third of ges tation if the progeny will be sold as or ganic and must not be used during the lactation period for breeding stock. (i) Fenbendazole (CAS #43210–67–9)— only for use by or on the lawful written order of a licensed veterinarian. (ii) Ivermectin (CAS #70288–86–7). (iii) Moxidectin (CAS #113507–06–5)— for control of internal parasites only. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00440 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 431 Agricultural Marketing Service, USDA § 205.603 (19) Peroxyacetic/peracetic acid (CAS #–79–21–0)—for sanitizing facility and processing equipment. (20) Phosphoric acid—allowed as an equipment cleaner, Provided, That, no direct contact with organically man aged livestock or land occurs. (21) Poloxalene (CAS #–9003–11–6)—for use under 7 CFR part 205, the NOP re quires that poloxalene only be used for the emergency treatment of bloat. (22) Tolazoline (CAS #–59–98–3)—fed eral law restricts this drug to use by or on the lawful written or oral order of a licensed veterinarian, in full compli ance with the AMDUCA and 21 CFR part 530 of the Food and Drug Adminis tration regulations. Also, for use under 7 CFR part 205, the NOP requires: (i) Use by or on the lawful written order of a licensed veterinarian; (ii) Use only to reverse the effects of sedation and analgesia caused by Xylazine; and (iii) A meat withdrawal period of at least 8 days after administering to live stock intended for slaughter; and a milk discard period of at least 4 days after administering to dairy animals. (23) Xylazine (CAS #–7361–61–7)—fed eral law restricts this drug to use by or on the lawful written or oral order of a licensed veterinarian, in full compli ance with the AMDUCA and 21 CFR part 530 of the Food and Drug Adminis tration regulations. Also, for use under 7 CFR part 205, the NOP requires: (i) Use by or on the lawful written order of a licensed veterinarian; (ii) The existence of an emergency; and (iii) A meat withdrawal period of at least 8 days after administering to live stock intended for slaughter; and a milk discard period of at least 4 days after administering to dairy animals. (b) As topical treatment, external parasiticide or local anesthetic as ap plicable. (1) Copper sulfate. (2) Formic acid (CAS # 64–18–6)—for use as a pesticide solely within hon eybee hives. (3) Iodine. (4) Lidocaine—as a local anesthetic. Use requires a withdrawal period of 90 days after administering to livestock intended for slaughter and 7 days after administering to dairy animals. (5) Lime, hydrated—as an external pest control, not permitted to cau terize physical alterations or deodorize animal wastes. (6) Mineral oil—for topical use and as a lubricant. (7) Procaine—as a local anesthetic, use requires a withdrawal period of 90 days after administering to livestock intended for slaughter and 7 days after administering to dairy animals. (8) Sucrose octanoate esters (CAS #s– 42922–74–7; 58064–47–4)—in accordance with approved labeling. (c) As feed supplements—None. (d) As feed additives. (1) DL-Methionine, DL-Methionine hydroxy analog, and DL-Methionine hydroxy analog calcium (CAS #’s 59–51– 8, 583–91–5, 4857–44–7, and 922–50–9)—for use only in organic poultry production at the following maximum levels of synthetic methionine per ton of feed: Laying and broiler chickens—2 pounds; turkeys and all other poultry—3 pounds. (2) Trace minerals, used for enrich ment or fortification when FDA ap proved. (3) Vitamins, used for enrichment or fortification when FDA approved. (e) As synthetic inert ingredients as classified by the Environmental Pro tection Agency (EPA), for use with nonsynthetic substances or synthetic substances listed in this section and used as an active pesticide ingredient in accordance with any limitations on the use of such substances. (1) EPA List 4—Inerts of Minimal Concern. (2) [Reserved] (f) Excipients, only for use in the manufacture of drugs used to treat or ganic livestock when the excipient is: Identified by the FDA as Generally Recognized As Safe; Approved by the FDA as a food additive; or Included in the FDA review and approval of a New Animal Drug Application or New Drug Application. (g)–(z) [Reserved] [72 FR 70484, Dec. 12, 2007, as amended at 73 FR 54059, Sept. 18, 2008; 75 FR 51924, Aug. 24, 2010; 77 FR 28745, May 15, 2012; 77 FR 45907, Aug. 2, 2012; 77 FR 57989, Sept. 19, 2012; 80 FR 6429, Feb. 5, 2015] VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00441 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 432 7 CFR Ch. I (1–1–17 Edition) § 205.604 § 205.604 Nonsynthetic substances pro hibited for use in organic livestock production. The following nonsynthetic sub stances may not be used in organic livestock production: (a) Strychnine. (b)–(z) [Reserved] § 205.605 Nonagricultural (nonorganic) substances allowed as ingredients in or on processed products labeled as ‘‘organic’’ or ‘‘made with organic (specified ingredients or food group(s)).’’ The following nonagricultural sub stances may be used as ingredients in or on processed products labeled as ‘‘organic’’ or ‘‘made with organic (spec ified ingredients or food group(s))’’ only in accordance with any restric tions specified in this section. (a) Nonsynthetics allowed: Acids (Alginic; Citric—produced by microbial fermentation of carbo hydrate substances; and Lactic). Agar-agar. Animal enzymes—(Rennet—animals derived; Catalase—bovine liver; Animal lipase; Pancreatin; Pepsin; and Trypsin). Attapulgite—as a processing aid in the handling of plant and animal oils. Bentonite. Calcium carbonate. Calcium chloride. Calcium sulfate—mined. Carrageenan. Dairy cultures. Diatomaceous earth—food filtering aid only. Enzymes—must be derived from edi ble, nontoxic plants, nonpathogenic fungi, or nonpathogenic bacteria. Flavors, nonsynthetic sources only and must not be produced using syn thetic solvents and carrier systems or any artificial preservative. Gellan gum (CAS # 71010–52–1)—high acyl form only. Glucono delta-lactone—production by the oxidation of D-glucose with bro mine water is prohibited. Kaolin. L-Malic acid (CAS # 97–67–6). Magnesium sulfate, nonsynthetic sources only. Microorganisms—any food grade bac teria, fungi, and other microorganism. Nitrogen—oil-free grades. Oxygen—oil-free grades. Perlite—for use only as a filter aid in food processing. Potassium chloride. Potassium iodide. Sodium bicarbonate. Sodium carbonate. Tartaric acid—made from grape wine. Waxes—nonsynthetic (Carnauba wax; and Wood resin). Yeast—When used as food or a fer mentation agent in products labeled as ‘‘organic,’’ yeast must be organic if its end use is for human consumption; nonorganic yeast may be used when or ganic yeast is not commercially avail able. Growth on petrochemical sub strate and sulfite waste liquor is pro hibited. For smoked yeast, nonsyn thetic smoke flavoring process must be documented. (b) Synthetics allowed: Acidified sodium chlorite—Secondary direct antimicrobial food treatment and indirect food contact surface sani tizing. Acidified with citric acid only. Activated charcoal (CAS #s 7440–44–0; 64365–11–3)—only from vegetative sources; for use only as a filtering aid. Alginates. Ammonium bicarbonate—for use only as a leavening agent. Ammonium carbonate—for use only as a leavening agent. Ascorbic acid. Calcium citrate. Calcium hydroxide. Calcium phosphates (monobasic, di basic, and tribasic). Carbon dioxide. Cellulose—for use in regenerative casings, as an anti-caking agent (non chlorine bleached) and filtering aid. Chlorine materials—disinfecting and sanitizing food contact surfaces, Ex cept, That, residual chlorine levels in the water shall not exceed the max imum residual disinfectant limit under the Safe Drinking Water Act (Calcium hypochlorite; Chlorine dioxide; and So dium hypochlorite). Ethylene—allowed for postharvest ripening of tropical fruit and degreening of citrus. Ferrous sulfate—for iron enrichment or fortification of foods when required by regulation or recommended (inde pendent organization). VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00442 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 433 Agricultural Marketing Service, USDA § 205.606 Glycerides (mono and di)—for use only in drum drying of food. Glycerin—produced by hydrolysis of fats and oils. Hydrogen peroxide. Magnesium carbonate—for use only in agricultural products labeled ‘‘made with organic (specified ingredients or food group(s)),’’ prohibited in agricul tural products labeled ‘‘organic’’. Magnesium chloride—derived from sea water. Magnesium stearate—for use only in agricultural products labeled ‘‘made with organic (specified ingredients or food group(s)),’’ prohibited in agricul tural products labeled ‘‘organic’’. Nutrient vitamins and minerals, in accordance with 21 CFR 104.20, Nutri tional Quality Guidelines For Foods. Ozone. Peracetic acid/Peroxyacetic acid (CAS # 79–21–0)—for use in wash and/or rinse water according to FDA limita tions. For use as a sanitizer on food contact surfaces. Phosphoric acid—cleaning of food contact surfaces and equipment only. Potassium acid tartrate. Potassium carbonate. Potassium citrate. Potassium hydroxide—prohibited for use in lye peeling of fruits and vegeta bles except when used for peeling peaches. Potassium phosphate—for use only in agricultural products labeled ‘‘made with organic (specific ingredients or food group(s)),’’ prohibited in agricul tural products labeled ‘‘organic’’. Silicon dioxide—Permitted as a defoamer. Allowed for other uses when organic rice hulls are not commer cially available. Sodium acid pyrophosphate (CAS # 7758–16–9)—for use only as a leavening agent. Sodium citrate. Sodium hydroxide—prohibited for use in lye peeling of fruits and vegetables. Sodium phosphates—for use only in dairy foods. Sulfur dioxide—for use only in wine labeled ‘‘made with organic grapes,’’ Provided, That, total sulfite concentra tion does not exceed 100 ppm. Tocopherols—derived from vegetable oil when rosemary extracts are not a suitable alternative. Xanthan gum. (c)–(z) [Reserved] [68 FR 61993, Oct. 31, 2003, as amended as 68 FR 62217, Nov. 3, 2003; 71 FR 53302, Sept. 11, 2006; 72 FR 58473, Oct. 16, 2007; 73 FR 59481, Oct. 9, 2008; 75 FR 77524, Dec. 13, 2010; 77 FR 8092, Feb. 14, 2012; 77 FR 33298, June 6, 2012; 77 FR 45907, Aug. 2, 2012; 78 FR 31821, May 28, 2013; 78 FR 61161, Oct. 3, 2013; 81 FR 51709, Aug. 3, 2016] § 205.606 Nonorganically produced ag ricultural products allowed as in gredients in or on processed prod ucts labeled as ‘‘organic.’’ Only the following nonorganically produced agricultural products may be used as ingredients in or on processed products labeled as ‘‘organic,’’ only in accordance with any restrictions speci fied in this section, and only when the product is not commercially available in organic form. (a) Casings, from processed intes tines. (b) Celery powder. (c) Chia (Salvia hispanica L.). (d) Colors derived from agricultural products—Must not be produced using synthetic solvents and carrier systems or any artificial preservative. (1) Beet juice extract color (pigment CAS #7659–95–2). (2) Beta-carotene extract color—de rived from carrots or algae (pigment CAS# 7235–40–7). (3) Black currant juice color (pig ment CAS #’s: 528–58–5, 528–53–0, 643–84– 5, 134–01–0, 1429–30–7, and 134–04–3). (4) Black/Purple carrot juice color (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134–01–0, 1429–30–7, and 134–04– 3). (5) Blueberry juice color (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134– 01–0, 1429–30–7, and 134–04–3). (6) Carrot juice color (pigment CAS #1393–63–1). (7) Cherry juice color (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134–01–0, 1429–30–7, and 134–04–3). (8) Chokeberry—Aronia juice color (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134–01–0, 1429–30–7, and 134–04– 3). (9) Elderberry juice color (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134– 01–0, 1429–30–7, and 134–04–3). VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00443 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 434 7 CFR Ch. I (1–1–17 Edition) § 205.607 (10) Grape juice color (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134–01–0, 1429–30–7, and 134–04–3). (11) Grape skin extract color (pig ment CAS #’s: 528–58–5, 528–53–0, 643–84– 5, 134–01–0, 1429–30–7, and 134–04–3). (12) Paprika color (CAS #68917–78–2)— dried, and oil extracted. (13) Pumpkin juice color (pigment CAS #127–40–2). (14) Purple potato juice (pigment CAS #’s: 528–58–5, 528–53–0, 643–84–5, 134– 01–0, 1429–30–7, and 134–04–3). (15) Red cabbage extract color (pig ment CAS #’s: 528–58–5, 528–53–0, 643–84– 5, 134–01–0, 1429–30–7, and 134–04–3). (16) Red radish extract color (pig ment CAS #’s: 528–58–5, 528–53–0, 643–84– 5, 134–01–0, 1429–30–7, and 134–04–3). (17) Saffron extract color (pigment CAS #1393–63–1). (18) Turmeric extract color (CAS #458–37–7). (e) Dillweed oil (CAS # 8006–75–5). (f) Fish oil (Fatty acid CAS #’s: 10417–94–4, and 25167–62–8)—stabilized with organic ingredients or only with ingredients on the National List, §§ 205.605 and 205.606. (g) Fructooligosaccharides (CAS # 308066–66–2). (h) Galangal, frozen. (i) Gelatin (CAS # 9000–70–8). (j) Gums—water extracted only (Ara bic; Guar; Locust bean; and Carob bean). (k) Inulin-oligofructose enriched (CAS # 9005–80–5). (l) Kelp—for use only as a thickener and dietary supplement. (m) Konjac flour (CAS # 37220–17–0). (n) Lecithin—de-oiled. (o) Lemongrass—frozen. (p) Orange pulp, dried. (q) Orange shellac-unbleached (CAS # 9000–59–3). (r) Pectin (non-amidated forms only). (s) Peppers (Chipotle chile). (t) Seaweed, Pacific kombu. (u) Starches. (1) Cornstarch (native). (2) Sweet potato starch—for bean thread production only. (v) Tragacanth gum (CAS #–9000–65– 1). (w) Turkish bay leaves. (x) Wakame seaweed (Undaria pinnatifida). (y) Whey protein concentrate. [72 FR 35140, June 27, 2007, as amended at 75 FR 77524, Dec. 13, 2010; 77 FR 8092, Feb. 14, 2012; 77 FR 33299, June 6, 2012; 77 FR 44429, July 30, 2012; 78 FR 31821, May 28, 2013; 79 FR 58663, Sept. 30, 2014; 80 FR 77234, Dec. 12, 2015] § 205.607 Amending the National List. (a) Any person may petition the Na tional Organic Standards Board for the purpose of having a substance evalu ated by the Board for recommendation to the Secretary for inclusion on or de letion from the National List in ac cordance with the Act. (b) A person petitioning for amend ment of the National List should re quest a copy of the petition procedures from the USDA at the address in § 205.607(c). (c) A petition to amend the National List must be submitted to: Program Manager, USDA–AMS–NOP, 1400 Inde pendence Ave. SW., Room 2648 So. Bldg., Ag Stop 0268, Washington, DC 20250–0268. [65 FR 80637, Dec. 21, 2000, as amended at 68 FR 61993, Oct. 31, 2003; 80 FR 6429, Feb. 5, 2015] §§ 205.608–205.619 [Reserved] STATE ORGANIC PROGRAMS § 205.620 Requirements of State or ganic programs. (a) A State may establish a State or ganic program for production and han dling operations within the State which produce and handle organic agri cultural products. (b) A State organic program must meet the requirements for organic pro grams specified in the Act. (c) A State organic program may contain more restrictive requirements because of environmental conditions or the necessity of specific production or handling practices particular to the State or region of the United States. (d) A State organic program must as sume enforcement obligations in the State for the requirements of this part and any more restrictive requirements approved by the Secretary. (e) A State organic program and any amendments to such program must be approved by the Secretary prior to being implemented by the State. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00444 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 435 Agricultural Marketing Service, USDA § 205.640 § 205.621 Submission and determina tion of proposed State organic pro grams and amendments to ap proved State organic programs. (a) A State organic program’s gov erning State official must submit to the Secretary a proposed State organic program and any proposed amendments to such approved program. (1) Such submission must contain supporting materials that include stat utory authorities, program description, documentation of the environmental conditions or specific production and handling practices particular to the State which necessitate more restric tive requirements than the require ments of this part, and other informa tion as may be required by the Sec retary. (2) Submission of a request for amendment of an approved State or ganic program must contain sup porting materials that include an ex planation and documentation of the en vironmental conditions or specific pro duction and handling practices par ticular to the State or region, which necessitates the proposed amendment. Supporting material also must explain how the proposed amendment furthers and is consistent with the purposes of the Act and the regulations of this part. (b) Within 6 months of receipt of sub mission, the Secretary will: Notify the State organic program’s governing State official of approval or dis approval of the proposed program or amendment of an approved program and, if disapproved, the reasons for the disapproval. (c) After receipt of a notice of dis approval, the State organic program’s governing State official may submit a revised State organic program or amendment of such a program at any time. § 205.622 Review of approved State or ganic programs. The Secretary will review a State or ganic program not less than once dur ing each 5-year period following the date of the initial program approval. The Secretary will notify the State or ganic program’s governing State offi cial of approval or disapproval of the program within 6 months after initi ation of the review. §§ 205.623–205.639 [Reserved] FEES § 205.640 Fees and other charges for accreditation. Fees and other charges equal as near ly as may be to the cost of the accredi tation services rendered under the reg ulations, including initial accredita tion, review of annual reports, and re newal of accreditation, shall be as sessed and collected from applicants for initial accreditation and accredited certifying agents submitting annual re ports or seeking renewal of accredita tion in accordance with the following provisions: (a) Fees-for-service. (1) Except as oth erwise provided in this section, fees for-service shall be based on the time required to render the service provided calculated to the nearest 15-minute pe riod, including the review of applica tions and accompanying documents and information, evaluator travel, the conduct of on-site evaluations, review of annual reports and updated docu ments and information, and the time required to prepare reports and any other documents in connection with the performance of service. The hourly rate shall be the same as that charged by the Agricultural Marketing Service, through its Quality Systems Certifi cation Program, to certification bodies requesting conformity assessment to the International Organization for Standardization ‘‘General Require ments for Bodies Operating Product Certification Systems’’ (ISO Guide 65). (2) Applicants for initial accredita tion and accredited certifying agents submitting annual reports or seeking renewal of accreditation during the first 18 months following the effective date of subpart F of this part shall re ceive service without incurring an hourly charge for service. (3) Applicants for initial accredita tion and renewal of accreditation must pay at the time of application, effec tive 18 months following February 20, 2001, a nonrefundable fee of $500.00 which shall be applied to the appli cant’s fees-for-service account. VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00445 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 436 7 CFR Ch. I (1–1–17 Edition) § 205.641 (b) Travel charges. When service is requested at a place so distant from the evaluator’s headquarters that a total of one-half hour or more is re quired for the evaluator(s) to travel to such place and back to the head quarters or at a place of prior assign ment on circuitous routing requiring a total of one-half hour or more to travel to the next place of assignment on the circuitous routing, the charge for such service shall include a mileage charge administratively determined by the U.S. Department of Agriculture and travel tolls, if applicable, or such trav el prorated among all the applicants and certifying agents furnished the service involved on an equitable basis or, when the travel is made by public transportation (including hired vehi cles), a fee equal to the actual cost thereof. Travel charges shall become effective for all applicants for initial accreditation and accredited certifying agents on February 20, 2001. The appli cant or certifying agent will not be charged a new mileage rate without no tification before the service is ren dered. (c) Per diem charges. When service is requested at a place away from the evaluator’s headquarters, the fee for such service shall include a per diem charge if the employee(s) performing the service is paid per diem in accord ance with existing travel regulations. Per diem charges to applicants and cer tifying agents will cover the same pe riod of time for which the evaluator(s) receives per diem reimbursement. The per diem rate will be administratively determined by the U.S. Department of Agriculture. Per diem charges shall be come effective for all applicants for initial accreditation and accredited certifying agents on February 20, 2001. The applicant or certifying agent will not be charged a new per diem rate without notification before the service is rendered. (d) Other costs. When costs, other than costs specified in paragraphs (a), (b), and (c) of this section, are associ ated with providing the services, the applicant or certifying agent will be charged for these costs. Such costs in clude but are not limited to equipment rental, photocopying, delivery, fac simile, telephone, or translation charges incurred in association with accreditation services. The amount of the costs charged will be determined administratively by the U.S. Depart ment of Agriculture. Such costs shall become effective for all applicants for initial accreditation and accredited certifying agents on February 20, 2001. § 205.641 Payment of fees and other charges. (a) Applicants for initial accredita tion and renewal of accreditation must remit the nonrefundable fee, pursuant to § 205.640(a)(3), along with their appli cation. Remittance must be made pay able to the USDA, AMS Livestock Pro gram and mailed to: USDA, AMS Live stock, Poultry and Seed Program, QAD, P.O. Box 790304 St. Louis, MO 63179–0304 or such other address as re quired by the Program Manager. (b) Payments for fees and other charges not covered under paragraph (a) of this section must be: (1) Received by the due date shown on the bill for collection; (2) Made payable to the Agricultural Marketing Service, USDA; and (3) Mailed to the address provided on the bill for collection. (c) The Administrator shall assess in terest, penalties, and administrative costs on debts not paid by the due date shown on a bill for collection and col lect delinquent debts or refer such debts to the Department of Justice for litigation. [65 FR 80637, Dec. 21, 2000, as amended at 80 FR 6429, Feb. 5, 2015] § 205.642 Fees and other charges for certification. Fees charged by a certifying agent must be reasonable, and a certifying agent shall charge applicants for cer tification and certified production and handling operations only those fees and charges that it has filed with the Ad ministrator. The certifying agent shall provide each applicant with an esti mate of the total cost of certification and an estimate of the annual cost of updating the certification. The certi fying agent may require applicants for certification to pay at the time of ap plication a nonrefundable fee which shall be applied to the applicant’s fees for-service account. The certifying VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00446 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 437 Agricultural Marketing Service, USDA § 205.662 agent may set the nonrefundable por tion of certification fees; however, the nonrefundable portion of certification fees must be explained in the fee sched ule submitted to the Administrator. The fee schedule must explain what fee amounts are nonrefundable and at what stage during the certification process fees become nonrefundable. The certifying agent shall provide all persons inquiring about the application process with a copy of its fee schedule. §§ 205.643–205.649 [Reserved] COMPLIANCE § 205.660 General. (a) The National Organic Program’s Program Manager, on behalf of the Secretary, may inspect and review cer tified production and handling oper ations and accredited certifying agents for compliance with the Act or regula tions in this part. (b) The Program Manager may ini tiate suspension or revocation pro ceedings against a certified operation: (1) When the Program Manager has reason to believe that a certified oper ation has violated or is not in compli ance with the Act or regulations in this part; or (2) When a certifying agent or a State organic program’s governing State offi cial fails to take appropriate action to enforce the Act or regulations in this part. (c) The Program Manager may ini tiate suspension or revocation of a cer tifying agent’s accreditation if the cer tifying agent fails to meet, conduct, or maintain accreditation requirements pursuant to the Act or this part. (d) Each notification of noncompli ance, rejection of mediation, non compliance resolution, proposed sus pension or revocation, and suspension or revocation issued pursuant to § 205.662, § 205.663, and § 205.665 and each response to such notification must be sent to the recipient’s place of business via a delivery service which provides dated return receipts. § 205.661 Investigation of certified op erations. (a) A certifying agent may inves tigate complaints of noncompliance with the Act or regulations of this part concerning production and handling operations certified as organic by the certifying agent. A certifying agent must notify the Program Manager of all compliance proceedings and actions taken pursuant to this part. (b) A State organic program’s gov erning State official may investigate complaints of noncompliance with the Act or regulations in this part con cerning organic production or handling operations operating in the State. § 205.662 Noncompliance procedure for certified operations. (a) Notification. When an inspection, review, or investigation of a certified operation by a certifying agent or a State organic program’s governing State official reveals any noncompli ance with the Act or regulations in this part, a written notification of non compliance shall be sent to the cer tified operation. Such notification shall provide: (1) A description of each noncompli ance; (2) The facts upon which the notifica tion of noncompliance is based; and (3) The date by which the certified operation must rebut or correct each noncompliance and submit supporting documentation of each such correction when correction is possible. (b) Resolution. When a certified oper ation demonstrates that each non compliance has been resolved, the cer tifying agent or the State organic pro gram’s governing State official, as ap plicable, shall send the certified oper ation a written notification of non compliance resolution. (c) Proposed suspension or revocation. When rebuttal is unsuccessful or cor rection of the noncompliance is not completed within the prescribed time period, the certifying agent or State organic program’s governing State offi cial shall send the certified operation a written notification of proposed sus pension or revocation of certification of the entire operation or a portion of the operation, as applicable to the non compliance. When correction of a non compliance is not possible, the notifi cation of noncompliance and the pro posed suspension or revocation of cer tification may be combined in one no tification. The notification of proposed VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00447 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 438 7 CFR Ch. I (1–1–17 Edition) § 205.663 suspension or revocation of certifi cation shall state: (1) The reasons for the proposed sus pension or revocation; (2) The proposed effective date of such suspension or revocation; (3) The impact of a suspension or rev ocation on future eligibility for certifi cation; and (4) The right to request mediation pursuant to § 205.663 or to file an appeal pursuant to § 205.681. (d) Willful violations. Notwithstanding paragraph (a) of this section, if a certi fying agent or State organic program’s governing State official has reason to believe that a certified operation has willfully violated the Act or regula tions in this part, the certifying agent or State organic program’s governing State official shall send the certified operation a notification of proposed suspension or revocation of certifi cation of the entire operation or a por tion of the operation, as applicable to the noncompliance. (e) Suspension or revocation. (1) If the certified operation fails to correct the noncompliance, to resolve the issue through rebuttal or mediation, or to file an appeal of the proposed suspen sion or revocation of certification, the certifying agent or State organic pro gram’s governing State official shall send the certified operation a written notification of suspension or revoca tion. (2) A certifying agent or State or ganic program’s governing State offi cial must not send a notification of suspension or revocation to a certified operation that has requested mediation pursuant to § 205.663 or filed an appeal pursuant to § 205.681, while final resolu tion of either is pending. (f) Eligibility. (1) A certified operation whose certification has been suspended under this section may at any time, unless otherwise stated in the notifica tion of suspension, submit a request to the Secretary for reinstatement of its certification. The request must be ac companied by evidence demonstrating correction of each noncompliance and corrective actions taken to comply with and remain in compliance with the Act and the regulations in this part. (2) A certified operation or a person responsibly connected with an oper ation whose certification has been re voked will be ineligible to receive cer tification for a period of 5 years fol lowing the date of such revocation, Ex cept, That, the Secretary may, when in the best interest of the certification program, reduce or eliminate the pe riod of ineligibility. (g) Violations of Act. In addition to suspension or revocation, any certified operation that: (1) Knowingly sells or labels a prod uct as organic, except in accordance with the Act, shall be subject to a civil penalty of not more than the amount specified in § 3.91(b)(1) of this title per violation. (2) Makes a false statement under the Act to the Secretary, a State organic program’s governing State official, or a certifying agent shall be subject to the provisions of section 1001 of title 18, United States Code. [65 FR 80637, Dec. 21, 2000, as amended at 75 FR 17560, Apr. 7, 2010; 79 FR 6430, Feb. 5, 2015] § 205.663 Mediation. Any dispute with respect to denial of certification or proposed suspension or revocation of certification under this part may be mediated at the request of the applicant for certification or cer tified operation and with acceptance by the certifying agent. Mediation shall be requested in writing to the applica ble certifying agent. If the certifying agent rejects the request for medi ation, the certifying agent shall pro vide written notification to the appli cant for certification or certified oper ation. The written notification shall advise the applicant for certification or certified operation of the right to re quest an appeal, pursuant to § 205.681, within 30 days of the date of the writ ten notification of rejection of the re quest for mediation. If mediation is ac cepted by the certifying agent, such mediation shall be conducted by a qualified mediator mutually agreed upon by the parties to the mediation. If a State organic program is in effect, the mediation procedures established in the State organic program, as ap proved by the Secretary, will be fol lowed. The parties to the mediation shall have no more than 30 days to VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00448 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 439 Agricultural Marketing Service, USDA § 205.665 reach an agreement following a medi ation session. If mediation is unsuc cessful, the applicant for certification or certified operation shall have 30 days from termination of mediation to appeal the certifying agent’s decision pursuant to § 205.681. Any agreement reached during or as a result of the me diation process shall be in compliance with the Act and the regulations in this part. The Secretary may review any mediated agreement for con formity to the Act and the regulations in this part and may reject any agree ment or provision not in conformance with the Act or the regulations in this part. § 205.664 [Reserved] § 205.665 Noncompliance procedure for certifying agents. (a) Notification. When an inspection, review, or investigation of an accred ited certifying agent by the Program Manager reveals any noncompliance with the Act or regulations in this part, a written notification of non compliance shall be sent to the certi fying agent. Such notification shall provide: (1) A description of each noncompli ance; (2) The facts upon which the notifica tion of noncompliance is based; and (3) The date by which the certifying agent must rebut or correct each non compliance and submit supporting doc umentation of each correction when correction is possible. (b) Resolution. When the certifying agent demonstrates that each non compliance has been resolved, the Pro gram Manager shall send the certifying agent a written notification of non compliance resolution. (c) Proposed suspension or revocation. When rebuttal is unsuccessful or cor rection of the noncompliance is not completed within the prescribed time period, the Program Manager shall send a written notification of proposed suspension or revocation of accredita tion to the certifying agent. The notifi cation of proposed suspension or rev ocation shall state whether the certi fying agent’s accreditation or specified areas of accreditation are to be sus pended or revoked. When correction of a noncompliance is not possible, the notification of noncompliance and the proposed suspension or revocation may be combined in one notification. The notification of proposed suspension or revocation of accreditation shall state: (1) The reasons for the proposed sus pension or revocation; (2) The proposed effective date of the suspension or revocation; (3) The impact of a suspension or rev ocation on future eligibility for accred itation; and (4) The right to file an appeal pursu ant to § 205.681. (d) Willful violations. Notwithstanding paragraph (a) of this section, if the Program Manager has reason to believe that a certifying agent has willfully violated the Act or regulations in this part, the Program Manager shall send a written notification of proposed sus pension or revocation of accreditation to the certifying agent. (e) Suspension or revocation. When the accredited certifying agent fails to file an appeal of the proposed suspension or revocation of accreditation, the Pro gram Manager shall send a written no tice of suspension or revocation of ac creditation to the certifying agent. (f) Cessation of certification activities. A certifying agent whose accreditation is suspended or revoked must: (1) Cease all certification activities in each area of accreditation and in each State for which its accreditation is suspended or revoked. (2) Transfer to the Secretary and make available to any applicable State organic program’s governing State offi cial all records concerning its certifi cation activities that were suspended or revoked. (g) Eligibility. (1) A certifying agent whose accreditation is suspended by the Secretary under this section may at any time, unless otherwise stated in the notification of suspension, submit a request to the Secretary for rein statement of its accreditation. The re quest must be accompanied by evi dence demonstrating correction of each noncompliance and corrective actions taken to comply with and remain in compliance with the Act and the regu lations in this part. (2) A certifying agent whose accredi tation is revoked by the Secretary VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00449 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 440 7 CFR Ch. I (1–1–17 Edition) §§ 205.666–205.667 shall be ineligible to be accredited as a certifying agent under the Act and the regulations in this part for a period of not less than 3 years following the date of such revocation. §§ 205.666–205.667 [Reserved] § 205.668 Noncompliance procedures under State organic programs. (a) A State organic program’s gov erning State official must promptly notify the Secretary of commencement of any noncompliance proceeding against a certified operation and for ward to the Secretary a copy of each notice issued. (b) A noncompliance proceeding, brought by a State organic program’s governing State official against a cer tified operation, shall be appealable pursuant to the appeal procedures of the State organic program. There shall be no subsequent rights of appeal to the Secretary. Final decisions of a State may be appealed to the United States District Court for the district in which such certified operation is lo cated. (c) A State organic program’s gov erning State official may review and investigate complaints of noncompli ance with the Act or regulations con cerning accreditation of certifying agents operating in the State. When such review or investigation reveals any noncompliance, the State organic program’s governing State official shall send a written report of non compliance to the Program Manager. The report shall provide a description of each noncompliance and the facts upon which the noncompliance is based. § 205.669 [Reserved] INSPECTION AND TESTING, REPORTING, AND EXCLUSION FROM SALE § 205.670 Inspection and testing of ag ricultural products to be sold or la beled as ‘‘100 percent organic,’’ ‘‘or ganic,’’ or ‘‘made with organic (specified ingredients or food group(s)).’’ (a) All agricultural products that are to be sold, labeled, or represented as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with organic (specified ingredi ents or food group(s))’’ must be made accessible by certified organic produc tion or handling operations for exam ination by the Administrator, the ap plicable State organic program’s gov erning State official, or the certifying agent. (b) The Administrator, applicable State organic program’s governing State official, or the certifying agent may require preharvest or postharvest testing of any agricultural input used or agricultural product to be sold, la beled, or represented as ‘‘100 percent organic,’’ ‘‘organic,’’ or ‘‘made with or ganic (specified ingredients or food group(s))’’ when there is reason to be lieve that the agricultural input or product has come into contact with a prohibited substance or has been pro duced using excluded methods. Sam ples may include the collection and testing of soil; water; waste; seeds; plant tissue; and plant, animal, and processed products samples. Such tests must be conducted by the applicable State organic program’s governing State official or the certifying agent at the official’s or certifying agent’s own expense. (c) A certifying agent must conduct periodic residue testing of agricultural products to be sold, labeled, or rep resented as ‘‘100 percent organic,’’ ‘‘or ganic,’’ or ‘‘made with organic (speci fied ingredients or food group(s)).’’ Samples may include the collection and testing of soil; water; waste; seeds; plant tissue; and plant, animal, and processed products samples. Such tests must be conducted by the certifying agent at the certifying agent’s own ex pense. (d) A certifying agent must, on an annual basis, sample and test from a minimum of five percent of the oper ations it certifies, rounded to the near est whole number. A certifying agent that certifies fewer than thirty oper ations on an annual basis must sample and test from at least one operation annually. Tests conducted under para graphs (b) and (c) of this section will apply to the minimum percentage of operations. (e) Sample collection pursuant to paragraphs (b) and (c) of this section VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00450 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 441 Agricultural Marketing Service, USDA § 205.680 must be performed by an inspector rep resenting the Administrator, applica ble State organic program’s governing State official, or certifying agent. Sample integrity must be maintained throughout the chain of custody, and residue testing must be performed in an accredited laboratory. Chemical analysis must be made in accordance with the methods described in the most current edition of the Official Methods of Analysis of the AOAC International or other current applicable validated methodology for determining the pres ence of contaminants in agricultural products. (f) Results of all analyses and tests performed under this section will be available for public access, unless the testing is part of an ongoing compli ance investigation. (g) If test results indicate a specific agricultural product contains pesticide residues or environmental contami nants that exceed the Food and Drug Administration’s or the Environmental Protection Agency’s regulatory toler ances, the certifying agent must promptly report such data to the Fed eral health agency whose regulatory tolerance or action level has been ex ceeded. Test results that exceed federal regulatory tolerances must also be re ported to the appropriate State health agency or foreign equivalent. [77 FR 67251, Nov. 9, 2012] § 205.671 Exclusion from organic sale. When residue testing detects prohib ited substances at levels that are greater than 5 percent of the Environ mental Protection Agency’s tolerance for the specific residue detected or un avoidable residual environmental con tamination, the agricultural product must not be sold, labeled, or rep resented as organically produced. The Administrator, the applicable State or ganic program’s governing State offi cial, or the certifying agent may con duct an investigation of the certified operation to determine the cause of the prohibited substance. § 205.672 Emergency pest or disease treatment. When a prohibited substance is ap plied to a certified operation due to a Federal or State emergency pest or dis ease treatment program and the cer tified operation otherwise meets the requirements of this part, the certifi cation status of the operation shall not be affected as a result of the applica tion of the prohibited substance: Pro vided, That: (a) Any harvested crop or plant part to be harvested that has contact with a prohibited substance applied as the re sult of a Federal or State emergency pest or disease treatment program can not be sold, labeled, or represented as organically produced; and (b) Any livestock that are treated with a prohibited substance applied as the result of a Federal or State emer gency pest or disease treatment pro gram or product derived from such treated livestock cannot be sold, la beled, or represented as organically produced: Except, That: (1) Milk or milk products may be sold, labeled, or represented as organi cally produced beginning 12 months fol lowing the last date that the dairy ani mal was treated with the prohibited substance; and (2) The offspring of gestating mam malian breeder stock treated with a prohibited substance may be consid ered organic: Provided, That, the breed er stock was not in the last third of gestation on the date that the breeder stock was treated with the prohibited substance. §§ 205.673–205.679 [Reserved] ADVERSE ACTION APPEAL PROCESS § 205.680 General. (a) Persons subject to the Act who believe they are adversely affected by a noncompliance decision of the National Organic Program’s Program Manager may appeal such decision to the Ad ministrator. (b) Persons subject to the Act who believe that they are adversely affected by a noncompliance decision of a State organic program may appeal such deci sion to the State organic program’s governing State official who will ini tiate handling of the appeal pursuant to appeal procedures approved by the Secretary. (c) Persons subject to the Act who believe that they are adversely affected VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00451 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 442 7 CFR Ch. I (1–1–17 Edition) § 205.681 by a noncompliance decision of a certi fying agent may appeal such decision to the Administrator, Except, That, when the person is subject to an ap proved State organic program, the ap peal must be made to the State organic program. (d) All written communications be tween parties involved in appeal pro ceedings must be sent to the recipient’s place of business by a delivery service which provides dated return receipts. (e) All appeals shall be reviewed, heard, and decided by persons not in volved with the decision being ap pealed. § 205.681 Appeals. (a) Certification appeals. An applicant for certification may appeal a certi fying agent’s notice of denial of certifi cation, and a certified operation may appeal a certifying agent’s notification of proposed suspension or revocation of certification to the Administrator, Ex cept, That, when the applicant or cer tified operation is subject to an ap proved State organic program the ap peal must be made to the State organic program which will carry out the ap peal pursuant to the State organic pro gram’s appeal procedures approved by the Secretary. (1) If the Administrator or State or ganic program sustains a certification applicant’s or certified operation’s ap peal of a certifying agent’s decision, the applicant will be issued organic certification, or a certified operation will continue its certification, as appli cable to the operation. The act of sus taining the appeal shall not be an ad verse action subject to appeal by the affected certifying agent. (2) If the Administrator or State or ganic program denies an appeal, a for mal administrative proceeding will be initiated to deny, suspend, or revoke the certification. Such proceeding shall be conducted pursuant to the U.S. De partment of Agriculture’s Uniform Rules of Practice, 7 CFR part 1, sub part H, or the State organic program’s rules of procedure. (b) Accreditation appeals. An applicant for accreditation and an accredited cer tifying agent may appeal the Program Manager’s denial of accreditation or proposed suspension or revocation of accreditation to the Administrator. (1) If the Administrator sustains an appeal, an applicant will be issued ac creditation, or a certifying agent will continue its accreditation, as applica ble to the operation. (2) If the Administrator denies an ap peal, a formal administrative pro ceeding to deny, suspend, or revoke the accreditation will be initiated. Such proceeding shall be conducted pursuant to the U.S. Department of Agri culture’s Uniform Rules of Practice, 7 CFR part 1, Subpart H. (c) Filing period. An appeal of a non compliance decision must be filed with in the time period provided in the let ter of notification or within 30 days from receipt of the notification, which ever occurs later. The appeal will be considered ‘‘filed’’ on the date received by the Administrator or by the State organic program. A decision to deny, suspend, or revoke certification or ac creditation will become final and non appealable unless the decision is ap pealed in a timely manner. (d) Where and what to file. (1) Appeals to the Administrator must be filed in writing and addressed to: Adminis trator, USDA, AMS, c/o NOP Appeals Team, 1400 Independence Avenue SW., Room 2648–So., Stop 0268, Washington, DC 20250–0268. (2) Appeals to the State organic pro gram must be filed in writing to the address and person identified in the let ter of notification. (3) All appeals must include a copy of the adverse decision and a statement of the appellant’s reasons for believing that the decision was not proper or made in accordance with applicable program regulations, policies, or proce dures. [65 FR 80637, Dec. 21, 2000, as amended at 71 FR 53303, Sept. 11, 2006; 80 FR 6430, Feb. 4, 2015] §§ 205.682–205.689 [Reserved] MISCELLANEOUS § 205.690 OMB control number. The control number assigned to the information collection requirements in this part by the Office of Management and Budget pursuant to the Paperwork VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00452 Fmt 8010 Sfmt 8010 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B 443 Agricultural Marketing Service, USDA §§ 205.691–205.699 Reduction Act of 1995, 44 U.S.C. Chap ter 35, is OMB number 0581–0191. [65 FR 80637, Dec. 21, 2000, as amended at 75 FR 7195, Feb. 17, 2010] §§ 205.691–205.699 [Reserved] PARTS 206–209 [RESERVED] VerDate Sep<11>2014 12:17 Feb 23, 2017 Jkt 241014 PO 00000 Frm 00453 Fmt 8010 Sfmt 8006 Q:\07\7V3.TXT 31lp o w e ll o n D S K 5 4 D X V N 1 O F R w ith $ $ JO B